EFTA01035533.pdf

From: Richard Kahn To: Peter Bremberg Cc: Freddie Richardson , Ari Glass >, Daniel Bloom Subject: Re: Boothbay Investors - Investment Opportunity - Time Sensitive Date: Tue, 19 Mar 2019 15:38:27 +0000 Thank you. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone 212-971-1306 Fax 646-350-0954 Cell On Mar 19, 2019, at 9:05 AM, Peter Bremberg < > wrote: Hi Richard, The pricing of the IPO is now scheduled for Thursday the 28th for trading to start Friday the 29th, so we should know our allocation late on the 28th or certainly by Friday morning. We will confirm your allocation shortly after we receive notice, so I expect that to be by Friday morning 3/29. Best, Peter From: Richard Kahn •Lc > Sent: Monday, March 18, 2019 12:34 PM To: Peter Bremberg Cc: Freddie Richardson >; An Glass Subject: Re: Boothbay Investors - Investment Opportunity - Time Sensitive Thank you and when will we find out our allocation. Please advise. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone 212-971-1306 Fax 646-350-0954 Cell On Mar 18, 2019, at 10:30 AM, Peter Bremberg wrote: Hi Richard, EFTA01035533 Correct, there is no lock up on the shares. The manager will use their discretion to exit the position, but the intent/hope is to do so within a few days. Best, Peter From: Richard Kahn Sent: Monday, March 18, 2019 12:13 PM To: Freddie Richardson O* Cc: Peter Bremberg ; An Glass • Subject: Re: Boothbay Investors - Investment Opportunity -Time Sensitive Is there no lock up in these shares? Please advise. Thank you. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone 212-971-1306 Fax 646-350-0954 Cell On Mar 18, 2019, at 9:50 AM, Freddie Richardson wrote: Dear Investors, We potentially have an interesting and highly time sensitive opportunity. We expect Boothbay Absolute Return Strategies LP ("the Fund") to be allocated shares of the upcoming Lyft Inc. ("Lyft") IPO through one of our managers. We have a maximum target position size for the Fund that we will approve the manager to request, however, this manager expects the IPO to be well over-subscribed and therefore we want to offer this opportunity, in the event you would want to have additional exposure to the IPO beyond your existing investment in the Fund. The hope is to capture the initial price appreciation in the first few days (if there is any) and then reduce the position or sell it entirely. If you wish to participate and request an additional amount of Lyft IPO exposure, please let us know by 9:00AM EST Tuesday, March 19, 2019 (tomorrow) with a specific dollar-amount you are requesting. We wish there was more time but the manager will need to give an early indication to the company to potentially receive a favorable allocation size. Please carefully read the attached letter and let us know of any questions you may have today before the deadline tomorrow. Kind regards, Freddie Frederick Richardson Boothbay Fund Management 810 Seventh Avenue, 6th Floor New York NY 10019 EFTA01035534  The information contained in this e-mail and any attachments may be legally privileged, proprietary and/or confidential. If you are not an intended recipient, you are hereby notified that any use, copying, disclosure or distribution of all or any portion of this e-mail and any attachments is strictly prohibited. If you received this e-mail in error, please notify the sender, permanently delete the e-mail and any attachments, and destroy all hard copies immediately. This communication should not be regarded as an offer, solicitation or recommendation to sell or purchase any security or other financial product. Boothbay and its related entities reserve the right to monitor and/or save all e-mail communications through their networks. <Boothbay Upsize Opportunity - March 2019.pdf> The information contained in this e-mail and any attachments may be legally privileged, proprietary and/or confidential. If you are not an intended recipient, you are hereby notified that any use, copying, disclosure or distribution of all or any portion of this e-mail and any attachments is strictly prohibited. If you received this e-mail in error, please notify the sender, permanently delete the e-mail and any attachments, and destroy all hard copies immediately. This communication should not be regarded as an offer, solicitation or recommendation to sell or purchase any security or other financial product. Boothbay and its related entities reserve the right to monitor and/or save all e-mail communications through their networks. The information contained in this e-mail and any attachments may be legally privileged, proprietary and/or confidential. If you are not an intended recipient, you are hereby notified that any use, copying, disclosure or distribution of all or any portion of this e-mail and any attachments is strictly prohibited. If you received this e- mail in error, please notify the sender, permanently delete the e-mail and any attachments, and destroy all hard copies immediately. This communication should not be regarded as an offer, solicitation or recommendation to sell or purchase any security or other financial product. Boothbay and its related entities reserve the right to monitor and/or save all e-mail communications through their networks. EFTA01035535