EFTA01421735.pdf

Subject: Fw: GBSA [I] From: Stewart Oldfield Date: Tue, 27 Jun 2017 01:37:06 -0400 To: Bradley Gillin Cynthia Rodriguez Classification: For Internal Use Only Please let me know what I need to do. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel: Mobile: blackberry Email: Securities offered through Deutsche Bank Securities Inc. From: Michele Hurley Sent: Monday, June 26, 2017 09:02 PM To: Stewart Oldfield Subject: FW: GBSA [I] Classification: For internal use only Hi: As mentioned in the below email, attached please find your Customer List along with the GBSA attestation. Please review the spreadsheet again, noting any additional determinations that have been made in the last 1.5 weeks and then complete the attestation and return to Tanya Johnson-Coomes by close of business Tuesday, 6/27. As previously communicated, for any customers that were determined to be AIFs or for which a determination could not be made, overdrafts will not be permitted until such time as we are able to make a determination. This applies to all customers where the Exempt Yes / No column says anything other than "Yes". EFTA01421735 Many of you have already provided confirmation already in email form. All confirmations that were provided were noted in the far right column of the Customer List. Michele Hurley Tel. Fax Email From: Charles Hoffarth Sent: Monday, June 26, 2017 9:19 PM To: Abraham Telechanski >; Andrea Nicoletti • >; Anh H Parisi ; Armando Estua- Belaunzaran • >; Bernadette Schmidin er-Brown • ; Billy Obregon < Brandi Goldenberg • ; Brenda Guerrier • ; Brian P Convey ; Brian J Harrington • ; Carlos Luna • I Carolyn Ma liaro ; Carsten Wellemsen • ; Catherine M Oconnor >; Christopher Quartararo ; Chuck Walker ; Dan G ra Dan Peterson ; Daniel Kay Daphne Cales ; Deb'ani Bagchi • ; Derek Javarone ; Dessy Arteaga • Diane Minarczyk • Douglas Robertson • • ; Ed Lok ; Edie Murphy ; Eduardo Pieta • ; Edward Golden ; Eva Pace Foster J McCoy • ; Gabriel Micheletti < • Gina Manzino < ; Heather Kirby < Hilde.arde Berrios < ; Hsiao-li Chou < Israel Velasquez • Jake Block • >; James Donofrio • Janet A McGrath • ; Janice M Smith ; Joanne Jensen • ; John Marson Joseph Cothron >; Joseph Sabbagh • • Joseph Stafford < >; Joshua Frank Joshua Shoshan ; Josie Alonso Katherine 0-Connor Leanna Rivera ; Lee Flutter Lindsy Sanders Malcolm Kimble Mark Gonzalez ; Mark LaRoe Mark R Westhoff ; Mar C Keaveney Mauricio Pretelt ; Michael King EFTA01421736  ; Michael Lantz ; Michael Mullin ; Michael S Jacoby ; Michele- M Quattrocchi Michelle Pecorino ; Nora Heaton ; Oti Roberts ; Paul Bartilucci ; Paul E Betts ; Rachel Maglicic ; Robert Harper ; Roberto Mendoza ; Ron Colonna ; Rosemar Vrablic Russell Daulton ; R an Barcla ; Salvatore Moore ; Sean Jules ; Sean Magee uana Beale ; Shahin Ahdieh ; Stephan Wessels ; Stephen-M Johnson ; Stewart Oldfield ; Susan Moffat ; Susan Rodri uez ; Suzy Cozzi ; Tazia Smith Terrence F Tangney ; Terri Sohrab ; Theresa Romano < ; Thomas-B Mayer < Timothy MacGuire ; Timothy Donahoe ; Trevor Spinney ; Vincent Commisso >; Xavier Santos < Sylvia Junghardt ; Janet Sible Karina Bustamante Cc: Patrick Cam ; Patrick Harris Sheffali Welch ; Andrew Gallivan ; Kimberly Hart Julie Cataudella ; Michele Hurley Subject: GBSA Thanks go out to all of you for the time and attention you've given to the GBSA review effort. As you know, the regulation goes into effect on July 1st. As a documentation requirement, we need you to confirm in writing that you agree, to the best of your knowledge, that the determination for the customers for which you are the owner are correct. In order to meet the tight deadline for system updates, we require that you return the completed attestation by close of business Tuesday, 6/27. Hopefully this will not be too burdensome since you have already reviewed and confirmed most of the determinations for your customers. Michele Hurley will once again be forwarding your lists with the attestation document. EFTA01421737 I thank you in advance for your prompt attention to this request. Charlie EFTA01421738