EFTA00999698.pdf

From: Tazia Smith To: "Jeffrey E." <jeevacation@gmail.com> Cc: Daniel Sabba , Paul Morris , Richard Kahn Stewart Oldfield Vahe Stepanian Subject: Trade Report 10/28/14 [C] Date: Tue, 28 Oct 2014 20:14:29 +0000 lane-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9); unnamed(10); unnamed(11) Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at 524.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 ParkAvenue. 10154-0004 New York. NY. USA Tel. Fax Mobil Email yr From: Tazia Smith/db/dbcom To: leffrey E." <jeevacation@gmail.com>. Cc: Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdb/dbcom@DBAMERICAS. Vahe Slepanian/db/dbcom@DBAMERICAS Date: 10128/2014 02:24 PM Subject: Re: ICJ Classification: Confidential EFTA00999698 Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia VJ VWAP from time of Order Entry: $24.0117 VJ Tazia Smith Director Key Client Partners - US DB Securibes Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobil Email ;2, From: Tazia Smith/db/dbcom To: 'palfrey E. <jeevacation@gmail.com>. Cc: Daniel Sabba/db/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdb/dbcom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 01:11 PM Subject: Re: IC) Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia From: Tazia Smith/db/dbcom To: 'Fahey E." <jeevacation@gmail.com>, EFTA00999699 Cc: Daniel Sabbabdb/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Vahe Stepanianklbldbcom@DBAMERICAS. Stewart OldReld/db/dbcom@DBAMERICAS Date: 10/28/2014 11:36AM Subject: Re: (C) Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. From: Tazia Smith/db/dbcom To: "jeffrisy E. leevacationggmail.com>. Cc: Daniel Sabbaldbldbcom®DBAMERICAS. Paul Mords. Richard Kahn Vahe StepaniantdtrkibconaVDBANIERICAS Date: 10/28/2014 11:06 AM Subject: Re: (C) Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobi Email From: Tazia Smith/db/dbcom To: ',affray E. <jeevacation@gmail.com>@DEUBAINT. Cc: Richard Kahn Daniel Sabba/db/dbcom@DBAMERICAS. Vahe Stepanianklb/dbcom@DBAmericas. Paul Morris Date: 10/28/2014 10:57AM Subject: Re: IC) EFTA00999700 Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Tazia Smith Director t Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile Email ;2, From: "jeffrey E." leevacation@gmail.com> To: Tazia Smith/db/dbcorn@DBAMERICAS. Richard Kahn Date: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to jeevacation@gmail.com, and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA00999701 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA00999702