EFTA01501889.pdf

Fur the Period 9/lit I to 9/30.9 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements TIE HAZE TRUST 19,079,431.43 18,264,749.25 (814,682.18) 4 At June 30, 2011, JPMS LLC's net capital of $11.3 billion TIE HAZE TRUST 0.00 0.00 0.00 15 exceeded the minimum regulatory net capital Total Value $19,079,431.43 $18,284,749.26 ($8140382.18) requirement of $1.5 billion by $9.8 billion. JPMCC's net capital of $6.9 billion was approximately 7.2% of Statement Disclosures 16 aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.9 billion by $5.0 This account summary is provided for Informational purposes and includes assets at different entities. billion. Complete copies of JPMS LLC's and JPMCC's individual (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchange- listed options, which are held at JPMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage unaudited Statement of Financial Condition may be transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities. fixed income obtained, at no cost, by accessing the following securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of JPMS. Please see JPMorgan Chase 8 Co. website address: 'Additional Information About Your Accounts" at the end of the Asset Account Statement. httpirmvestor.shareholder.comipmorganchaseifinancial (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority CFINRA") and Securities Insurance Protection -condition.cfm Corporation ("SIPCl. The Margin Account Statement reflects brokerage transactions executed by JPMS, see 'Portfolio Activity Additionally, you may call the following toll-free phone Detail". Such transactions are cleared and carried through JPMCC. number to request a hard copy of the statement 1 For important information regarding your accounts refer to the rear of your statement 000000858 t 50 15 00051 HAZET00 20,11007 Page 1 of 18 J.P. Morgan Confidential Treatment Requested by JPMorgan JPM-SDNY-00026304 Chase CONFIDENTIAL SDNY_GM_00295502 EFTA01501889