EFTA01454897.pdf

30Jul 2014 SOU Pam ri Paps 2 Of 2 Rogues) As of 30 Jul 14 Deutsthe Bank AO SOUTHERN RNANCIAL, LLC PS • Osebee Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USO) SOUTHERN FxEuroCpl 21-No./-2013 20-Nov-2014 25-Nov-2014 (LOCO C00 C01 USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 ;2/1`.2, IC! FINANCIAL. LLC SOUTHERN FXOneBatOneT 21-Nos2013 20-Not-2014 25-Nov-2014 (21.000.60) USD 0 JPY LONG EUROPEAN 0.0003 5.83631 FINANCIAL. LLC ouchOpt SOUTHERN FXOneBarOneT 21-Nor-2013 2041ov2014 25-Nov-2014 (21,M0 DOI USD 0 JPY LONG EUROPEAN 0.0000 3937.76 FINANCIAL. LLC ouchOpt SOUTHERN FXOnef3atOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 121.000 001 USD 0 Fr LONG EtPCPEAN 0.0000 2,66767 FINANCIAL, LLC ouchOpt SOUTHERN FxEuroOpl 06-Jun-2014 013-Sep-2014 10-Sep-2014 10.000.03060 EUR (13450.060 00) USD SHORT EIPICPEAN PUT 1.3450 ,'224442:1 FINANCIAL. LLC SOUTHERN FxEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,060000 OD EUR 03.800.060.00) USD LOIOG ELRCPEAN CALL 1,3803 1940 33 FINANCIAL. LLC Subtotal: t 132583 64: Total: (132,683.84) Statement ID : 182298_20140730_20140731_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113320 CONFIDENTIAL SDNY_GM_00259504 EFTA01454897