EFTA01373894.pdf

Kind regards, Jofin Varghese Client Onboarding - NY CAG DBOI Global Services Private Limited IB operations Velankani Tech ark No 43 Electronic City, Hosur Road„ 560100 Bangalore, India Tel. Mobile Email Escalation Point: Back Up:sagar.prakas .co Dmitri Saks---12/1712014 08:30:54 PM---Classification: For internal use only Hi John, Dmitn Sakklelbielbcom@DBCOEX From. Jofin Varghese/db/dbcom@DBAMERICAS. To' CAGNY NCARIbMbcom@DBAmoncas. Manikanclan Murafielharanldbidbcom@DBAPAC. Supth Shotty/dbrdbccm©DEAMERICAS. US-CB Cc: SAMUdbMbcomeDBAMERICAS 12/17/2014 08:30 PM Date. RE: EDD package for the RID: ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC II) Subject. Classification: For Internal use only Hi Jofin, As stated In the attached, Jeffrey Epstein is the only control person, hence the "conflict of interest supposition" still exists. Besides, the supplied Board of Directors paper is neither notarized/witnessed/certified nor represents a formal filing document. In other words, it is not a strong legal proof. In such cases we recommend requesting a letter/email from an internal or external legal counsel. Thanks and regards, Dmitri Dmitri Saks AML Compliance Officer Deutsche Bank Securities Inc. 60 Wall Street, New York, NY 10005-2836 Tel: E-m CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068316 CONFIDENTIAL SDNY_GM_00214500 EFTA01373894