EFTA00165640.pdf

Deutsche Asset & Wealth Management Deutsche Bank Trust Company Americas (DBTCA) Business Deposit Account Opening Application LSJE LLC 10.27.2011 Acaoum Tale Date of leCorpecebea LSJE, LLC Entity/Company Nelms eltallw nu $100 Rod Hot* Quarter, 03 Main° Address letakornas 240100Pliable_ 00007 City State made Business Telephone Number Business Fax Number Other Number Legal Address Of afferent from mama 'daub City sate Zip Code Client Relationship ❑ onoretion El Limited Liability Company (LLC) O Attorney Escrow Account O Foundation O Partnership O Landlord Mesta Escrow O Non-Profft Organization ❑ United Liability Partnership (UP) O Trust/Estates Private Wealth Premium" Elite Business Accounts O Cher:Wm Account O DBICA Cartilicate of Deposit O Checidng with Interest aoundation and Non-profit only) APY Twin O Money Market Deposit O DB AG NY Preferred Certificate al Deposit O Cash Master Sweep Amount Tom Apy Promo term (20TCA dwelt account reptinitt abnp with. DB AG Tema Amount Tripper Amount Preferred Tema end Conditions) Private Wealth Premium", Banking Services C Deluxe Checkbook O Debit Cards—Business Debit Card O Marne Only O Nem* and Address Duplicate Statement Color Name ivate :al:ealth Aces Plus Styrt Bank Address City Slate Zip Code Lilaiitcoter tingealinerel""hiP: 1 III IIIIII0111IIIIIIIIIII IIII NAOSODOOS18530-000136010 NAA134671 01424 MON CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001382 EFTA_000 14856 EFTA00165640  Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name. address end other information that will allow us to identify you. We may abo ask to see identifying documents such as a certificate of formation or good standing (egel entities) or a passport or other photo identifiarbon (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the cherigeb) and provide us with relevant documentation to verily these changes. ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Telephone, Facsimile or E-mail Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or a-mall regarding the above captioned account's) (defined herein as 'Verbal Instructions"). ft Is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of DBTCA. you agree to indemnify and hold harmless DBTCA for any claims, losses. expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood end unauthorized Verbal instructions. You understand that DBTCA may. but shall not be required to, seek verification of your verbal, facsimile or a-mai instructions by call back. In case of doubt, MCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without Incuning any DBTCA Is under no obligation to execute your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your original signature. Non-U.S. Organizations: Confirmation of Tax and Compliance Responsibilites You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounts) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilit)es) is made available no less than annually to the relevant beneficial (swoons), settior(s), beneficiaryfies), partneri.), etc., to enable himther/them to ruffle any respective tax obligations that may arise for him/her/them In connection with your business relationship with MCA. Please complete and attach separate W-9 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. 2 WM134571 151524.072113 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001383 EFTA_00014857 EFTA00165641  Acceptance You un appli ect to acceptance by DBTCA. 0 2 - 10 'AS Authorized Signer beta i f:?-• Authorized Signer bats It Use Only by: 11 socia_fc Pee I--4- c Date Name ciA> Tits /YID Date r212(-qtS Account numbers: DIM HOW MMOA CORMAG 3 whli34571 15624072913 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0001384 EFTA_00014858 EFTA00165642