EFTA01127889.pdf

ASSET SUMMARY 6/30/13* Leon & Debra Black LDB 2011 LLC 1997 Black Family Trust 2006 Trust Judah 2009 Trust Black Family Partners 7.4% interest in BFP S 202mil 7.2% Interest In BFP $196rnil 4.7% Interest BFP $127 mil 71.5%Int In BFP/ LBF$1.O5bll 9.2% Interest In BFP $252 mil Cash $ 25 mil (Notepayable to 2006Trust $21m4) Art $1.68bil M at Cost $47 mil An at Cost $293 mil Art at cost 576 ml 44%Interest BRH Hldgs$2.23b11 Bronzes.books,ccilechbles$361mil Cash at US Trust $42.6mil HH Personal Properly $39mil Cash at JP Morgan $1 mil Cash at US Trust $0.7 mil Apollo Colnvest III $2.0 mil Cash/Stocks at BS/JPM $1.5mil Apollo Investment Corp $ 6.1mil Apollo Colnvest IV $0.6mil Cash at USTrust Srsmil ii Stocks held at JPM $5 mil (Note payable to BF? $52mil) Apollo Credit Oppor Fd $122 mil Apollo Colnvest V $4.7 mil Casti&Mkt Sec at JPM $ (Note payable to LEIF $27mil) Apollo Colnvest VI $40.4 mil (Note payable due to BFP$169mil) Investment PartnerShiCe:$20.6 mil Note due from 2009Trust Wrnil Apollo Value Colnvest $7.7 mil AP Technology PartnersLLC 0.6 Note due Sr 2011 Trusts Sterne SOMA Colnvest $2.7 mil Marketable Securities: $l4mit AP SHL Investors LLC Mathel2MPtifiCilillift2: $10.4 mil Note due from 1997 Trust $27mil AP Alternative Assets $0.6mil AP Alternative Assets $13.9mil Apollo RE Investment Fund BlueStar I. LLC 50.133 mil AP InvestmentEurope Ltd 524k AREIF III Transfer Members LLC Buckingham RAF Ptrs $10.5 me Marketable Securities:498 mfi OHM Investors 2012 Trusts: Lone Cascade LP $30.4mil Starfire $25mil M•Clift Partners .231 Phaldon Investment $54mil Tron Trust $5mil King Street Capital $8mil Avioneta Holdings $25mil Microbes Investors LLC Yggdrasil Trust 55mil AINV shs cgs! fr AIC $5.8mil Remeinderman Investors LLC .3 101 Warren Street Apt $3.5mil Gandalf Trust 55mM Anchorage Capital Ptrs $15mil Investment Partnershios$3mil AREIF Colnv IV Rollo Tanasl Trust $5mil Millennium Group 521.8m11 Apollo IF/EU Advisors&Colnvest Viroproto Investors LLC Investment PartnersNos: $8.0mil Mallory Trust $4mli CanyonValueRealization $17mil Apollo Advisors III Motto FCI Colnv 18.0 Apollo Advisors II Rally Labs $ 200k Apollo Men Advisors Apollo Investment Fd AREIF III Colnvest LLC Northgate Hldgs $151k Apollo Men Colnvestors Searchlight Capital 0.5 AREIF IV Colnvest LLC Excelsior Advisors Apollo RE Advisors IV. LP Investment Partnerships:$5GnM Apollo El II Colnvest LLC Phaldon Investment Wind Apollo RE Advisors III, LP ICrele LLC $1.6 mil Apollo RE V Colnvest LLC AP Energy Partners Knowledge Universe LP$33.7m$ Apollo Real Estate Cap Partners (Note pay due '08 Tr $10.2mil) Dune Real Estate Fund LLC 1.7 Wolfensohn Cap Pus $2.7mIl Apollo Real Estate Fund LP Gifthorse Pus LW .227 SustainableWoodands $18.8mil AP AR Holdco 02 Quadrangle Cap Ptrs 11 4.1 HAO Capital Fund LP $3.5m11 AP Technology 0.055 Markstone Cap Ptrs .237 AP SHL 0.02 ProQuest Investments .114 Note due from LDB $169mi Residual Inv Corp l&II Blue Sunshine Note due from Narrows $25m11 Pegasus Partners LP .052 Note due from PLB LLC $32mil Multiple Theatre related LLCs 1997 Black Family GST Exempt Tru I Note due from 1997 Trust $52mil Real Estate: $103mil Cash at US Trust $0 I Cony note-Rgenbc 5100k Use Insurance cash value$23.2mi1 Phaidon investment Same Total Value S2.314 bil Total Value S 265mil Total Value $422 mil Total Value $2.256 bil Total Value S255mi1 Total Value $2.73b11 'AGM shs at $24.10, marketable securities valued at 6/28/13 Investment Partnerships based on most recent K-1 where interim mkt values are not available ASSET TOTAL $5.4b11 Liabilities: An Loan $390 mil Avioneta 23.2mil NET WORTH $5.0 bil EFTA01127889 Net Worth Statement of Leon D. Black As of June 30, 2013 Prepared: July 26, 2013 EFTA01127890 Net Worth Statement - Leon D. Black As of June 30, 2013 Personal Assets Liquid Assets - Investment Accounts U.S. Trust Cash Account $ 1,819,554 JPM Cash/Marketable Securities 6,549,618 Receivables Note due from SH Meadow Lane LLC 830,000 2009 GRAT Annuity Receivable due 8/12/13 10,058.800 Investments Works of Art-held through Art Entities $1,684,975,389 Collectibles (bronzes, canes, rare books) 361,264,112 Black Family Partners LP (7.4% interest) 202,854,374 Various Investment Partnerships-schedule attached 2.720,424 AP Alternative Assets 13,854,962 AP Investment Europe 24,684 Avionetta LLC (Leon's 50.1%)) 12,525,000 BJAV Marine Ltd. (Starfire-yacht) 25,000,000 Other-AIF IV Management Inc (split dollar rights) 23.167,731 Real Estate - Personal Real Estate 103,000,000 Tangible Personal Property Household Personal Property $38,540,709 Automobiles $419,428 Total Personal Assets $ 2,487,604,7851 Personal Liabilities Loan payable-Bank of America-secured by works of art (390.000.000) Loan payable-Bank of America-Avioneta Hldgs (50.1%) (11.635.725) Note Payable to Black Family Partners (169.000.000) Total Personal Liabilities 4st-sat Lw Lityl.L.,≤}2W1 Total Net worth Page 1 of 1 EFTA01127891 Net Worth Statement - Leon D. Black Art Entities & Tangible Personal Property; Detail.' iArt:Eriti*I3 - Narrows Holdings, LLC Fine Art $1,504,975,389 Narrows Holdings, II, LLC Fine Art 120,000,000 Pent Holdings, Inc. Fine Art $60,000,000 Total' Entiti*s (Collectibles, Rare Books 60,728,062 Walking Sticks/Canes 536,050 Chinese Bronze Collection 300,000,000 6:~ ~ColkcUf~les " ;f : -30;264;11Z: ris;6cii Furniture and Decorations (all residences)** 38,540,709 gfal4trt EPtifieS1WWILM * Excludes Debra's jewelry ** Excludes art hanging on walls, fine art and furniture and furnishings in Bedford field house. Value used is insurance value at 40-50% discount from market value. Page 1 of 1 EFTA01127892 Net Worth Statement - Leon D. Black Black Familypartners - Detail assta18C-ft,T,2Th. .t.:RSE Cash U.S. Trust Cash Account $ 25,286,165 30-Jun Marketable Securities Lone Cascade LP 30,466,918 30-Jun King Street Capital 7,904,371 31-May AINV shs dist Ir AIC 4,673,985 30-Jun Anchorage Capital Partners 16,194,845 30-Jun Millennium Group 21,829,962 31-May Canyon Value Realization 17,004,148 30-Jun Illiquid Assets Investment Partnerships: 60,545,660 I-lAO Capital Fund LP $ 3,474,855 31-Mar iCrete LLC 1,335,310 2012 K-1 Knowledge Universe 33,770,566 2012 K-1 Wolfensohn Cap Pits 2,760,198 31-Mar Sustainable Woodlands 18,854,065 31-Mar Rally Labs 200,000 30-Jun Nonhgate Holdings Fund I LP 150,666 30-Jun 44% Interest BRH Hldgs 2,234,724,701 30-Jun Apollo Colnvest III 2,190,983 30-Jun Apollo Colnvest IV 638,851 30-Jun Apollo Colnvest V 7,526,628 30-Jun Apollo Colnvest VI 46,050,974 30-Jun Apollo Value Colnvest 7,690,678 30-Jun SOMA Colnvest 2,673,890 30-Jun AP Alternative Assets 604,766 30-Jun Convertible Promissory Note-Rgenix 100.000 Note due from 1997 Trust 52,000,000 Note due from Narrows Hldgs 25,000,000 Note due from PLB LLC 3,000,000 Note due from LDB 169,000,000 Ialilasowlatto 1744.107,523s; Page 1 of 1 EFTA01127893 Net Worth Statement - Leon D. Black Various Investment Partnership_s - Detail* llncludea Apollo IF/EU Advisors & Colnvest 772,704 Apollo Advisors III Apollo Men Advisors 53,416 Apollo Mezz CoInvestors 26,343 Excelsior Advisors 56,343 Apollo El II Colnvest LLC Apollo RE V Colnvest LLC Apollo Real Estate Cap Partmers Apollo Real Estate Fund LP AP Capital Propco LLC 863,011 Apollo Poland RE Advisors 589,526 AP AR Holdco 215,989 AP Technology 55,096 AP SHL 19,944 Residual Inv. Corp I & II Pegasus Partners LP 52,220 Multiple Theatre Related LLCs 15,832 • based on 2011 K-1s - 2012 not yet available yet Page 1 of I EFTA01127894 Net Worth Statement - Leon D. Black Airplane and Yacht Airplane Avioneta Holdings, LLC (parent of Rance Acquisitions LLC) 25,000,000 Leon owns 50.1%, Debra owns 49.9% Loan to Banc of America Leasing & Capital (23,226,000) Total Avioneta Holdings 'LLC 51:ITOCO Yacht (Starfire) BJAV Marine Ltd. 25,000,000 Total Yacht Page 1 of 1 EFTA01127895 Net Worth Statement - Leon D. Black Residences - Detail* 760 Park Avenue 7-8th Floor plus Servant's Rooms $20,000,000 750 Park Avenue Cooperative Apartment 1,000,000 Bedford 190.200 Narrows Road (3 parcels)" 30,000,000 Southampton 730, 750 and 766 Meadow Lane *** 50,000,000 Paradise Valley, AZ 5226 Desert Vista Road 2,000 000 S ios,ogo,gog " Residences are owned Jointly by Leon and Debra unless otherwise indiciated. " Includes value of 190 Narrows Road owned by Debra individually. *" 750 Meadow Lane is owned by Leon individually. Page 1 of 1 EFTA01127896