EFTA01520433.pdf

J.P.Morgan CHISLAINE MAXWELL ACCT For the Period 9/1110 t Trade Settlement Per Unit Date Date Type Description Casentity Amount Market Cost Settled Securities Purchased 9/8 9/13 Purchase MS 7YNC1Y STEP-UP NOTE 09/13/17 150,000.000 100.00 (150,000.00) INITIAL RATE 2.75% CPN WHERE MAX RATE IS 8% PER ANNUM DD 9/8/10 100.00 J.P. MORGAN SECURITIES LLC TRADE DATE 09/08/10 9/22 9/23 Write Option GOOGLE INC (3.000) 934.983 2,804.95 CALL OPTION DEC 10 4 580 COVERED CALL 9/22 9/29 Purchase MLR 100,000.000 100.00 (100,000.00) MEDIUM TERM NOTE 1 1/4% SEP 29 2015 DTD 09/292010 STEP CPN 100.00 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE 09/22/10 Total Settled Securities Purchased ($247.196AS) Estimated Trade Settlement Per Unit Date Date Type Description Quantity Amount Market Cost Pending Securities Purchased 9/27 10/20 Purchase BARCLAYS BANK PLC 150,000.000 100.00 (150,000.00) MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/2012010 Page 18 of 34 Confidential Treatment Requested by JPMorgan JPM-SDNY-00047751 Chase CONFIDENTIAL SDNY_GM_00316949 EFTA01520433