EFTA01365998.pdf

SOUTHERN TRUST COMPANY, INC. (and subsidiaries) Statement of Assets, Liabilities and Shareholder's Equity Income Tax Basis as of June 30, 2015 ASSETS Current assets Cash and cash equivalents 74,123,450 Due from brokers 1,612,283 Marketable securities, at cost 14,755,657 Total current assets $ 90,491,390 Fixed Assets 526,560 Other assets Investment in partnerships, tax basis 5,625,000 Investment in subsidiaries Southern Financial LLC 153,314,312 Haze Trust 87,512,260 IGO LLC 3,000,002 Other assets 51,500 Total other assets 243,878,073 TOTAL ASSETS $ 340,521,023 LIABILITIES AND SHAREHOLDER'S EQUITY Current liabilities Current liabilities 27,903 Total current liabilities 17,903 Shareholder's Equity Common Stock 1,000 Additional paid in capital 38,798,643 Retained earnings 301,703,477 Total shareholder's equity 340,503,120 TOTAL LIABILITIES AND SHAREHOLDER'S EQUITY $ 340,521,023 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0057495 CONFIDENTIAL SDNY_GM_00203679 EFTA01365998