EFTA01221701.pdf

I •ri Aug 16 14:14:49 2013 '3 pg:1 of 4 J.P.Morgan JPMorgan Chase Bank, N.A. Cbaseside WB01-0560 Bournemouth BH7 7DA United Kingdom Direct Line Facsimile Switchboard: 44 1202 322000 SOUTHERN TRUST COMPANY, INC Facsimile: 00 8 August 2013 Reference Number: 8000053681859 Window Barrier Currency Option Transaction The purpose of this letter agreement is to confirm the terms and conditions of the Transaction entered into between JPMorgan Chase Bank, N.A., ('JPMorgan") and SOUTHERN TRUST COMPANY, INC, (the "Countaparty") on the Trade Date specified below. The definitions and provisions contained in the 1998 FX and Currency Option Definitions, as amended by the 2005 Bather Option Supplement (as published by the International Swaps and Derivatives Association, Inc.; EMTA, Inc.; and the Foreign Exchange Committee) are incorporated into this Confirmation. In the event of any inconsistency between those definitions and provisions and this Confirmation, this Confirmation will govern. 1. This Confirmation supplements, forms part of, and is subject, to the ISDA Master Agreement dated as of 22 March 2013, as amended and supplemented from time to time (the "Agreement"), between JPMorgan and the Countexparty. All provisions contained in the Agreement shall govern this Conformation except as expressly modified below. tJSi: 1050229152 GP7CFXO00000000000000000HCZ3PDN0I If 1PMargan is the reporting party under applicable U.S. law for this transaction, this =section has beta reported to DTCC Data Repository (US)ILC Reference Number. 8000053681359 Page t of 4 J.P. Morgan Securities plc.Registered in England & Wales No. 2711006.Registered Office 25 Bank Street, Canary Wharf,London,E14 SR. Phlorgan Chase Bank, National Associadon. Organised under the laws of USA with limited babdity. Main Office; 1111 Polaris Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office 25 Bank Street, Canary Wharf,Landon, E14 53P. J.P. Morgan Limited.Registered in England & Wales No. 248609. Registered Office 25 Bank Street, Canary Wharf, London, E14 53P. J.P. Morgan Europe Limited. Registered in England & Wales No. 9315937. Registered Office 25 Bank Street, Canary Wharf, London, E14 SJP. All authorised and regulated by the Financial Services Authority. EFTA01221701 Fri Aug 16 14:15:15 2013 'J pg:2 of 4 J.P. Morgan 2. The terms of the particular Transaction to which this Confirmation relates are as follows: (a) General Terms: Internal Reference: 53681859 Trade Date: 8 August 2013 Buyer: NMorgan Seller: Countaparty Currency Option Style: European Currency Option Type: AUD Put / USD Call Put Currency and Put Currency Amount: AUD 4,500,000.00 Call Currency and Call Currency Amount USD 4,005,000.00 Strike Price: 0.89 USD/AUD Expiration Date: 24 January 2014 Expiration Tune: 10:00 New York time Settlement Date: 29 January 2014 Premium: USD 43,654.50 Premium Payment Date: 12 August 2013 (b) Other terms and conditions: Bather Event: Applicable Event Type: Knock-In Spot Exchange Rate Direction: Less than or equal to the Bather Level US1: 1030229152 OFXFXO00000000000000000HCE3PDN01 If JPMagan is the reportmg party under applicable U.S. law for this transaction, this transaction has ban reported to DTCC Data Repository (IJ S.) 1.14 Reference Number: 8000053681859 Page 2 of 4 J.P. Morgan Securities plc.Registered in England & Wales No. 2711006.Registered Office 25 Bank St reel, Canary Wharf,London,E14 nblorgan Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office; Lill Polaris Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR00 0746. Registered Branch Office 25 Bank Street, Canary Wharf,London, E14 5JP. J.P. Morgan Limited.Registered in England & Wales No.248609. Registered Office 25 Bank Street, Canary Wharf, London, E14 SJP. J.P. Morgan Europe limited. Registered in England & Wales No. 938937.Registered Office 25 Bank Street, Canary Wharf, London, E14 SEP. All authorised and regulated by the Financial Senices Authority. EFTA01221702 Fri Aug 16 14:15:34 2013 'J pg:3 of 4 IP.Morgan Barrier LeveL: 0.876 USD/AUD Event Period Start Date and Time: Trade Date at the time of execution hereof Event Period End Date and Time: 9 September 2013 at 10:00 New York time 3. Calculation Agent JPMorgan, acting in good faith and in a commercially reasonable trimmer. and whose determinations and calculations will be binding in the absence of manifest error. 4. Offices: The Office of JPMorgan for this Transaction is LONDON. The Office of the Counterparty for this Transaction is ST THOMAS. 5. Office and Address for notices in connection with this Transaction JPMorgan JPMorgan Chase Bank, N.A., LONDON Chace side WB01-0560 Bournemouth BH7 7DA United dom Direct Line Facsimile: 6. Documents to be delivered. Each party shall deliver to the other, at the time of its execution of this Confirmation, evidence of the specimen signature and incumbency of each person who is executing the Confirmation on the party's behalf, unless such evidence has previously been supplied in connection with this Agreement and remains true and in effect. 7. Representations and Warranties: Absent a written agreement to the contrary, each party represents and warrants to the other party that (i) it is not relying on any advice (whether written or oral) of the other party regarding this Transaction; (ii) it has the capacity to evaluate (internally or through independent professional advice) this Transaction and has made its own decision to enter into this Transaction; (iii) it understands the terms, conditions and risks of this Transaction and is willing to accept those terms and conditions and to assume (financially and otherwise) those risks; and (iv) the other party (1) is not acting as a fiduciary or financial, investment or commodity trading advisor for it, (2) has not given to it (directly or indirectly through any other person) any assurance, guaranty or representation whatsoever as to the merits (either legal, regulatory, tax, financial, accounting or otherwise) of this Transaction or any documentation related thereto, and (3) has not committed to unwind this Transaction. U51: 1030229152 OFXFX000000000000000000HCZ3PDNOI If WMagen is the reporting party under applicable U.S. taw for this transaction, this =section has ban reported to MCC Data Repository (US.) LLC Reference Number: 8000053681859 Page 3 o(4 J.P. Morgan Securides plc. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, E14 UP. JEllorpo Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. MOO 0746. Registered Branch Office 25 Bank Street, Canary Wharf, Londe n, Eld 5JP.J.P. Morgan Limited. Registered in England & Wales No.248609. Registered Office 25 Bank Street, Canary Whar4 London, E14 5JP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered Office 25 Bank Street, Canary Wharf, London, E14 5.IP. All authorised and regulated by the Financial Services Authority. EFTA01221703 Fri Aug 16 14:16:05 2013 'J pg:4 of 4 J.P.Morgan This Confirmation supersedes and replaces any other confirmation (including any other written confirmation, SWIFT M'T305 or phone/oral confirmation) issued by WMorgan in connection with this Transaction on or prior to the date hereof. Please confirm that the foregoing correctly sets forth the terms of our agreementby executing the copy of this Confirmation enclosed for that purpose and returning it to the above address. Yours faithfully, JPMORGAN CHASE BANK, N.A. Name: Philip D Olackin Title: Managing Director Accepted and confirmed as of the date first written SOUTHERN TRUST COMPANY, INC Name: Title: Your Reference Number: US!: 1030229152 GIXFX00000000000000000011C23PM101 If WMorgan is the reporting party under applicable U.S. Law for this transaction, this transaction has been reported to MCC Data Reposi:ory (US.) LIC Reference Namber. 8000053681859 Page 4 of 4 J.P. Morgan Securities plc.Registered in England & Wales No. 2711006.Registered Office 25 Bank St reel, Canary Wharf,London,E14 UP. JP111organ Chase Bank, National Association. Organised under the laws of USA with limited liability. Main Office: 1111 Polaris Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office 25 Bank Street, Canary Wharf, London, E14 5JP. J.P. Morgan Limited.Registered in England & Wales No. 248609. Registered Office 25 Bank Street, Canary Wharf, London, E14 SJP. J.P.Morpn Europe Limited. Registered in England & Wales No. 938937. Registered Office 25 Bank Street, Canary Wharf, London, EH 5JP. All authorised and regulated by the Financial Services Authority. EFTA01221704  Aug 16 14:24:43 2013 'J pg: 1 of 4 i ri J.P.Morgan JPMorgan Chase Bank, N.A. Chaseside WBOI-0560 Bournemouth BH7 7DA United Kingdom Direct Lin Facsimil Switchboard: 44 1202 322000 SOUTHERN TRUST COMPANY, INC Facsimile: 001- 2 August 2013 Reference Number: 8000050054899 Single Barrier Currency Option Transaction The purpose of this letter agreement is to confirm the tents and conditions of the Transaction entered into between JPMorgan Chase Bank, N.A., ('JPMorgan") and SOUTHERN TRUST COMPANY, INC, (the "Counterparty") on the Trade Date specified below. The definitions and provisions contained in the 1998 FX and Currency Option Definitions, as amended by the 2005 Bather Option Supplement (as published by the International Swaps and Derivatives Association, Inc.; EMTA, Inc.; and the Foreign Exchange Committee) are incorporated into this Confirmation. In the event of any inconsistency between those definitions and provisions and this Confirmation, this Confirmation will govern. 1. This Confirmation supplements, forms part of, and is subject, to the ISDA Master Agreement dated as of 22 March 2013, as amended and supplemented from time to time (the "Agreement"), between JPMorgan and the Countexpatty. All provisions contained in the Agreement shall govern this Confirmation except as expressly modified below. UM: 1030229152 GEXPX000000000000000000HCZ3MCBOO If WMorgan is the reporting party under applicable U.S. law for this transaction, dais transaction has been reported to DTCC Data Repository (US.) LLC Reference /Cumber. 8000050054899 Page 1 of 4 J.P. Morgan Securities plc. Registered in England & wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, E14 5JP. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited Dungy. Main Office: 1111 Polaris Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & wales branch No. BR000746. Registered Branch Office 25 Bank Street, Canary Wharf, Load° n, El4 5.1P. J.P. Morgan Limited. Registered in England &• Wales No. 348609. Registered Office 25 Bank Street, Canary Wharf, London, El4 5JP. J.P.Morgan Europe Limited. Registered in England & Weeks No. 938937.Registered Office 25 Bank Street, Canary Wharf, London, E14 5JP. All authorised and regulated by the Financial Services Authority. EFTA01221705 Fri Aug 16 14:25:09 2013 'J pg:2 of 4 J.P.Morgan 2. The terms of the particular Transaction to which this Confirmation relates are as follows: (a) General Terms: Internal Reference: 50054899 Trade Date: 1 August 2013 Buyer: Countaparty Seller: JPMorgan Currency Option Style: European Currency Option Type: NZD Put I USD Call Put Currency and Put Currency Amount: NZD 2,000,000.00 Call Currency and Call Currency Amount: USD 1,600,000.00 Strike Price: 0.8 USD/NZD Expiration Date: 24 October 2013 Expiration Time: 10:00 New York time Settlement Date: 29 October 2013 Premium: USD 55,440.00 Premium Payment Date: 5 August 2013 (b) Other terms and conditions: Barrier Event: Applicable Event Type: Knock-Out Spot Exchange Rate Direction: Greater than or equal to the Barrier Level USE 1030229152 GIXEX000000000000000000HCZ3M0300 If 3PMorgan is the reporung party under applicable U.S. law for this transaction, this transaction has been reported to DTCC Data Repository (US.)LLC Reference Number. 8000050054899 Page 2 of 4 J.P. Morgan Securities plc. Registered in England & Wales No. 2711006.Registered OPEce 25 Bank Street, Canary Wharf,London, El4 SIP. JPMorgan Chase Bank, National Association. Organised under the laws of USA with limited liabflity. Main Office: 1111 Polaris Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BRO00746. Registered Branch Office 25 Bank Street, Canary Wharf, London,Eli 51P.1.P. Morgan Limited.Registered in England & Wales No. 248609. Registered Office 25 Bank Street, Canary Wharf, London,Eli 5JP. J.P. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered Office 25 Bank Street, Canary Wharf, London, El4 5-TP. All authorised and regulated by the Financial Services Authority. EFTA01221706 Fri Aug 16 14:25:28 2013 'J pg:3 of 4 J.P.Morgan Bather Level: 0.84 L/SD/NZD Event Period Start Date and Time: Trade Date at the time of execution hereof Event Period End Date and Time: Expiration Date at the Expiration Time 3. Calculation Agent: JPMorgan, acting in good faith and in a commercially reasonable manner, and whose determinations and calculations will be binding in the absence of manifest error. 4. Offices: The Office of JPMorgan for this Transaction is LONDON. The Office of the Counterparty for this Transaction is ST THOMAS. 5. Office and Address for notices in connection with this Transaction JPMorgan : JPMorgan Chase Bank, N.A., LONDON Chaseside WB01-0560 Bournemouth B117 7DA United Kingdom Direct Line: 44 1202 322555 Facsimile: 44 1202 325163 6. Documents to be delivered. Each party shall deliver to the other, at the time of its execution of this Confirmation, evidence of the specimen signature and incumbency of each person who is executing the Confirmation on the party's behalf, unless such evidence has previously been supplied in connection with this Agreement and remains true and in effect. 7. Representations and Warranties: Absent a written agreement to the contrary, each party represents and warrants to the other party that (i) it is not relying on any advice (whether written or oral) of the other party regarding this Transaction; (ii) it has the capacity to evaluate (internally or through independent professional advice) this Transaction and has made its own decision to eater into this Transaction; (iii) it understands the terms, conditions and risks of this Transaction and is willing to accept those terms and conditions and to assume (financially and otherwise) those risks; and (iv) the other party (1) is not acting as a fiduciary or financial, investment or commodity trading advisor for it, (2) has not given to it (directly or indirectly through any other person) any assurance, guaranty or representation whatsoever as to the merits (either legal, regulatory, tax, financial, accounting or otherwise) of this Transaction or any documentation related thereto, and (3) has not committed to unwind this Transaction. USL 1030229152 GPXFX. 000000000000000000HCZ3M0300 If WMorgan is the reporting party under applicable U.S. law for this transaction, this transaction has been reported to DTCC Data Repository (US.)11C Reference Number. 8000050054899 Page 3 of 4 J.P. Morgan Securities ph. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, London, ELI SE'. JPMorgan Chase Bank, National Association. Organised under the laws or USA with limited liability. Main Office: 1111 Polaris Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office 25 Bank Street, Canary Wharf, London, E14 SIP. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office 25 Bank Street, Canary Wharf, London, Eli 5J11.3.11. Morgan Europe Limited. Registered in England & Wales No. 938937. Registered Office 25 Bank Street, Canary Wharf, London, El4 5JP. All authorised and regulated by the Financial Services Authority. EFTA01221707 Fri Aug 16 14:25:59 2013 'J pg:4 of 4 J.P.Morgan This Confirmation supersedes and replaces any other confirmation (including any other written confirmation, SWIFT MT305 or phone/oral confirmation) issued by JPMorgan in connection with this Transaction on or prior to the date hereof. Please confirm that the foregoing correctly sets forth the terms of our agreement by executing the copy of this Confirmation enclosed for that purpose and returning it to the above address. Yours faithfully, JPMORGAN CHASE BANK, N.A. Name: Philip D Glackin Title: Managing Director Accepted and confirmed as of the date fist written SOUTHERN TRUST COMPANY, INC Name: Title: Your Reference Number: USI: 1030229152 O17CPXO00000000000000000HCZ3MCB00 If Ralithargan is the reporting party under applicable U.S. laa• for this transaction, this transaction has been reported to MCC Data Repository (US.)LLC Reference Number. 8000050054899 Page 4 of 4 J.P. Morgan Securities pk. Registered in England & Wales No. 2711006. Registered Office 25 Bank Street, Canary Wharf, Lo ndon,E14 5JP. JPIVIorpo Chase Bank, National Association. Organised wider the laws of USA with limited liabity. Slain Office: 1111 Polaris Parkway, Columbus, Ohio 43240 USA. Registered as a branch in England & Wales branch No. BR000746. Registered Branch Office 25 Bank Street, Canary Wharf, London, Eld 5.1P. J.P. Morgan Limited. Registered in England & Wales No. 248609. Registered Office 25 Bank Street, Canary Whar4 London, E14 5JP. J.P. Morgan Europe limited. Registered in England & Wales No. 938937. Registered Office 25 Bank Street, Canary Wharf, London, Eld SJP. All authorised sad regulated by the Financial Services Authority. EFTA01221708