EFTA01518665.pdf

GHISLAINE MAXWELL -OAP HID ACCT. For the Period 7/1/13 to 7/31/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/loss Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 7/8 Sale COMPANHIA ENERGETICA DE MINAS GERMS SPONS ADR (548.000) 8.926 4,891.52 (5,444.64) (553.12) S 7/11 High Cost REP NON VOTING PFD (3 8.9563 4.908.05 BROKERAGE 16.44 TAX 8/OR SEC .09 ESI SECURITIES COMPANY (ID: 204409-60-1) 7/9 Sale COMPANHIA ENERGETICA DE MINAS GERMS SPONS ADR (456.000) 8.814 4,019.20 (4,530.57) (511.37) S 7/12 High Cost REP NON VOTING PFD 6 8.8442 4,032.96 BROKERAGE 13.68 TAX 8/OR SEC .08 ESI SECURITIES COMPANY (ID: 204409-60-1) Total Settled Sales/Maturities/Redemptions $9,910.72 (39,975.21) ($1,054.49) S Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 7/12 Purchase ABB LTD SPONS ADR (3 22.4047 6,049.27 BROKERAGE 270 000 22.445 (6,060 07) 7/17 10.80 ESI SECURITIES COMPANY (ID: 000375-20-4) 7/12 Purchase ASTRAZENECA PLC SPONS ADR 0 49.4017 3,458.12 70.000 49.442 (3,460 92) 7/17 BROKERAGE 2.80 ESI SECURITIES COMPANY (ID: 046353-10-8) 7/12 Purchase BAE SYSTEMS PLC SPONS ADR fa 25.81 2,968.15 115.000 25.85 (2.972 75) 7/17 BROKERAGE 4.60 ESI SECURITIES COMPANY (ID: 05523R-10-7) 7/12 Purchase a BAYER A G SPONS ADR 110.5458 3,316.37 30.000 110.586 (3,317.57) 7/17 BROKERAGE 1.20 ESI SECURITIES COMPANY (ID: 072730-30-2) JP Morgan Page 15 of 19 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045908 Chase CONFIDENTIAL SDNY_GM_00315106 EFTA01518665