EFTA01418095.pdf

Subject: FW: trading meetin [C] [I] From: Vahe Stepanian Date: Thu, 31 Aug 2017 15:14:49 -0400 To: Stewart Oldfield < =.• Classification: For internal use only FYI — may be worth following up on Tues From: Vahe Stepanian Sent: Thursday, August 31, 2017 3:14 PM To: Davide-A Sferrazza Cc: Liam Osullivan Subject: FW: trading meeting [C] [I] Classification: For internal use only Davide — I believe you've previously pulled the six monthly statements for Jeffrey Epstein's CFO, Richard Kahn. Often are not generated until a few days into the following month — so assuming they're not ready tomorrow, can you please send to Rich (per below) on Tuesday? Note that you should password protect each file ;) Thank you, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian < Cc: Stewart Oldfield >; Liam Osullivan Subject: Re: trading meeting [C] EFTA01418095 ok enjoy your time off can you also send aug 31 statements before you leave if ready .. thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Aug 28, 2017, at 12:55 PM, Vahe Stepanian wrote: Classification: Confidential Sounds good. I'm going to be out of office Sept. 5-17, so please make sure to include Stew and Liam in case you have questions. Best, Vahe EFTA01418096 From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 12:52 PM To: Vahe Stepanian Cc: Stewart Oldfield Liam Osullivan Subject: Re: trading meeting [C] received and will send back middle of September once our consultant begins thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Aug 25, 2017, at 3:04 PM, Vahe Stepanian a wrote: Classification: Confidential EFTA01418097 Rich — please find attached the paperwork to grant your new hire trading authorization on the existing brokerage accounts. For all of the accounts other than the HE personal account — the "Trading Authorization Limited" form should be completed. For only the HE personal account — the POA should be completed, and we suggest checking off as "limited" power of attorney if only granting trading authority (vs. full POA, which would allow him to also transfer assets out of the account). Both forms have sections for name, legal address, DOB, and SSN. Our compliance mandates that the forms should be completed using your new hire's personal address on the forms (i.e. not his office address). In addition, we will need a government issued (non-expired) photo ID. I'm CC'ing my colleague Liam here who will help on the documentation side. Please let us know if you have questions. Have a great weekend. Best, Vahe EFTA01418098 From: Stewart Oldfield Sent: Friday, August 25, 2017 11:18 AM To: Richard Kahn Cc: Vahe Stepanian Subject: RE: trading meeting Vahe - Can you help Rich with those docs? Rich — will look at week of the 18th and be back Thanks From: Richard Kahn [mailto: Sent: Friday, August 25, 2017 11:07 AM To: Stewart Oldfield e > Subject: Re: trading meeting EFTA01418099 i just found out that our new hire will be out that week...drama continues... can we target the week of september 18th? also can you send us trading authority docs on all brokerage accounts so that we can add our new hire thank you On Aug 25, 2017, at 10:34 AM, Stewart Oldfield e > wrote: Any luck with 9/14 or 9/15? Thanks EFTA01418100 From: Stewart Oldfield Sent: Tuesday, August 22, 2017 5:24 PM To: 'Richard Kahn' a> Subject: RE: trading meeting Sorry, forgot that we have a global offsite in London the week of the 5th that a lot of people will be at. Then I'm out the llth-13th at the DB Technology conference (let me know if you want to join in Las Vegas . . .) Can we try for the 14th or 15th? Thanks From: Richard Kahn [mailto: Sent: Tuesday, August 22 2017 3:59 PM To: Stewart Oldfield Subject: Re: trading meeting hope your summer has been going well would love to chat and catch up.. EFTA01418101 looking at sep 5 / 6 / 7 for trading meeting might any of those dates work for your team? please advise thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01418102 On Jul 24, 2017, at 2:48 PM, Stewart Oldfield -t > wrote: 8/10 at 10am at our office Dan Kaiser — US head of Key Client Partners Xavier Avila — Latam head of Key Client Partners (will add to any discussion about EM trading) Martin Zeman — KCP head of trading EFTA01418103 I will be there as well, along with either Matt Glassman or Vahe on the KCP coverage side. From: Richard Kahn [mailto: Sent: Monday, July 24, 2017 1:17 PM To: Stewart Oldfield e > Subject: Re: trading meeting please confirm when date is firm along with individuals we will be meeting EFTA01418104 thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel IM I fax cell On Jul 20, 2017, at 2:35 PM, Stewart Oldfield e > wrote: EFTA01418105 I think 8/10 at 10am works for us From: Richard Kahn [mailto: Sent: Wednesday, July 19, 2017 11:23 AM To: Stewart Oldfield ‹ > Subject: Re: trading meeting can we move apt to 8/9 or 8/10 thank you EFTA01418106 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel lin fax cell On Jul 13, 2017, at 10:17 AM, Stewart Oldfield < › wrote: Confirmed for the morning of 8/8. Aiming for 10am in our office. You'll meet the whole gang. EFTA01418107 In other news, I went running this morning. It was brutal outside. Thanks! From: Richard Kahn [mailto: Sent: Wednesday, July 12, 2017 9:09 PM To: Stewart Oldfield e > Subject: Re: trading meeting EFTA01418108 9 or 10am thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel I= fax cell EFTA01418109 On Jul 12, 2017, at 6:34 PM, Stewart Oldfield ‹ > wrote: Lemme check and come back to you tmw. Any time preference? From: Richard Kahn [mailto: EFTA01418110 Sent: Wednesday, July 12, 2017 6:21 PM To: Stewart Oldfield Subject: Re: trading meeting how is 8/8? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01418111 On Jul 12, 2017, at 4:50 PM, Stewart Oldfield < > wrote: 8/3 doesn't work on our side unfortunately. What's the next date 8/7 or later that works for you? EFTA01418112 Thanks From: Richard Kahn [mailto: Sent: Wednesday, July 12, 2017 4:48 PM To: Stewart Oldfield e > Subject: Re: trading meeting EFTA01418113 8/3 is best for us Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel lin fax cell EFTA01418114 On Jul 11, 2017, at 2:25 PM, Stewart Oldfield wrote: Turns out our new head of trading starts on July 31. Makes sense to wait and include him I think. Can we do morning of 7/31 or 8/1 or any time the following week? Thanks EFTA01418115 From: Richard Kahn [mailto: Sent: Tuesday, July 11, 2017 1:17 PM To: Stewart Oldfield ‹ > Subject: Re: trading meeting 9am EFTA01418116 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel IM I fax cell On Jul 11, 2017, at 12:56 PM, Stewart Oldfield < › wrote: EFTA01418117 Will check. How much earlier on the 25th? From: Richard Kahn [mailto: Sent: Tuesday, July 11, 2017 11:57 AM To: Stewart Oldfield Subject: Re: trading meeting EFTA01418118 can we do same time on the 24th or earlier on the 25th? please advise thanks EFTA01418119 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel I= fax cell EFTA01418120 On Jul 10, 2017, at 4:03 PM, Stewart Oldfield < > wrote: That works. Can confirm details later next week. Thanks EFTA01418121 From: Richard Kahn [mailto: Sent: Friday, July 07, 2017 6:20 PM To: Stewart Oldfield e > Subject: Re: trading meeting Tuesday 25th 11am works. EFTA01418122 Thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel IM I fax cell EFTA01418123 On Jul 7, 2017, at 12:04 PM, Stewart Oldfield < > wrote: Rich, EFTA01418124 Looks like we're generally open the week of the 24th to meet with you and your new trader. Let me know whether you have any time/date constraints and I will set it up. Thanks EFTA01418125 <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile blackberry Email Securities offered through Deutsche Bank Securities Inc. EFTA01418126 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01418127 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. 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Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication EFTA01418130 in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. 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Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01418132 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. <WM168335_Trading_Authorization_Limited_Form_112516_Interactive_FINAL.PDF><W- M167648 POA DBSI US 031616 Fields Final.pdf> EFTA01418133 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01418134