EFTA01158235.pdf
dataset_9 pdf 409.5 KB • Feb 3, 2026 • 8 pages
Global Investment Opportunities Group ■
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Account Position Summary
Prepared for Finandal Trust as of February It 2011
Cumul n a Conownedity 0150 00.150 338125 NAVIM 4094) 6610.50 I6265 1150.0 61 91
10.1100 113f6 0 , 01/50 7911 0.01.50 13316 NOOP 4750
L111304 0 9293 1./SDCAD 09712 ALOUSD OS 1.0595.01: 551%
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15M041 1 11 „ , r) • 1.16 4531 0.6121 45114
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13.1"11 10002 Clef 0200.05 U60 110340» 1631I2 6595 1 42 65? NI4» 643 5 004351
Olifen Hewn «sheds Mortlehearket S H,052
rae epuv•an . ' .
1141ley.10 11 11 Saar n P0 1000.0» 11030 LAD COI 441004040 -.1.250% 552390 5 (444.641)
1141ley.10 11 11 Sold 20 Cal 10.000» 11030 LAD lb.4 Marna 504dtue 100000.40 4250% .11.3033912 1 0043403
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omit Date Expiry Oote 1:00-00 bile frarionol 0:47,0 Strike Currency TN. 40.0uen Pren0.0 11 hem/um
13 Mill/ 57 moi 11 6;00'0 SLiI Cal MO» MO ISO Put 520509007 .5430 4621 0692
13.9010 120...11 Sold WII Pug 10030 14 01.1> Cell 140000.40 14.50 400 411.a0
2400 t4.4pe-11 1.001 vat Call 54000 92 USD Rd 421000003 .5540 5693 10019
2.3011 14.14, 11 Sold Wil Cal 0030 100 uSD NI $11509005 53.50 44.04 0245110
2.3011 55~41 Sold Val Put 0000 92 USD COI Ca0.M421 12^000.3 5220 .1.34 117.973
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Doan AgeleVily.• mew to4terket 5 1921901
CM NM1116
lnItta. USCI
Trade Oate Potbelly SAP 11.010 Ns. coo lace 40..0 Duration Currency Coupon Next Cali Oste T°
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214000 15.1,4,2011 M. .046040r 00 .550.10100 540400 003 1/50 5552\ WA 5213.5» OS 10200 1025 221091
)44140 205041 tel If feran'11001 -510.0100 140M0» ISO 2.000% ta0 5449.14467 100000 10110 449,161
01040 01.014014 Nicer Lodip9 L 49.117.540 30 00 0 294 USD 10.00311 WA 120;19003 10121 MSS 461.250
14.0010 15-041.2014 CCCe Am Corp 41,1340» 1040003 321 USD 515011 WA 11;154712 11300 10129 10205
154040 154/02015 50. Ford /dolor US 45050» 10003 351 USD 7.05011 NM $10.42122 1069» 10147 514.921
6.Aple 15404.2015 M. 94a(WON, Crel 419335? 200» 351 ISO 7.000% 0444 51152222 non 109.47 32,496
234470-10 01.1.10, 2016 I. OiCwo. in .1•22S000 5.0(0.007 000 ISO 7.000.4 03/3172011 12%327.70 94,50 10054 61.278
17464,40 01.1.10, 2017 I. oi Cwo. Inc 14612930 5.001010 079 WO 7.000.4 03/3172011 1331527.70 9215 10054 746.028
1544140 15.604051 Lµ0401.40 4111.40 10.00000 10 OAS WA 54 3.103 30 .60150
104041 Peplos/ M. 11040:4Amwde 4;05000 20000 50 USD 5.12551 05050014 1210662 102.25 10525 41.1157
Open ened Income tarelf.04•10.01 3 01
'VW Cwrent towlex 14141 Inc „ , , ,y ,„„ 0„....‹.. ,.,, im
Trade Ope soonest Ruller Underly-n.f , Lace ~1 eani4i L4.41 Cuntr«y Coupe. Cu....., G„,,, w .,
. ... 6. 04 Earned
14.1040 27.334.2012 3,0% SP .5502400 5.043),X0 101.91 1/50 6500% 132722 $1/34014.01 10200 11122 $ 1.00563
1900.10 »4~012 25% P7E .51000.000 3.0(0,00 1539 Lai 12210% 192,1 147.433.33 103.0 11044 5 315049
100010 1040.1.1 32% MO .11.03.400 3,0070.7 051 USD 11403% 2337 1000000 10340 103.1? $ "HI
134011 24042 IS% 119 9.4 42.044400 1,003,01:0 1151 USD 21.103% 1040 542.54000 10300 10031 $ 54211
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prowls
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11010.10 01.002013 ANA WA Clendel 5/00 10 0040 knroner. 0010 11áD 4.25\ WA 55.372.28 50 501» 13.475
0430.10 01.1202013 AMA WA 0.1.J5/00 10 00 » ;00,01 . Ofdece USD 4.25\ WA MOMS 1457 500 55.565
1344.11 Pe wheal A. flank» 11.01. no 21 34250 P.-0041 U10 5.1511 1541049 39010 25.54 2503 2000
Opts ~wads 114.144.0 444441 1.099
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lInderryln9 lon900.1 Elden lUde Spread ads) " 00001 Wu. IrbOodry (nary ft ic. C., /~ 7,, 44 Geinloss /1/50)
Cot Cote 001
23,44:0.10 0~ 40 Ag4.11 601min Ps 40'0 200» 3nt 041% -$2.7i274 53.200.420 NnMC41 516042 516356 5 44.417
29-A0r.10 44017/.10 29604-11 Gobleno I.C.2 30.0/0 3nt 045% 430227.91 54.775.974 nninc4I $1
•59399 5163.71 5 107.202
344010 11410.10 1010011 P Pm I BODO 1,4 045% 47.1021 55,034370 hwcy/ 141570 VIM? $ 05,953
/anal 30.1.011 314012 Apia Pm 110. 7' 1 0 .12A140.1 0037.393 0419044.9y $199.40 05311 3 119031
Open Tedel Return Swap. Ma444.10•141. 5 BM 04
Own Olt paingo, L4,1. la.944441
00 Oesed powsoni. C......0.0. 110.4
2011 Total p0menf 40m.. 6 1313,64
010 00ed ~monk 04.01.00
tots poste& .0orotats 1.30,4,2.,
EFTA01158235
Global Investment Opportunities Group rn il ffirtME
GIO
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Cornmt X AC morrodely raid
Account Position Summary
Prepned for l irlantinl trust ids of Pf-brusfy DI. 7011
XAGVS0 331625 X•01130 1409.63 GPM 1446 USOIPY 81.93
XVILSO 16:4 X/OUSO 796 MUSD 13816 WOOS 47SJS
VS004, 0.9293 VSOCAO 09712 N)OUSO 1.0111 USONOC 3.58(6
Forovmd contracts
Contract Spot Contract Gloat, wt
Triode Oat expiry @ought Notional fold Notional /kin. Dan Unwind Rat. Garoloas lt501
Ante /onward Ante Date
9-DeC•10 14.14.0, 4 1 AVO 2300.1:00 IVY 101.1000:0 ionAu•i 1 42 609 II 0 63.42 1153 3 QUI)
110.640 14Ms.11 AU0 2314000 IM 203.399.0:0 “AAN.11 13.114 83.1596 83,42 8137 3 11031)
3.11n.11 14442,11 AtiO 2300.000 IVY 204.2000:0 1646)P11 $3.23 1248 048 $13/ S 127.1129)
IS.No..10 174•841 11111 4S7.00$000 USO $987$71 154•0.11 43.15 AS.7SS 134.041 ASAS 3 67,024
Closed / onward tontrath Gainitoti S 1 026
,P 119,04n PiltE0 Ike.'" ;$ Me .zatIblp name lar Pe folna tonlin. beintZ Oarldtiaei 0/ AP. 'Anglin Owe AI CO.and Pds4sychv'es war10•10t. AP. Werth. chnt Bonk NA &M iftfglin rfull CO.NA 042 InesibtIS 0 IN /OK P InOtgen
SttirFt. wt 01,40 i 4 vrenbe• Of irre New Valli Slak EXhirge.),4 OP. 000411C04 •tgkonal estsanti /319 NOW 090k4r Ck,it.r. net" 11•50. SPC In WORM $944•01.10,4*• CA oft 0M9V*WelOuSOlhelbrak4Stanar inrniOntm
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11, 0000•1, 0 N WS°P.004 for flOntoti:aaJ PoPOws OH, InOrtn;nrOSPCMCK.06ettaw:Ii. VAAnnli00agolieno1in Pis .cisagt. aacINly 114(0.011 2 tbooron'a00%lrgluelln9 064 00011,440 tO IniettStUrCA. INK it teloP3OK tialtinerrIL
tenfmrsmak “kulaono.....ott, .bd.. 4 . et niSA, but.. ea r.et =pram eternprion c• mum. Oprini.d.." 1"....". 1... loN".",,"...b...thithalP. , th“...". P.41. 0."....^^. 1"than . 1M.*
Wu." /111enmen4i 6 noc onen5e4 as, elta• o. svioulk)a ke Se p"haw a ,e*olort ihninciii bwnawni. The Gat, detrats v.20, Mt Ottitite .mf enVoyets.Ve NMI gahlan a Al NMartel on11414104 inlinOti APTIMAI,Of try
Mote 060.4k4 Notin a ati as u'dONS”4..antne.q ala.. 404Ge C. kc,40 WHO iswer V410301090.4.1ecletikatnsc<eninaats a, Mt 441c0soneof
Plun Mee terra olfloaltiastrant.A4nlynalnn Mr mmoioutdraw Viot drItinni onotioculd not to realseba•lw.Nr.ra nqqedn sal tows. mrtarnorn fron caw loon. be *Waned tor Pio pusota of 'fulcra, ractand ukulinam.
'10" pr.% rand arrupoptid slack atm boos uxn tru•nt.nand% and taus be no sowings that...no peAnDfyaditen anus TheebigitsnrdvacurixtuatoMentor wenn...lea...team innualtuna airenalostnit
COOT ot4010940Noot ow4e.lef o•gutia,MN tr. Ort0011 00.1t nor N4 Pay 41,004 tot 18,1341 0, We 00senwrNealnenf,
Ma* cornpi you, .11. Atoroan Pinta., Ora repratairrom he Sather wrIonenton or rogredne am moat on
IllinnfOntennil lor ISIS Ia. of *ninon io %liana • adderaid. and maybe tidings and acariclmtul AN.... danbozon. or Auptxrrion by wpm. othti Mn itiornt4rnmonprohantad limy tsar thn in aro.. Wes nobly ....tondo
fone.,X4Ara+4itiontil Wool.
101011 11440qtinChtie 6 GT
EFTA01158236
Global Investment Opportunities Group .
GI
[ a
Account Position Summary
C.I.J..I ilm...rm...i I • ....mn.. Pr ew, ed for / innnoNI Trtrvir 4% ol II rheumy 311. 2011
Curront FM • Commodity ats XAGUSD 33 MS %MAGD It09 Gl GISAISD I 42GS WOWS $1.93
%PIUS& IS% XPOUSO 358 WALKO 11816 WOO" 47S.OS
USOCSP 09193 USDCAD 09312 AUDUSD 1.018 RADIAN TAK
ci,„.„,, y Close Out OripinAl Oriosul unwind
tr..ci. is..u. tapiry two Direction Custom‚ 1 typo strA• Cuironcy S TYP. Gairsitoss (USD)
mationsA Date Premium Premdum OO PriTiLIOTI
Oeses1IX Options GAWI.... S
....s:flaĄ Pr.sis tątk• h te mptetIN nwle kolne0.m Wkop buOW.SCOMIWOW tss M 4SX0a. 00% II CO. And iss fut441orkła004.100 WWW 0,16. Irk M de4 WACW91. 'DW CO.M Nt meatena the INC a MOWĄ
Soc..ntst In DYNIO ..• malw etnie knv York SbIX40rngr anet ols, nowsi and mion, narrow MASI toe brokt..44s*, malm NASD. INC. In adelban. /Mfw Chao SC.. ore/ operate nowu other broteretrulon or analne"
rpm." mld.,
Ds lennon; •bserg seeoded It, rannitt.o..al pupsen onht sad*. a mmmv kiltu nqweit Intattretvance•Yarof e in•rnrusto Ind ony Ixternpsvno decimalise.% edudnę bo Poi tans IDanyMON* rnia*InkinCen flabl•Mali
tenfrauten. tak..dstom at mam.. .. bastami lobo notabSt bun sw do not ...own a conplwitnn. or stawy Opnorand rotman cenume ourpdomsret al ••• Napa ‚odlataj* wdloifi rola Pat performance n rot niwami al luna
ftwys inn motyl knel •stendt4.ss s. owe, os NIC40pn lane pu.s...sse C. silt or wis fro, tSsiOss.nms ue bOa acan bnatinto efitatts onclespbstsmnroin pctiao.o. JR dł MAO Mkt/ I. the Siwa>, Ktininews or any
łuat divomed kreta er P nundanin. cleumord aort sanag er kinif fa we. Iv.. Vs/wanes proxd•d••4•O iege egnmalet endu 6.101y:oohed
Ms toter telour °Mul nelmo mkonfirmaine.We comm. cparemv etyl ellstml p.[•••wirtlInel te sinet?* olusse.re• and unwind.** wnrsivausbenA Ina crihrnervea•b• °Man.:Ito, ihr pulpet* of matmą inured ukul•bent
fogy: prkes.f44.16:1PM0 ‚kW WONNO .4.00 (OWO fralenats a•d Itcre un be r.> ansneKCIOVI pet P'Kes er r e4s un ibe re4sted The ebiggpe,h,e4 IN stro,rm(4 yen ptived a tecoorn•no.S. I10Wn3 Myty., %Mł. trt tO"G1pOp
.r.ISt.,014,010100,401.014A00.14.0019.091.tfes bł, let byk Or 0,6n. er aft Ony , sorea W 000C a 4.) 90<nntms 4Oeftcy
now cow.‚to. iwom Powolno' feinsecoUs to, MINI OrOnrglblpyegaMngYytlaNRbr1.
Th• etarrumen • fas ills rb sas ol Pw ;son wintom N i. Savant and net be pankged end sontrdsnasl. Any ust dabulien. et dpiaben by fotom odwar thin the addr•ii•• • gifohbelal N you noun Ilyi n emr, Wets nn* the widii
igon144010/ dad MIMI. 4 by •a•R
102011 lltergen Ola. SC..
EFTA01158237
Global investment Opportunities Group moisian securities LLC
GI
ra..p..., .........r...... i • ....nein..
0.trelvt FX • Commodity rates
Account Position Summary
Prepared for FIrunci•I Trust as of February 24, 2011
MUSD )30625 MINS° 140943 GIFUSO 1.6265 USOPY $1.9)
IIPTUSO IBM 0PDOSO MG gUitUSO 1.3316 ISOCLP 42629
USD,IF 09293 USDCAD 0.9712 .41,DUSO 1 014 1/O110K SAM
CPnv00lt • • %loot
cu„.„,. Gime, Out Otiose' Oregin+1 unwind.
Trade Data Capiry Date Direction Cornmeal," Type NrAionel toil Strike T) Pe O.inlorr (1)50)
0..te Pramum Prermum (S) Fterwm
010n10 17-reyr 11 00Y2ht 4471 Cs. SOLOCO 10) USO FYI 244e9.11 4225.040.00 .4450 2.90 110000
Closed Commodity Options Oalrelats 1 1 • 000
... woven Pr/e.te Bear 40* aqatent none lot Ow photo WWII bOMwtM0.aed by..
Mow. CM* 4 Co. aro RS 9•000/eksvoN4Adde. .. Wawa CM* Ills1M WO Wpm buil CO. Mi. G.! Monttry e IPS FOC. 0 0%IA
kat t di nc. 0 1540 a O n4.44t en.... valc Sas1 Exdame aid 00rtl AMfl end teforul extonoti. OSSA 404 0101040.1tf. ratrI00 NSS0. SRC I*40000n 0940.0)A Oale • Camay 00•Y•a•Wkinaer0 trottl4taltISO/Motttontet
rd.worY eon, .
The 1010vong is tenq pc0.4a110, ..f0,, ali).0 Nepali, allt rar IA retpanWeyaur request titormOtko <04.14ffied in Pkintabge 4A0 foniNCCattarrik.0 40040X•Altbri.IMMAIVO bit riot IWIa4o) OM rez."0". market .thatbrii agemw4
tenitrealon t•kutosont of aistre".• belwacil to b• reliable% bui we 0a noi %wand in carps...ea w savory. Gym.% sad minima manning ry Wren ands* 'item io clunonutheut norm. Pal porlorimer. a nouncluirro of koare
ers.dis Pis oaX,Sil ,,ni Oren*, . zn Ore 0,0161/COnFOI diepu(MZOr Mk 014nydninclafraNnet Trre tfrOte, *WO ~I 06 e aiinneW4 toolant na,th04 a posnorox oo ., nain enne, ‘A 9e dosinOneetruerents Oen)
4six, osc.se4 .c.e, no. as as ...ans.tr. obtenmi nem. 40.4sot o imck, to woo ISwt/ ./414404n$ 010.14N1 /elect 04:e enfolt9100 IPS 00040110t0104.
Mt., terse to sew olkultutentni.confrerrnon Yreurnoigisermeathrldtheemoncetwould not be mutable obenPoni rnd aggro Pei towel nUsoora Iran otturiounsi. be cOu.ned for the paw. al onslarstereurreduln.imon.
To•cml are. ' ,KO em•prood Ink,* el, ba.4 wornneth mninsii end town.. b• no anwrinc. that thew peon a porch can 9* mimed. Try obliciabon• and Poleamaknold. offseed. or ler oluriedtd, inchdi, wive., funk am notboon
4110 art •Ot otlipl<ns CC 0 04O..1 Or ...rowel 0"...y WM or P.M to We 004 in1Wrd 4 the FOIC 0,,, VOCW.0" ,,,O, 4000CY
Mew cent.. µ.t Morgan Meals lam nprosinuta• Mr lather Sweeten a nosing sae rsevateca
Tha irditnualon it la r• redrew el the poen ...ahem as addwaudand may to pmtliged and confickraul Any ine.dntitacift et dualputon bp Anyone whit than the Sans. n seohaabea. Ilyoa ...Pelham error. Orme nolk Pe as..
knotOuteb, .rod return it by fret
0 2011119.1P0.1.0.14 It CO
EFTA01158238
Global Investment Opportunities Group • • S00./11144
1 LLC
GI
ht.i...4 ht. —n...4 I • m. o...m.m.
Clara FE • Commodity rate
Account Position Summary
Pr rpmml for finarmi•I Trust es of febnonry 21. 2011
)4461/30 330425 XAVOSD 1409.63 GIINSI) 1.6263 moire 0193
XPTUSO 1606 3.103S0 TN ELS(SO 1,016 USOCIP 47163
ItSDCEIF 09293 USDC4D 09712 AUDUSO 1010 4501104 S WE
Trade Date 'Emitter Company Theme Strike Co„..„ D'ulthind diu"' Out indultry knot. Pr.* Unwind 14.t Cmin•Lom OM)
Yield Oete Price
4E44,11 NIT Et, . °ere, / Cel•MatiMarttEmera In ZOLOCO 050 431% 4N.11 fln•mtliti $ 7 20 $12.150 3.0)2
6440.11 00EL NMI, Oulu Cara 9•30:1 040 000% 7..tan•11 %wear, flormyd Ellis 513306 922
1414.11 AGNC KW, bemoan COOtEt ASP", COED 4000 050 19.02% 1614.11 flnimtlal $26 00 $20.51) 2.031
194ao.11 NGtS fait/ Tato. Itaso-acm Partom to 2303 040 141% 19440.11 fool) 531.63 533365 IM2)
20.10..11 PTO COM fihh 11500 II.Noly 15.000 050 027% 2014.11 ;minds.' $1400 314.50) 1.251
26.iato 11 MAN Wily Wawa ?Skimp Ilv 10.00) 040 000% 264.0.11 Comerulicaticao 12.03 324103 17.030
1014.11 DM Wally 0Jelog latent400521lot 2002 050 000% 20.14.11 1.50.4041 $1270 $13350 1300
2talan.11 SM. Cosily Cuckoo Pannor511) 2.003 040 6.10% 284.0.11 Energy 564.4$ $0.160 0.0401
140.0 CC% C.07 00eil Chignento Fox SACO 050 077 1,0-0 Istett, Norms! $5425 057.094 4.239
T.Ftb-11 POE 60417 Elmoam ME ZOCO 040 000% 2.Ftb-11 limbnology 116.00 321404 10.6)7
24(8.11 10114 (005/ Soft0e Geneve,In 5.007 050 000!6 2.00-11 %tote. Nornycl $15 5 0 315.554 202
4.ftb-11 01$' (quay tielcal lark.% ltd.Clat A 3,500 040 123% 41.8.11 lclus061 ill)) 311.126 571$)
440011 MC IQUOY SIK Tothot‘00O4 14010.505 2007 050 000% 4540.11 TEttm41001• $1700 314.765 2330
4ftb.11 NOV Wit, limmanian Intoprit.IMA ZSCO 040 000% 41.8.11 kostrner, Cythe 3430 X310 2.4
13430-11 Mlle (0041 Pertnentallk IMEilroltol Cap 1040 050 050% 040-11 floral $1240 $12450 ISO
10,40•11 TX Wit/ hitnium SaSponemed Mk WOO 040 131% 1014041 Emit Mattis, 336.00 $35.606 0.0371
Ic.feb•11 RICE ECIAY 1.101$0, 0 MC 9.007 050 000% 040-I1 6.51C Mottoes 35 0 00 545.595 MOHO
164.011 MGEgilv 1.401/Cop (email. 1450 040 000% 10102.11 Oak Malatials 4100.01 104.10, (trA0
1.410•11 57 (gully Senora Theookqe51400Ing ZOGO 050 000% 10frb.II Ia.:Wail $331$ 313.411 321
Ettolty Gainless 5 1.430
54040)40 Oiractien Underlyen,
Trod. atte ConfratIt Mitt, Currency him Entry 40291 Cumetrit Price G42929+44NSW
o ete Company
Clotaiciflpilty 001,001Camt•lest
total Equity (Winton 1 1,430
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COMIIIIVOSn iskulabont co sweat a blond to be oflobla.bui we do rota/must in tempi...maw start Cony' aid norms commute ma yafonset now Wanlo change walnut nom. to corlowara• a nocunduon of keno
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Won Oximal 74.tin 004t14temItnmstet.otxtmott meat .2$54524 ',knelt( te.aile0ti VotalIontwoulOtaltelloacalteeniosotaori Ito 45500 speak..
Mn. ear to toorofkul memnromeolmnaton 13• onoiqutemae* that &Flamm potent:via not laf atulsb* Krohn. end %gra fointoralnUaboro Yam othemetartet be obiatted for the pupate el makettrecimeedoicutirtors
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EFTA01158239
Global Investment Opportunities Group In. Marion SoaurtlieS LLC
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