EFTA01409425.pdf

Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] From: Vahe Stepanian Date: Wed, 18 Feb 2015 13:26:28 -0500 To: Classification: For internal use only Thanks Kumar. Prabhu - please let us know. We will hold onto the confirm until we hear from you. From: Kumar Sambhav Sent: Wednesday, February 18, 2015 1:15 PM To: Prabhuling-C Kottalagi Cc: Vahe Stepanian; Sanjay Mehta; Sowmya-D R Subject: Fw: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Prabhu, Can you please check and get back to Vahe. Thanks Kind regards, Kumar Sambhav fcid:image001.gif@OlD04B7E.7BE322801 Kumar Sambhav Associate I Derivative Documentation DBOI Global Services Private Limited Grou Technolo & Operations EFTA01409425 Alternative contact : Sarath MN . Escalations: Ga anan Desai BO} Forwarded by Kumar Sambhav/db/dbcom on 02/18/2015 11:44 PM {cid:image003.png@OlD04B7E.7BE322B0} From: {cid:image004.png@OlD04B7E.7BE322B0} Vahe Stepanian/db/dbcom@DBCOEX {cid:image003.png@OlD04B7E.7BE322B0} To: {cid:image004.png@OlD04B7E.7BE322B0} Kumar Sambhav/db/dbcom@DBAPAC, {cid:image003.png@OlD04B7E.7BE322B0} Cc: {cid:image004.png@OlD04B7E.7BE322B0} Prabhuling-C Kottalagi/db/dbcom, Sanjay Mehta/db/dbcom, Sowmya-D R/db/- dbcom@DBAPAC fcid:image003.png@OlD04B7E.7BE322B01 Date: {cid:image004.png@OlD04B7E.7BE322B0} 02/18/2015 10:36 PM {cid:image003.png@OlD04B7E.7BE322B0} Subject: EFTA01409426  {cid:image004.png@OlD0487E.78E32280} RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Kumar - before I send to the client, can you please confirm this is the only outstanding paper confirm for this client? If not, can you please send over any other paper confirms so that I can send them altogether to the client? Thank you, Vahe From: Kumar Sambhav Sent: Wednesday, February 18, 2015 11:26 AM To: Vahe Stepanian Cc: Prabhuling-C Kottalagi; Sanjay Mehta; Sowmya-D R Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Hi Vahe, As discussed please find the attached copy of DB doc (See attached file: 618176F.pdf) Kind regards, Kumar Sambhav fcid:image001.gif@OlD04873.32E1DE901 Kumar Sambhav Associate I Derivative Documentation DBOI Global Services Private Limited Group Technology & Operations EFTA01409427 Alternative contact : Sarath MN . Escalations: Gajanan Desai Email ID:gajanan.desai@db.com Contact Number:+1904527-6503 {cid:image002.gif@OlD04673.32E1DE90} {Inactive hide details for Vahe Stepanian---02/18/2015 07:40:43 PM--- Classification: For internal use only Hi Kumar — the clien}Vahe Stepanian---02/18/2015 07:40:43 PM---Classification: For internal use only Hi Kumar — the client is "Southern Financial LLC", we cannot send the confirm with an {cid:image004.png@OlD04673.32E1DE90} From: {cid:image005.png@OlD04B73.32E1DE90} Vahe Stepanian/db/dbcom@DBCOEX {cid:image004.png@OlD04673.32E1DE90} To: {cid:image005.png@OlD04B73.32E1DE90} Kumar Sambhav/db/dbcom@DBAPAC, {cid:image004.png@OlD04673.32E1DE90} Cc: {cid:image005.png@OlD04B73.32E1DE90} Prabhuling-C Kottalagi/db/dbcom, Sanjay Mehta/db/dbcom, Sowmya-D R/db/- dbcom@DBAPAC {cid:image004.png@OlD04673.32E1DE90} Date: {cid:image005.png@OlD04B73.32E1DE90} EFTA01409428 02/18/2015 07:40 PM {cid:image004.png@OlD04873.32E1DE90} Subject: {cid:image005.png@OlD04873.32E1DE90} RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Hi Kumar — the client is "Southern Financial LLC", we cannot send the confirm with an incorrect client name. Happy to chat on OCS. Thanks. From: Kumar Sambhav Sent: Wednesday, February 18, 2015 9:05 AM To: Vahe Stepanian Cc: Jay Lipman; Prabhuling-C Kottalagi; Sanjay Mehta; Sowmya-D R Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI 127608**sgr** [I] Classification: For internal use only Hi Vahe, Please let me know once you are free, Need to discuss on the below issue. Kind regards, Kumar Sambhav fcid:image001.gif@OlD0485A.B3EBCFA01 Kumar Sambhav Associate I Derivative Documentation DBOI Global Services Private Limited EFTA01409429 Group Technolo y & Operations Alternative contact : Sarath MN . Escalations: Gajanan Desai fcid:image002.gif@OlD0485A.B3EBCFA01 {Inactive hide details for Vahe Stepanian---02/18/2015 05:08:30 AM--- Classification: For internal use only Sowmya — please remo}Vahe Stepanian---02/18/2015 05:08:30 AM---Classification: For internal use only Sowmya — please remove the client's name from the first page. His name is incorrectly r {cid:image004.png@OlD0485A.B3EBCFA0} From: {cid:image005.png@OlD04B5A.B3EBCFA0} Vahe Stepanian/db/dbcom@DBCOEX {cid:image004.png@OlD0485A.B3EBCFA0} To: {cid:image005.png@OlD04B5A.B3EBCFA0} Sowmya-D R/db/dbcom@DBAPAC, Jay Lipman/db/dbcom, {cid:image004.png@OlD0485A.B3EBCFA0} Cc: {cid:image005.png@OlD04B5A.B3EBCFA0} Kumar Sambhav/db/dbcom@DBAPAC, Prabhuling-C Kottalagi/db/dbcom, Sanjay Mehta/- db/dbcom {cid:image004.png@OlD0485A.B3EBCFA0} Date: EFTA01409430  {cid:image005.png@OlD0465A.B3EBCFA0} 02/18/2015 05:08 AM {cid:image004.png@OlD0465A.B3EBCFA0} Subject: {cid:image005.png@OlD0465A.B3EBCFA0} RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Sowmya — please remove the client's name from the first page. His name is incorrectly reflected as "Jeff Epstein" . The confirm should be addressed to "Southern Financial LLC", which should be included on page 1 (not "Jeff Epstein"). Thank you, Vahe From: Sowmya-D R Sent: Friday, February 13, 2015 3:18 PM To: Jay Lipman Cc: Kumar Sambhav; Prabhuling-C Kottalagi; Sanjay Mehta; Vahe Stepanian Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Hi Jay, Please find revised doc attached, Let me know if you need further changes to doc? (See attached file: 618176.pdf) Thanks & Regards, EFTA01409431 Soumya D R Derivative Documentation DBOI Global Services Pvt Ltd, Alternative contact Anil-S Kumar Or Ambaji Mane For any escalation please contact Group ID : {Inactive hide details for Jay Lipman---02/13/2015 11:25:38 PM---Hi,}Jay Lipman---02/13/2015 11:25:38 PM---Hi, {cid:image002.png@OlD04AEO.D77A7180} From: {cid:image003.png@OlD04AEO.D77A7180} Jay Lipman/db/dbcom@DBCOEX {cid:image002.png@OlD04AEO.D77A7180} To: {cid:image003.png@OlD04AEO.D77A7180} Sowmya-D R/db/dbcom@DBAPAC, Sagar-A Valecha/db/dbcom, ODC-Equities Account- Maintenance/db/dbcom@DBEMEA, {cid:image002.png@OlD04AEO.D77A7180} Cc: {cid:image003.png@OlD04AEO.D77A7180} GCO Account-Opening/db/dbcom@DBEMEA, Kumar Sambhav/db/dbcom@DBAPAC, Nitesh Gupta/db/dbcom, Prabhuling-C Kottalagi/db/dbcom, Sagar-A Valecha/db/dbcom, Sanjay Mehta/db/dbcom, Smita-K Hegde/ext/dbcom@DBEMEA, Vahe Stepanian/db/- dbcom {cid:image002.png@OlD04AEO.D77A7180} Date: {cid:image003.png@OlD04AEO.D77A7180} 02/13/2015 11:25 PM fcid:image002.png@OlD04AEO.D77A71801 EFTA01409432 Subject: {cid:image003.png@01D04AEO.D77A7180} RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Hi, Has this been done? We really need to get this out to the client in the next hour. Thanks. Jay Lipman Key Client Partners Deutsche Bank Securities Inc fl From: Sowmya-D R Sent: Friday, February 13, 2015 9:49 AM To: Sagar-A Valecha; ODC-Equities Account-Maintenance Cc: GCO Account-Opening; Jay Lipman; Kumar Sambhav; Nitesh Gupta; Prabhuling- C Kottalagi; Sagar-A Valecha; Sanjay Mehta; Smita-K Hegde; Vahe Stepanian Subject: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Hi ODC, Please change the Domicile of the fund with EDI #127608 to "Virgin Island" as it reflects in DB CAR. Please find s/s below. Kindly treat this as very URGENT issue as client needs the corrected doc in next 2 hours. EFTA01409433 {cid:image011.png@OlD04767.FE29E490} Thanks & Regards, Soumya D R Derivative Documentation DBOI Global Services Pvt Ltd, Alternative contact Anil-S Kumar Or Ambaji Mane For any escalation please contact Group ID : {Inactive hide details for Sagar-A Valecha---02/13/2015 08:16:37 PM--- Classification: For internal use only Hi ODC/Smita,}Sagar-A Valecha---02/13/2015 08:16:37 PM---Classification: For internal use only Hi ODC/Smita, {cid:image005.jpg@OlD04AEO.D77A7180} From: {cid:image006.jpg@OlD04AEO.D77A7180} Sagar-A Valecha/db/dbcom@DBCOEX {cid:image005.jpg@OlD04AEO.D77A7180} To: {cid:image006.jpg@OlD04AEO.D77A7180} ODC-Equities Account-Maintenance/db/dbcom@DBEMEA, Smita-K Hegde/ext/- dbcom@DBEMEA, {cid:image005.jpg@OlD04AEO.D77A7180} Cc: {cid:image006.jpg@OlD04AEO.D77A7180} Jay Lipman/db/dbcom, Sowmya-D R/db/dbcom@DBAPAC, GCO Account-Opening/db/- dbcom@DBEMEA, Kumar Sambhav/db/dbcom@DBAPAC, Nitesh Gupta/db/dbcom, Prabhuling-C Kottalagi/db/dbcom, Sagar-A Valecha/db/dbcom, Sanjay Mehta/db/- dbcom, Vahe Stepanian/db/dbcom {cid:image005.jpg@OlD04AEO.D77A7180} Date: EFTA01409434  {cid:image006.jpg@OlD04AEO.D77A7180} 02/13/2015 08:16 PM {cid:image005.jpg@OlD04AEO.D77A7180} Subject: {cid:image006.jpg@OlD04AEO.D77A7180} FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Hi ODC/Smita, Please do the needful in downstream system. Thanks From: Sowmya-D R Sent: 13 February 2015 20:11 To: Jay Lipman Cc: corporate chasing; GCO Account-Opening; Kumar Sambhav; Nitesh Gupta; Prabhuling-C Kottalagi; Sagar-A Valecha; Sanjay Mehta; Vahe Stepanian Subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Hi Sagar, Can the EDI be amended to reflect "Virgin Island" then? {cid:1 =EABBF778DFC301638f9e8a93df9386909@db.com} Hi Jay, We cannot re-create the doc until our static is fixed. EFTA01409435 Thanks & Regards, Soumya D R Derivative Documentation DBOI Global Services Pvt Ltd, Alternative contact Anil-S Kumar Or Ambaji Mane For any escalation please contact Group ID : {Inactive hide details for Jay Lipman---02/13/2015 07:03:50 PM---Hi Sagar,}- Jay Lipman---02/13/2015 07:03:50 PM---Hi Sagar, {cid:image001.png@OlD047C9.EE2ADF10} From: {cid:image002.png@OlD047C9.EE2ADF10} Jay Lipman/db/dbcom@DBCOEX {cid:image001.png@OlD047C9.EE2ADF10} To: {cid:image002.png@OlD047C9.EE2ADF10} Sagar-A Valecha/db/dbcom, Sowmya-D R/db/dbcom@DBAPAC, {cid:image001.png@OlD047C9.EE2ADF10} Cc: {cid:image002.png@OlD047C9.EE2ADF10} corporate chasing/db/dbcom@DBAPAC, GCO Account-Opening/db/dbcom@DBEMEA, Prabhuling-C Kottalagi/db/dbcom, Sanjay Mehta/db/dbcom, Kumar Sambhav/db/- dbcom@DBAPAC, Vahe Stepanian/db/dbcom, Nitesh Gupta/db/dbcom {cid:image001.png@OlD047C9.EE2ADF10} Date: {cid:image002.png@OlD047C9.EE2ADF10} 02/13/2015 07:03 PM {cid:image001.png@OlD047C9.EE2ADF10} EFTA01409436 Subject: {cid:image002.png@OlD047C9.EE2ADF10} RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Hi Sagar, Thank you for confirming. Sowmya, Please make the appropriate changes to the confirm so that this address is reflected on both page one and page two. Thank you. From: Sagar-A Valecha Sent: Friday, February 13, 2015 7:38 AM To: Jay Lipman; Sowmya-D R Cc: corporate chasing; GCO Account-Opening; Prabhuling-C Kottalagi; Sanjay Mehta; Kumar Sambhav; Vahe Stepanian; Nitesh Gupta Subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I] Classification: For internal use only Hi Jay/Sowmya, After making a search with the entity name in db car we see the below address is reflecting as per the screen shot. Kindly advise. {cid:image011.png@OlD04767.FE29E490} Thanks From: Jay Lipman EFTA01409437 Sent: 13 February 2015 17:51 To: Sowmya-D R; Nitesh Gupta Cc: Sagar-A Valecha; corporate chasing; GCO Account-Opening; Prabhuling-C Kottalagi; Sanjay Mehta; Kumar Sambhav; Vahe Stepanian Subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr** Hi, I need a response here urgently. Please respond ASAP. From: Sowmya-D R Sent: Thursday, February 12, 2015 4:00 PM To: Nitesh Gupta Cc: Sagar-A Valecha; corporate chasing; GCO Account-Opening; Jay Lipman; Prabhuling-C Kottalagi; Sanjay Mehta; Kumar Sambhav Subject: Fw: ***Southern Financial LLC*** EDI - 127608**sgr** Classification: Public Hi Nitesh, Need your urgent attention on the below as client is expecting amended confirmation ASAP. Thanks & Regards, Soumya D R Derivative Documentation DBOI Global Services Pvt Ltd, Alternative contact Anil-S Kumar Or Ambaji Mane For any escalation lease contact Group ID : Forwarded by Sowmya-D R/db/dbcom on 02/13/2015 02:29 AM {cid:image012.png@OlD04787.FE29E490} From: {cid:image013.png@OlD04787.FE29E490} Sowmya-D R/db/dbcom {cid:image012.png@OlD04787.FE29E490} To: {cid:image013.png@OlD047B7.FE29E490} EFTA01409438 Sagar-A Valecha/db/dbcom@DBCOEX, {cid:image012.png@OlD04767.FE29E490} Cc: {cid:image013.png@OlD047B7.FE29E490} corporate chasing/db/dbcom@DBAPAC, GCO Account-Opening/db/dbcom@DBEMEA, jay.lipman@db.com, prabhuling-c.kottalagi@db.com, sanjay.mehta@db.com fcid:image012.png@OlD047B7.FE29E4901 Date: {cid:image013.png@OlD047B7.FE29E490} 02/12/2015 10:39 PM {cid:image012.png@OlD04767.FE29E490} Subject: {cid:image013.png@OlD047B7.FE29E490} Re: Fw: ***Southern Financial LLC*** EDI - 127608**sgr** Classification: Public Hi Sagar, The fund is in question is - Southern Financial LLC - EDI # 127608 Let me know if you need further details on this. Thanks & Regards, Soumya D R EFTA01409439 Derivative Documentation DBOI Global Services Pvt Ltd, Alternative contact Anil-S Kumar Or Ambaji Mane For any escalation please contact Group ID : {Inactive hide details for Sagar-A Valecha---02/12/2015 10:36:01 PM--- Classification: Public Hi Sowmya,}Sagar-A Valecha---02/12/2015 10:36:01 PM--- Classification: Public Hi Sowmya, {cid:image012.png@OlD047B7.FE29E490} From: {cid:image013.png@OlD04767.FE29E490} Sagar-A Valecha/db/dbcom@DBCOEX {cid:image012.png@OlD04767.FE29E490} To: {cid:image013.png@OlD04767.FE29E490} Sowmya-D R/db/dbcom@DBAPAC, {cid:image012.png@OlD047B7.FE29E490} Cc: {cid:image013.png@OlD047B7.FE29E490} GCO Account-Opening/db/dbcom@DBEMEA, corporate chasing/db/dbcom@DBAPAC, Jay Lipman/db/dbcom, Prabhuling-C Kottalagi/db/dbcom, Sanjay Mehta/db/dbcom {cid:image012.png@OlD047B7.FE29E490} Date: {cid:image013.png@OlD047B7.FE29E490} 02/12/2015 10:36 PM {cid:image012.png@OlD04767.FE29E490} Subject: {cid:image013.png@OlD04767.FE29E490} EFTA01409440 Fw: ***Southern Financial LLC*** EDI - 127608 [I]**sgr** Classification: Public Hi Sowmya, After making a search in Delaware registry document we see the several entities. Kindly confirm with the correct or full name so that we can help you with the current address mentioned in the registry doc. fcid:image015.jpg@OlD047B7.FE29E4901 fcid:image016.jpg@OlD047B7.FE29E4901 Thanks Kind regards, Sagar-A Valecha {cid:image017.jpg@OlD04767.FE29E490} Sagar-A Valecha DBOI Global Services Private Limited Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Email sagar-a.valecha@db.com Icid:image018.jpg@OlD047B7.FE29E4901 EFTA01409441 Fw: ***Southern Financial LLC*** EDI - 127608 [I] Sowmya-D R to: GCO Account-Opening 12/02/2015 01:08 EFTA01409442 Cc: jay.lipman, prabhuling-c.kottalagi, sanjay.mehta, corporate chasing Classification: For internal use only Hi Team, Fund - Southern Financial LLC has been created with Wilmington, Delaware, EFTA01409443 USA Domicile. Can you please provide us the "Registry Address proof" which was used to map this fund to Wilmington, Delaware, USA Domicile? Thanks & Regards, Soumya D R Derivative Documentation DBOI Global Services Pvt Ltd, Alternative contact Anil-S Kumar Or Ambaji Mane For any escalation please contact Group ID : Forwarded by Sowmya-D R/db/dbcom on 02/12/2015 01:04 AM From: Vahe Stepanian/db/dbcom@DBCOEX To: Jay Lipman/db/dbcom, Prabhuling-C Kottalagi/db/dbcom, Cc: corporate chasing/db/dbcom@DBAPAC, Sowmya-D R/db/dbcom@DBAPAC, Sanjay Mehta/- db/dbcom, Adrian De-Nicola/db/dbcom, Daniel Sabba/db/dbcom Date: 02/11/2015 11:40 PM Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For internal use only Prabhuling- when do you expect this to be done? From: Jay Lipman EFTA01409444 Sent: Wednesday, February 11, 2015 10:27 AM To: Prabhuling-C Kottalagi Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Daniel Sabba; Vahe Stepanian Subject: RE: Need your assistance***Southern Financial LLC*** [I] Hi Prabhuling, Can you assist us in making the following changes to this confirm, as we noticed a few issues. Please remove the client's personal name "Jeff Epstein" in the To: Client line Name and address of Southern Financial should be consistent on both pages: o On page 1, the client name/address is Southern Financial LLC, Wilmington. On page 2, the name/address is Southern Financial LLC, 6100 Red Hook Quarter, ST Thomas, VI 00802 o Please ensure that the latter name/address is used: Southern Financial LLC, 6100 Red Hook Quarter, ST Thomas, VI 00802 Please reach out with any questions. Thank you. Jay Lipman Key Client Partners Deutsche Bank Securities Inc From: Prabhuling-C Kottalagi Sent: Monday, February 09, 2015 4:58 PM To: Vahe Stepanian; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Jay Lipman; Mark Whyman Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For internal use only Hi Vahe/Daniel, Please find the attached confirmation. Note: Attached doc is password protected and the password is SFL987 Regards fcid:image017.jpg@OlD04787.FE29E4901 Prabhuling-C Kottalagi DBOI Global Services Private Limited Derivative Documentation Velankani Tech Park, Bangalore, India For any escalation please contact below : First level escalation:sowm a-d.r@db.com +44 207 7795441 Second level escalation : EFTA01409445 fcid:image019.jpg@OlD04767.FE29E4901 From: Mark Whyman Sent: Tuesday, February 10, 2015 3:22 AM To: Vahe Stepanian; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi; Jay Lipman Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For internal use only Prabhuling, Is it possible to send this to Vahe Stepanian, Daniel Sabba and Jay Lipman (all internal)? Thanks, Mark fcid:image017.jpg@OlD04767.FE29E4901 Mark Whyman Vice President I Global Markets Deutsche Bank Securities, Inc. Icid:image020.jpg@OlD04767.FE29E4901 Disclaimer: https://ederivatives.db.com/static/disclaimer.html From: Vahe Stepanian Sent: Monday, February 09, 2015 4:49 PM To: Mark Whyman; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi; Jay Lipman Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For internal use only Hi Mark — if possible, please send us the TWTR confirms. Would be helpful if you could please include me, Daniel Sabba, and Jay Lipman (CC'ed). This is so that we can check the confirm for accuracy, and keep track of them. Cheers, Vahe From: Mark Whyman Sent: Monday, February 09, 2015 4:47 PM To: Vahe Stepanian; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For internal use only EFTA01409446 Daniel / Vahe, Can you confirm that the option confirmation for TWTR should be sent to 2 Thanks, Mark {cid:image017.jpg@OlD04767.FE29E490} Mark Whyman Vice President I Global Markets Deutsche Bank Securities, Inc. {cid:image021.jpg@OlD04767.FE29E490} Disclaimer: https://ederivatives.db.com/static/disclaimer.html From: Prabhuling-C Kottalagi Sent: Monday, February 09, 2015 4:07 PM To: Mark Whyman Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola Subject: Need your assistance***Southern Financial LLC*** [I] Classification: For internal use only Hi Mark, We have one outstanding deal with Southern Financial LLC traded on Jan 27,2015 with Twitter Inc as underlyin . The client contact which is updated in the our system is which has gmail as its domain. Please advise ,can we dispatch the doc for countersign to above mentioned contact, else please share the client contact details. Please let me know if you need any additional information. Many thanks in advance. Counterparty Name Trade Id Product trade date underlyingDescription trader name Marketer EFTA01409447 Southern Financial LLC NY-NY-0C-618176-1-0-0 Generic OTC 27-Jan-15 Twitter Inc Michael-C Krueger Mark Whyman NY NEW Regards {cid:image017.jpg@OlD04767.FE29E490} Prabhuling-C Kottalagi DBOI Global Services Private Limited Derivative Documentation Velankani Tech Park, Bangalore, India For any escalation please contact below : First level escalation: Second level escalation : [attachment "618176.pdf" deleted by Kumar Sambhav/db/dbcom] {cid:image018.jpg@OlD04767.FE29E490} EFTA01409448