EFTA01433586.pdf

Subject: FW: Frieze New York invitation to Preview day, Wednesday, May 2 From: Stewart Oldfield Date: Mon, 12 Mar 2018 15:49:51 -0400 To: Ana A Zamora From: Sarah Rafferty Sent: Wednesday, March 07, 2018 5:38 PM To: Stewart Oldfield ‹ > Subject: Frieze New York invitation to Preview day, Wednesday, May 2 We are following the same process as last year — as long as your invitees meet the criteria outlined below, you may extend the invitation without securing pre-approval in the compliance system. If the client accepts, you will then be required to log in to Compliance using ID 219401 in the amount of €152 pp. All details are below including the invitation. If you have any questions, just let me know. Thanks. Criteria: Invitees should be limited to the wealth management client (or prospect) and/or their family members No sensitive counterparts (including public officials, regulatory agencies, etc.) DB payment of client travel & accommodation is not permitted Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and amount have occurred and decision or action is pending with client, or discussion on moving assets from bank x to DB). Prospective business is ok — general relationship building. If your list below meets the above criteria, you may extend the invitation for the Wednesday, May 2 Preview of Frieze New York (invitation is below). If you have any questions, please let me know. Thanks. EFTA01433586 Wed. Preview 2 Rudy Sahay 54 Madison CEO Stewart Oldfield Wed. Preview 2 Leon Black Apollo CEO Stewart Oldfield Wed. Preview 2 Michael Bloomberg Bloomberg LP CEO Stewart Oldfield Wed. Preview 1 EFTA01433587  Andrew Weinberg Brightstar Founding Partner Stewart Oldfield Wed. Preview 1 Renee Noto Brightstar Partner Stewart Oldfield Wed. Preview 1 Roger Bulloch Brightstar Partner Stewart Oldfield Wed. Preview 1 Rahul Vaid Crestline EFTA01433588 Partner Stewart Oldfield Wed. Preview 1 Tom Danziger Danziger, Danziger & Muro JD Stewart Oldfield Wed. Preview 2 Brad Wechsler Elysium CEO Stewart Oldfield Wed. Preview 2 Barry Cohen Elysium President Stewart Oldfield Wed. Preview EFTA01433589 2 Frohman Anderson Everwatch CEO Stewart Oldfield Wed. Preview 2 Matt Womble Everwatch CIO Stewart Oldfield Wed. Preview 1 Edouard Gerschel Gerschel Principal Stewart Oldfield Wed. Preview 1 Jonathan Botwinick EFTA01433590  Gerschel Counsel Stewart Oldfield Wed. Preview 2 Katherine Montrone Liberty Lane Partner Stewart Oldfield Wed. Preview 2 Adam Lindemann Lindemann Capital Principal Stewart Oldfield Wed. Preview 1 Don Marron Marron Investments Principal Stewart Oldfield EFTA01433591 Wed. Preview 1 Tony Persico Marron Investments CIO Stewart Oldfield Wed. Preview 1 Todd Meister Meister Global Principal Stewart Oldfield Wed. Preview 2 Jim Burritt Pacific Life Head Private Investments Stewart Oldfield Wed. Preview 2 EFTA01433592  Ali Rashid pvt client Stewart Oldfield Wed. Preview 1 Greg Martin Shamrock CEO Stewart Oldfield Wed. Preview 1 Stan Gold Shamrock Chairman Stewart Oldfield Wed. Preview 2 Max Loughman Disney Family EFTA01433593  pvt client Stewart Oldfield Wed. Preview 2 Barry Bloom TFMG Principal Stewart Oldfield Wed. Preview 1 Steve Warner TFMG Principal Stewart Oldfield Wed. Preview 1 Paul Watson Thirdlake CIO Stewart Oldfield Wed. Preview EFTA01433594 2 Ken Jones Thirdlake CEO Stewart Oldfield Wed. Preview 2 Robert Forsythe Thirdlake VP Investments Stewart Oldfield Wed. Preview 1 Brad Briner Willett CIO Stewart Oldfield Wed. Preview 1 David Homrich EFTA01433595  AMB Family Office CIO Stewart Oldfield Wed. Preview 1 Laura Barillaro Jockey Club Treasurer Stewart Oldfield Wed. Preview 1 Kelly Masuda Caruso Affiliated CFO Stewart Oldfield Wed. Preview 2 Heather Crosby Mathey's Lane President Stewart Oldfield EFTA01433596 Wed. Preview 1 Jonathan Sobel Hilltop Holdings CIO Stewart Oldfield Wed. Preview 1 Paul Barrett Alpha Group Capital CEO Stewart Oldfield Invitation: {Frieze New York — 2 May 2018} EFTA01433597 EFTA01433598