EFTA01383480.pdf

151 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 February 1,2019 - February 28,2019 SOUTHERN FINANCIAL LLC Transactions by Type of Activity (continued) Procne Trade, Settlement Transaction Dale Date Adivity Type Description Duality Price Accrued Interest Amount Currency Securities Withdrawals and Deposits 02/07/19 CUSTOM ER AUTHORIZED ALPHABET INC CAP STK CL C TRANS ERN N46-024943 3,000 000 3.296,130 00 USD TRANSFER GOOG 02107/19 CUSTOM ER AUTHORIZED CARVANA CO CL A TRANS FRM N4 G-02494 3 25.000.000 825,500.00 USD TRANSFER CYNA 02107/19 CUSTOM ER AUTHORIZED CITIGROUP INC DEP SHS REPSTG 11000TH PFC SER K DIV 79 000 000 2.101.400.00 USD TRANSFER 6 875% PERPETUAL M ATY PERPETUAL CALL *$I23025 00 C PRK TRANSFRM N40-024943 02/07/19 CUSTOM ER AUTHORIZED .PM ORGAN CHASE& CO DEP SHS REPSTG YATH PFD SER 2.160 000 000 2,170,800.00 USD TRANSFER FIXED TO FLTG RT BC 5.990% 04/23158 B/E DID 04/23/08 CLB 46625HHA1 TRANS ERN N46-024943 02107/19 CUSTOM ER AUTHORIZED UNITED TECHNOLOGIES CORP CON TRANSFRM N46-024943 15 000.000 IA 10,800 .00 USD TRANSFER UTX 02/11/19 YOUR ASSET TRANSFERRED ALIBABA GROUP HLDG LTD SPONSORED AD R -5.000.000 437,250.00 USD MBA ISINtUSO 509W 1327 0138 TO AM ERI TRADE CLEARING. INC. A/C 867730320 02/11/19 YOUR ASSET TRANSFERRED ALPHABET INC CAP STK CL C 0138 TO AM ERITRADE CLEARING. -3.000.000 4 285.030 00 USD GOOG INC. A/C 867730320 02111/19 YOUR ASSET TRANSFERRED AMAZON COM INC 0138 TD AM ER1TRADE CLEARING, INC. A/C -1.000.000 -1.591.000.00 USD AM ZN 867730320 02/11/19 YOUR ASSET TRANSFERRED 510081 ID EC INC COM 088 TO AM ERITRAD E CLEARING, INC. -2.095.000 -663,842 65 USD 6118 AIC 867730320 02/11/19 YOUR ASSET TRANSFERRED CARVANA CO CI A 0138 EC AM ERITRADE CLEARING. INC. NC -25,000.000 -799.500.00 USD CYNA 867730320 02711/19 YOUR ASSET TRANSFERRED KARYOPHARM THERAPEUTICS INC CON 0138 TD AM ER1TRACE -25.000.000 -215.500.00 USD KPTI CLEARING. INC. NC 867730320 02/11/19 YOUR ASSET TRANSFERRED UNITED TECHNOLOGIES OORP CON 0138 TO AM ERITRADE -15.000.000 -1.840.800.00 USD UTX CLEARING, INC. NC 867730320 02/15/19 CUSTOM ER AUTHORIZED APPLE INC COM TRANSFRM N4G-026$1 100.000.000 17 042,000 00 USD TRANSFER AAPL Page ' of Account Number NIG-023804 Rated trailed Cleanot thickish Arnhem LLC, a wholly evened 6:C1SkarA DS Every Yew Since 2007 subtidisey of Tie Bank of New Yor* Mellon MIMI RATIO COMMUNICATIONS ComoratIon (MY Mellon) AteA/Cul l.010vtirre EXCELLENCE Pesstrez MX. member' WOW NY). CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083188 CONFIDENTIAL SDNY_GM_00229372 EFTA01383480