EFTA01382023.pdf

KYC Print One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual's Name: Jeffrey Epstein - Date of Birth: Country of Residence: USVI Country of Citizenship: USA Has client resided outside of Litte Saint James Saint Thomas 00802 US Virgin Islands his/her country of nationality 0 yes 0 No Address of primary residence: for 5 years or more? Profession/Occupation: Self Empolyed Tax ID / SSN: Current Employer: Southern Financial LLC Position/Title/Rank: President Address of employer: Does the person work as senior executive of a DB-recognized regulated entity in the financial ndustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities • Yes IIII No Is the individual a Politically Exposed Person (PEP)?(// Yes, desCrite) • Yes III No To the best of your knowledge, is the individual related to an employee of the DB group?(if 0 Family 0 Friendship 0 None Family or Friendship, describe) To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or Oyes 0 No services)?(f Yes,desaibe ) If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office Client Private Client Place of : Domicile: Business: Other Location (specify): Date: Paul Moms • 0 0 4/3/2013 ❑ 0 0 • 0 • 0 Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Private investments Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: • Business Owner • Salary/Earnings • Investment 0 Inheritance/Gifts • Other: Further Describe Source of Wealth /DetaR the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Steams and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, ). Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the Island of St Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Steams and his financial management firms Estimated Annual Income(;): 10,000,000.00 Estimated amount of investable assets(;): 550 MM - 100 MM Estimated Net Worth(;): 5100 MM - 500 MM Amount of assets planned to invest with PVYM($): 10,000.00 Other Known Financial Institutions: I I I I I dbforcepb.my.saltsforce.com:...Rveriqb3INeTR5TXpWYSAIWjAlejllYllcuaXNvemlMcjRwemIJI.FIXWmiNROpo&autoMapValues 117 'In 2019 II:IR:l7 AM) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081244 CONFIDENTIAL SDNY_GM_00227428 EFTA01382023