EFTA01255438.pdf

NAME SEARCHED: JSC Interiors LLC PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as neccssar)). DiI3 No Hit 0 Not Required No RDC Alert ( Please See Attached) RDC I. ROC Results • Hit No Hit Not Required FIRCOSOFT II. FIRCOSOFT Results No FIRCOSOFT Alert (Please See Attached) ❑ Hit No Information Found 0 Yes [8] No In. Negative Media Ills Not Required IV. Non-Negative Media Not Require! Not Required V. Other Lai:pi:we !Media No Information Found Results? M Yes El No D&B VI. MB • Not Required Results? 0 Yes ill No No Information Found SMARTLINX VII. Smanlinx • Not Required 0 Review by Ipi May be No Information Found COURT CASES Required Z No Results VIII. Court Cases M Search not required Prepared by: Sanchit Mittel Date: 08/20/2018 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We iho e attached the oeli link below for your convenience:Martindale-Hubbellhttp://www.martindale.comhp/Martindale/home.‘in I 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only S0NY_GM_ 1St CONFIDENTIAL — PURSUANT TO FED R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0024344 EFTA_00172031 EFTA01255438  Page 2 OFAC RESULTS RDC: Date of Inquiry Id Response Type Tracking Id Name Address Birth/Age ea:. 11638435 Not Alerted KYC 01977698 ::UNITED STATES 3SC Interiors LLC FIRCOSOFT: Request Alert(s) Record ID Type Name Details ID ADM INT PEP SAE JSC Interiors No No No No 25024034 WR 250240342182 Company LLC Alert Alert Alert Alert BIS RESULTS: Negative Media: No Information Found Non-Negative Media: Not Required Other Language Media: Not Required D&B: No Information Found Public Record: 1 OF 2 RECORD(S) Smartlinx ® Comprehensive Business Report Report Created:8-20-2018 3:44 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright 2018 LexisNexis. All rights reserved. Search Terms - company(JSC Interiors LLC) radius(15) Executives - Current (0) Incorporation/SOS (0) Operations/Sites (1) Sales (0) Licenses (0) URIS (0) Real Property - Current (0) Real Property - Prior (0) For internal use only For internal use only SDNY_GM_00061520 CONFIDENTIAL - PURSUANT TO FED. R.QC.)N(F IDENTIAL DB-SDNY-0024345 EFTA_00172032 EFTA01255439  Page 2 MVRs - Current (0) MVRs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0) Aircraft - Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments & Liens Filings (0) UCC Filings (0) Executives - Prior (0) Registered Agents (0) Name Variations (1) Possible Employees (0) Person Associates (0) Business Associates (0) TINs (0) Possible Connected Business Parent Company (0) Industry Information (0) (0) View All Sources (2) Business Summa Name Address Phone JSC INTERIORS LLC 575 Lexington Ave Fl 4 212-971-1307 New York. NY 10022-6146 New York County LexID Established TIN 1195-1491-9122 2016 (2 Years in Business) At a Glance Real Property 0 UCC Debtor 0 Personal Property 0 Bankruptcy 0 Secured Assets 0 Judgments/Liens 0 Executives 0 Foreclosure/Notice of Default 0 Name Variations -1 name variations found NO. NAME 1 JSC INTERIORS LLC TINs - 0 TINs found Business Profile Executives: Current -0 executive(s) found Incorporation/SOS (0 active, 0 other) OperatingLocations - Showing 1 locations) NO. ADDRESS METRO AREA PHONE 1. 575 Lexington Ave Fl 4 New York, NY 212-971-1307 New York. NY 100224146 New York County Sales - 0 record(s) found Parent Company - 0 record(s) found Industry Information - no information found Licenses - 0 licenses found URLs - 0 URLs found Bankruptcy (0 active, 0 closed) Judgments/Liens (0 filings) For internal use only For internal use only SDNY_GM_0006t 52i CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0024346 EFTA_00I 72033 EFTA01255440  Page 3 UCC Filings (0 debtor, 0 creditor) Real Property (0 current, 0 prior) Personal Property (0 current, 0 prior) Associates Executives: Prior - 0 prior executive(s) found Registered Agents - 0 registered agent(s) found Possible Employees - 0 current, 0 prior employees found Person Associates - 0 other person associates found Possible Connected Business - 0 businesses found Business Associates - 0 business associates found Sources All Sources 2 Source Documents Other Directories 1 Source Documents Experian 1 Source Documents Key: High Risk Indicator. These symbols may prompt you to investigate further. Moderate Risk Indicator. These symbols may prompt you to investigate further. General Information Indicator. These symbols inform you that additional information is provided. The most recent telephone listing as reported by Electronic Directory Assistance. Wireless Phone Indicator. These symbols indicate a cell phone number. Residential Phone Indicator. These symbols indicate a residential phone number. Business Phone Indicator. These symbols indicate a business phone number. Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline service. FAX Indicator. These symbols indicate a FAX number. Government Phone Indicator. These symbols indicate a government phone number. Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes enlaced poorly. processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any dela this system supplies. it should be Independently verified. For Secretary of Stele documents, the following data is for Information purposes only and is not an offidal record. Certified copies may be obtained horn that indiridual states Department of State. Your 0PPA Penniseable Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright O 2018 LexieNeel& a division of Reed Elsevier Inc. Al Rights Reserved. 2 OF 2 RECORD(S) For internal use only For internal use only SDNY_GM_00061522 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0024347 EFTA_00172034 EFTA01255441  Page 4 Smartlinx ® Comprehensive Business Report Report Created:8-20-2018 3:44 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copynght 2018 LexisNexis. All nghts reserved. Search Terms - company(JSC Interiors LLC) radius(15) Executives - Current (0) IncorporatioNS0S (2) Operations/Sites (1) Sales (0) Licenses (0) URls (1) Real Property - Current (0) Real Property - Prior (0) MVRs - Current (0) MVRs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0) Aircraft • Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments & Liens Filings (3) UCC Filings (0) Executives - Prior (2) Registered Agents (0) Name Variations (4) Possible Employees (0) Person Associates (0) Business Associates (1) TINs (2) Possible Connected Business Parent Company (0) Industry Information (1) (14) View Al Sources (18) Business Summary Name Address Phone J S C INTERIORS INC 17253 Lee Rd 239-482-2392 Fort Myers. FL 33967-2610 (Phone De-Listed in Electronic Directory Lee County Assistance) LexID Established TIN 0000-1976-2631 1988 (30 Years in Business) At a Glance Real Property 0 UCC Debtor 0 Personal Property 0 Bankruptcy 0 Secured Assets 0 Judgments/Liens 3 Executives 0 Foreclosure/Notice of Default 0 Name Variations - 4 name variations found NO. NAME 1. J S C INTERIORS INC 2. BLINDS UNLIMITED 3. BLINDS UNLIMITED - JSC INTERIORS 4. J S C INTERIORS TINs - 2 TINs found NO. TIN NAME 1. 07-950XXXX BLINDS UNLIMITED 2. 09-942XXXX BLINDS UNLIMITED Business Profile Executives: Current -0 executive(s) found ncorporation/SOS (2 active, 0 other) NO. NAME FILING TYPE STATUS FILING FILING NO. STATE DATE 1 BLINDS UNLIMITED -JSC ACTIVE 11/14/20 G130001118 INTERIORS 13 72 For internal use only For internal use only SDNY_GM_00061523 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0024348 EFTA 00172035 EFTA01255442  Page 5 Additional Details Business Status: ACTIVE Filing Type: Fictitious Name For Profit: Unknown Origin: Other Business Filing 2 BLINDS UNLIMITED-JSC ASSUMED NAME/DBA ACTIVE 07/12/20 O061939002 INTERIORS 06 45 Additional Details Business Type: ASSUMED NAME/DBA Business Status: ACTIVE Filing Type: Fictitious Name Expiration: 12/31/2011 For Profit: Unknown Origin: Other Business Filing OperatingLocations - Showing 1 location(s) NO. ADDRESS METRO AREA PHONE 1. 17253 Lee Rd Fort Myers-Cape Coral. 239-994-9340 Fort Myers, FL 33967-2610 FL 239-275-1556 Lee County 239-994-1279 239-482-2392 (Phone Do-Listed in Electronic Directory Assistance) Sales - 0 record(s) found Parent Company - 0 record(s) found Industry Information SIC NAIC 2431 Millwork 442291 Window Treatment Stores 2599 Furniture And Fixtures, Nec 442299 All Other Home Furnishings Stores 5719 Miscellaneous Homefumishings 453998 All Other Miscellaneous Store Stores Retailers (except Tobacco Stores) 5999 Misc. Retail Stores, Nec 541990 All Other Professional. Scientific, and Technical Services 7349 Building Maintenance Services, Nec 561790 Other Services to Buildings and Dwellings 7389 Business Services, Nec Industry Description: RETAIL Business Description: Licenses - 0 licenses found URLs - 1 URLs found BLINDSUNLIMITED-JSCINTERIORSOFSWFLORIDA.COM Bankruptcy (0 active, 0 closed) Judgments/Liens (3 filings) NO. FILING TYPE !AMOUNT IFILE DATE FILE NUMBER JURISDICTION For internal use only For internal use only SDNY_GM_00061524 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0024349 EFTA_00172036 EFTA01255443  Page 6 1 STATE TAX LIEN $5 684 03 10:12.2004 6483965 FL Debtor 1 Constantine, Jaine 17253 Lee Rd Fort Myers, FL 33967-2610 Tax Id: 079-504000( Debtor 2 JSC INTERIORS 17253 Lee Rd Fort Myers, FL 33967-2610 Creditor 1 STATE OF FLORIDA Filing Information Filing Date. 10/12/2004 Original Filing Number: 6483966 Jurisdiction: FL Amount: $5.684.00 Filing 1 Filing Number 6483966 Filing Type: STATE TAX LIEN Agency: LEE COUNTY CIRCUIT COURT Agency State: FL Agency County: LEE 2 STATE TAX LIEN 1$7.360.00 04/05/2004 16209142 FL Debtor 1 Constantine, Jaine 17253 Lee Rd Fort Myers, FL 33967-2610 Tax Id: 079-50-XXXX Debtor 2 JSC INTERIORS 17253 Lee Rd Fort Myers, FL 33967-2610 Creditor 1 STATE OF FLORIDA Filing Information Filing Date: 04/05/2004 Original Filing Number: 6209142 Jurisdiction: FL Amount: $T 360.00 Filing 1 Filing Number 6209142 Filing Type: STATE TAX LIEN Agency: LEE COUNTY CIRCUIT COURT For internal use only For internal use only SDNY_GM_00061525 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0024350 EFTA_00172037 EFTA01255444  Page 7 Agency State: FL Agency County: LEE 3. 'STATE TAX LIEN 163,927.00 105/23/2002 15456221 IFL Debtor 1 Constantine, Jaine 17253 Lee Rd Fort Myers. FL 33967-2610 Tax Id 079-50-XXXX Debtor 2 JSC INTERIORS 17253 Lee Rd Fort Myers, FL 33967-2610 Creditor 1 STATE OF FLORIDA Filing Information Filing Date: 05/23/2002 Original Filing Number: 5456221 Jurisdiction: FL Amount: $3927.00 Filing 1 Filing Number 6262439 Filing Type: STATE TAX LIEN RELEASE Agency: LEE COUNTY CIRCUIT COURT Agency State: FL Agency County: LEE Release Date: 05/10/2004 Filing 2 Filing Number 5456221 Filing Type: STATE TAX LIEN Agency: LEE COUNTY CIRCUIT COURT Agency State: FL Agency County: LEE UCC Filings (0 debtor, 0 creditor) Real Property (0 current, 0 prior) Personal Property (0 current, 0 prior) Associates Executives: Prior - 2 prior executive(s) found NO. NAME TITLE 1. Cons. Jaine OWNER Moderate Risk Associated with Other Companies For internal use only For internal use only SDNY_GM_00061526 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0024351 EFTA_00I 72038 EFTA01255445  Page 8 2 Jutrowski. Mario J PRESIDENT Moderate Risk (09/2001) Associated with Other Companies Registered Agents - 0 registered agent(s) found Possible Employees - 0 current, 0 prior employees found Person Associates - 0 other person associates found Possible Connected Business -14 businesses found NO. NAME ADDRESS 1. BLINDS UNLIMITED Ed Service Sarasota. FL 34234 Sarasota County 2. BLINDS UNLIMITED 1199 Ne Ave Sarasota. FL 34237 Sarasota County 3. BLINDS UNLIMITED 215 133rd St E Bradenton. FL 34212-9211 Manatee County 4. BLINDS UNLIMITED 2225 Industrial Blvd Sarasota, FL 34234-3119 Sarasota County 5. BLINDS UNLIMITED 2225 Industrial Blvd Ste A Sarasota. FL 34234-3119 6. BLINDS UNLIMITED 6250 N Tamiami Trl Sarasota. FL 34243 Manatee County 7. BLINDS UNLIMITED 745 E 9th Ln Hialeah. FL 33010-4635 8. BLINDS UNLIMITED 845 E 9th Ln Hialeah. FL 33010-4637 Miami-Dade County 9. BLINDS UNLIMITED & CO 1138 Mary Kate Dr Gulf Breeze, FL 32563-5522 Santa Rosa County 10. BLINDS UNLIMITED BY JOE DELAUR Melbourne, FL 11. BLINDS UNLIMITED CORP 837 Faulkwood Ct Sarasota. FL 34232-2549 Sarasota County 12. BLINDS UNLIMITED. CORP 5822 Carriage Dr Sarasota, FL 34243-3864 Manatee County 13. J S C INTERIORS, INC. 29750 SW 170th Ave Homestead. FL 33030-3446 Miami-Dade County 14. JSC INTERIORS INC 29750 SW 170th Ave Homestead. FL 33030-3446 Miami-Dade County Business Associates -1 business associates found For internal use only For internal use only SDNY_GM_00061527 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0024352 EFTA_00172039 EFTA01255446  Page 9 NO. NAME ADDRESS ROLE 1. STATE OF FLORIDA Judgment/Lie n Sources All Sources 18 Source Documents Judgment & Liens 3 Source Documents Other Directories 10 Source Documents Experian FEIN 2 Source Documents Experian 3 Source Documents Key: High Risk Indicator. These symbols may prompt you to investigate further. Moderate Risk Indicator. These symbols may prompt you to investigate further. General Information Indicator. These symbols inform you that additional information is provided. The most recent telephone listing as reported by Electronic Directory Assistance. Wireless Phone Indicator. These symbols indicate a cell phone number. Residential Phone Indicator. These symbols indicate a residential phone number. Business Phone Indicator. These symbols indicate a business phone number. Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline service. FAX Indicator. These symbols indicate a FAX number. Government Phone Indicator. These symbols indicate a government phone number. Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly. processed incorrectly and is generally not free from defect. This system should nd be relied upon as definitively accurate. Before retying on any data this system supplies. it should be independently verified. For Secretary of Slate documerds. the follcream data is for inforn'albn purposes only and is not an official record. Certified copies may be obtained horn Mal eldhidual states Department of State. Your DPPA Pennisiable Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright 0 2018 LexisNoxis. a division of Reed Elsevier Inc. Al Rights Reserved. LEGAL RESULTS: Court Cases: No Information Found For internal use only For internal use only SDNY_GM_00061528 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0024353 EFTA 00172040 EFTA01255447