EFTA02678941.pdf

EFTA02678941 Valuations 6/30/13 EFTA_R1_01980106  EFTA02678942 JEE and Rotated Entities Pm/mime nt Summary 6/30/13 Cash & Equivilants Southern Financial LLC- (see nc4e below) 14.591.497 J.Epslein 2.233502 HAZE Trine 28,361 FT Real Estee . Southern Trust Company 24,746.453 JeePers 28,018,650 J.Epstein VI Foundation 4.623277 Total Cash 8 Equivalents 74241.740 Loss- Cash P Operating Accounts (1,675,843) Cash In Foundations (4,823,277) (6299,120) Total Ave ia blo Cash 8 Equivalents 67.942,620 JP Morgan Trading Account (cash, securities. Derkfitnes). SFLLC See Note A 68,806,047 JP Morgan Trading Account (cash, securities. Derivatives)- HAZE 22,232,691 JP Morgan Trading Account (cash, securities, Derivitives). Sit 5589,671 Marketable Securities -(frrry) 11,492,405 Investment American Yacht Harbor (per JEE) 1,000000 Settlements Receivable -DSZ 33,481,603 Partnoratop Investments 105,267.510 (see attached schedule) Total • 315 812 544 Value Above 315,812,544 Adjustments: Operating Cash 1,675,843 Loans Receivable 1966,915 Total per attached valuation schedule 319,455,302 • Investment partnerships are subject to various restrictions on wthdranot, and therefore, 319,455,302 the timing of availability of funds will be so limited. NOTE A. The JPM trading spoons was funded MT $75 Million. During July 2011 we withdrew $ $2,473,520. On 2/14/12 the account was reduced by $501,930 for the purchase of 18,535 Ailed Pharmaceuticals & 2095 Began IDEC. on 5/72/12 the account was reduced by $1,330,000 for the purchase of 35.0:43 shams of Fsoebook. In August 2012 the account received $349,402 from the sales proceeds od 17,500 sh of Fecebaok On 9/12/12 the account was reduced by St Omm for the transfer lo Mod Inc. On 11/9/12 there was a trendier lo JEE of $1,000.000 EFTA_R1_01980107  EFTA02678943 J. EPSTEIN a RELATED ENTITIES VALUATIONS GAS H.Ltre BILMES,NVESTMENTS 8/30113 goureern Financial LLC 06/31/13 05/3013 01/01/13 YTD Juno ACCOUNTS VALUATION PERFORMANCE J P MORGAN- Cash 14,581.184 14,591,497 JP Morgan Trading Account 70.392.543 69606,047 J P Morgan- Secunbes 10,267,555 9984.820 INVESTMENTS TUCOR FUTURES 13,394.863 13,238,161 12,578.999 5.24% -1.17% HIGHEIRIDGE CAPITAL 19,126.022 19.227,393 18.624.993 3.57% 0.53% BEAR STEARNSAsser Bacxed Sewn( es (7/31/09 vast 331 882 331.882 Southern Thnt CorreamYt J P MORGAN- Cash 24.544.495 24.572.296 JP Morgan Trading Account 5.970.655 5.589.671 Ogler Bank Accounts 74,65: 174,157 AdIn Sohetions (at cost) 5C0,01:I 500,006 Settlements JEEPERS DB 2VORN SPECIAL OPPURTUNITIES FUND 76.000.000 76,000,000 see tccrnote less penal wrthdrawal payment received (16,353,230) (42,518,403) J P MORGAN- Cash 4,853,437 28,018,65D JP Morgan TreIng Account 1520006 1.507.585 Jeffrey Epstein INVESTMENT Amerk:an Yacht Harbor 1.003,000 1,000,000 FT Reel Estate - Investment In pulp al cost 1,508.833 1,508,833 CHECKING/SAVINGS ACCOUNTS 1.127,921 1.501,686 LOANS CUE FROM INONCUALS 1,865.415 1666,915 CORE CLUB NOTE 100.1:03 100,033 BROKERAGE ACCOUNTS JPM (Bear Seems) 666,930 666,933 J P MORGAN 56.829 56,839 Mort Inc. Mphcom (at cost bases) 10.COO,CCO 10.000.000 (1,260233 Mame of common, and 695331 shares of Ser 5 Pfd) Butterfly Trust 6.044 8,044 NAZE Twat HIGHBRIDGE CAPITAL 35.445329 35,833,591 34.401,356 357% 0.53% KING STREET 25,103,796 24.827,653 23.276,473 6.66% -110% JP Morgan -Cash 28,359 213361 JP Merman -managed account 23.542993 22.232.691 TOTAL 325.668.945 319.455302 THESE AMOUNTS CO NOT INCLUDE HOUSES. AIRPLANE,FCOURES & OTHER ASSETS EFTA_R1_01980108  EFTA02678944 Reconciliation of large items Value 5131/13 325,658,945 Partnerships (143,640) see below JPM Trading account- SFLLC (FTC) (1,586,496) JPM Trading account- HAZE (1,310,307) JPM Trading account- STC (180,984) Securities (300,881) DividendsAnterest 8,707 Apollo Distribution Change in loan account 1,500 cash spent: JEE (2,626,235) STC (75,497) Franchise Tax (1,147) L Black Fee cash received BSABS 11,337 miscellaneous total 319,455,302 Value 6/30/13 319,455,302 PartnershIps SFLLC TUDOR FUTURES (156,728) SFLLC HIGHBRIDGE CAPITAL 101,368 Haze HIGHBRIDGE CAPITAL 187,862 Haze KING STREET (276,142) (143,640) EFTA_R1_01980109  EFTA02678945 JEE and Related Entities Cosh Summary 6/30/13 SFLIC JPM 14.591,497 14,591,497 JEE Bank accounts 1,501,666 1.675.843 JPM (Bear Stearns) 686.933 JPM 56939 Butterfly Trust (Bear Stearns) 8,044 2,233,502 JEE PERS JP Morgan 28,018,650 28,018,650 HAZE Trust JPM 28,361 28,361 Southern Trust Company 'Si 24,572,296 Bank accounts 174 157 24 746,453 Enhanced Education 4.823.277 4,623,277 Total Cosh 74,241,740 74 241,740 This doss not mctudo cash in JP Morgan trading account EFTA_R1_01980110  EFTA02678946 JEE and Related Endes Ai/Liable Eddy for InTia nents 6/30/13 Securities Long 15 Fair Market Value PIJ 'Ch pass 630113 5.31113 ➢ein(baa) 70,500 Noma Retail SFLLC 1830.225 1.433.265 1203.040) 20.000 Bombardier SFLLC 86,725 90549 (2 224) 21253 JP Morgan SFLLC 1,1453411 1.187596 (39,155) 258157 Nolo Global Management SFLLC 6,342,0138 6525926 15162 17,50) Fecebook (purchased 5/22/12) SFLLC 435.400 426,125 9275 16,535 Mad Phanneceutcals SFLLC 269,197 305252 (14.055) 2,095 Simon 'DEC Salt 450,644 497,542 (46,696) 151,212 JPM FA Rata 4.24% Jewels 5,726 1.507.565 1,520,006 (18,146) 11 492 405 11 782561 (300 Set) Investments •m 6/30/13 at Farr Market Value SFLLC TUDOR FUTURES 15238,161 SFLLC HIGHBRICCE CAPITAL 19227,390 SFLLC ABS Trust (last volution 7/31/09 FTC wenn ikonlhly CiSIU0/..I10/1) 331,882 HAZE HIGMEINIDGE CAPITAL 15533.591 HAZE IOW STREET 24,427,653 FT Reel Estate 21 East 26th Snit (at cost) 025600 FT Real Estate Columbia KoldIngs(at cost) 568533 STC Actin So Auks (at cos-)0,142857 sh of Set A PId a .4375 per sin) 600.003 Mon Inc Modern (cost tests) (1.260.333 sh common. 695.301 eh Ser 5 rid) 10.02) 00) 105 267 510 D82• segment This is based on the loaning assurnctons the fund wdl recognize a ntictrawal amount payable lo Jeerers tabling $70 malign 70000,000 -eon" received an interest of G Duties cashp interest valued at approx $3.6 million wM • 5.008000 packstp payment horn G Dubin equal to the excess or 15 malice did the aggngata value d all cbstnbubons nand with reaped to this investment as d Sept 30, 2014.Jerocers wif mfund Oulin the amount of any debibutons nand Of elOOMMS after the a until Dubin recent beck any payments made to Jeep** Mar Dubin Is mode note. Ampere will haw no Wynn to recey Dubin. JEE ors pay $1 million for Zvams interest In Corbin. JEE *14 rattan all dstribudins upto 42 million 1.000,003 end the remaining dstbitons will be dated 60150 behead JEE end Zan Tin agreement has not boon fine lired 76,000200 ne uo of Jawpan PeftherihreelleflefOre 0 Outin portion S $1,779 044 as of 5.31/13 and $1 796,693 as of 4/30/13) EFTA_R1_01980111  EFTA02678947 ENHANCED EDUCATION 130115 PARTNERSHIPS & TOTAL CASH SECURITIES JP Morgan (Formety Sear Steams) 4512,721 4512.721 SANK MOSS. 110,556 TOTAL 4,623,277 4J23277 EFTA_R1_01980112  EFTA02678948 Softens FlrionclellIC Anoints al Irrnnimmti investment FMV unrefined 6130/13 Gain(lou) ML Hertz 12/15/06 5,100,000 ststhburrans 8/11/06 (2.160021) &inflects:0s 12/11/06 (560.006) citstinutions 7/26/07 (1.440.906) dsinoutons 4,20/11 (1,297.352) disohrtons 12.12/12 (1 306 976) (2.667.261) 3 673 We 6 340949 Anal asontrion EIS ABS 11/29106 10,0(0,000 skint's/tons 13031.526) 6 068 474 331062 (5 736 5921 ISOMMODO GPM Coro 25050.000 datrOutons 2/28/06 (25.000.000) 19 227.350 19.227 390 Thee represents the total of HiWbrtige Capita! Corp and He mulgStrategy Honig; Ltd Tudor 1/30/01 5.000,030 1/14/13 diminution (4 193 300) 806.700 13.238 161 12 431 461 MIR/ CO Zinn) 4129402 invested 10.000.000 8/30102 mobil 10.000003 12/2(02 invested 30.003.003 6/2103 invesIscl 10.503.000 1/3/06 invested 20,000000 12/21112 distntrata (6.541.292) 411213 distribution (9011038) 6/25/13 disatolion (26 165 103) 37 481 001 Sabine receivable from Fortress $27,481.600 DMZ• seiretrwet Ths cased on tr um erS the turd we recognize a wtritirevor amount sayable to Jeepen totaling 970 million 70,000000 Jeeps?, ranched an Inlinist rr4 O Rubins Oshp interest valued at approx S3,13 an with a 5.000.000 terkstrin pennant Nom O. Dubin actual to the excess ofIS traa Oat the aggregate valve at all distrbutona received with respect to this investment as of Sept 30, 2014...temars will refund Dugs Vie amount of any crebitartkinsmailveil bri Joiners alter PM date until Outin receives beck any payments mode to Jaspers. NW COM is muds Mole, Amens wit have no obliwbon to repay Dubin. iFF we pay $1 man for Zonis intern' In Cords. JEE well retrieve all distribution upon million 1000050 and the remaining &stations will testa:led 50/50 between JEE and Zwim Ths ogroomont has not been (instead 76 030 COO 'he va'uo of Joe• rtnersh Oros, G Outtn on s 779 044 as or 5/3101 1- c' 1 796693 es 01193/13 EFTA_R1_01980113  EFTA02678949 Haze Trust Analysis of Investments Imestment FAN unrealized 6/30/13 Gain(lass) High&Mee Capital 4/2099 10,041,666 35533.531 25591625 This represents the total of Highbridge Capital Corp. and H8 Mulh6tralegy Holdings Ltd. King Street 11/193 10,000,000 7/28/10 50% redemption (20.090,787) (10,090,787) 24,627,663 34,916440 EFTA_R1_01980114  EFTA02678950 Beat Win Asset Owled Stab DistributbTs Inked FTC Teal PermersNp 6 Trust PartnenNp Trust 1/9/01 1.047,29100 1,047,291.00 3/12/08 431,015.00 431,01507 ,V14/0a 147,70710 14730740 5/14/08 147,707.CO 147,707.03 0/16/ 08 135,377W 135.377.60 7/16/01 110,71300 110,71100 6/23/1 110,61520 110,61500 9/75/09 11037103 110,57102 14.79/C8 92.12710 92127.00 11/75371 /5,933.00 85,953.03 12/27/08 73470W 73,67000 1/23/09 73,67000 73,670.03 2/20/09 73.61430 73,61420 3112/09 67,43410 67,43420 4/30/79 66,443.00 66,443.07 5/79/09 57,996.00 57.996.0 7/24/03 1630 A $6,387.00 $4,357.07 I/26/09 47,911.00 47,911.03 9/21/09 35,711.01 35,711.03 12/2/09 8719310 30,695.02 1/8/10 75.07330 25.073.30 2110 31.073.64 31073.84 3/8/10 33,60583 33,60513 4/31W 22.613.71 Wan 5/10/10 26,315.21 16,315.14 6/8/10 25,243.91 25,24331 7/8/10 /3911.45 19,961.45 9/10,110 22.00.011 22.01211 9/8/10 2438361 7/483.61 10/13/10 4/527.91 20,5V31 11/8/10 23436.35 23.336.55 12/8/10 25,234.17 23,234.17 1/10/11 2442.331 2442331 1)31/11 Note 8 23,79337 25,793.17 7/ 8/ 11 26,96492 26,96632 3/8/11 76313.00 26,313.03 4/8/11 71,11225 21,112.75 5A/11 21,55796 21.557.96 6/9/11 111,672.74 16,676.74 7/1/11 16,630.35 16,690.33 1/8/11 15,3/6-19 135%29 9/15/11. 16,24022 14,610.71 10/12/11 15,119.76 13119.76 11/11/11 17.377.32 17,377.32 121341 17,132.49 17132.49 1f3/12 115013.73 Wan 219112 12.611.56 1461156 3/9/12 19,767.40 19,767.40 4/3112 17,622.73 17,62223 5/8/12 1.6a79 LUCCA 6/8/12 17,401.50 17,40130 7/9/12 16,165.50 16,16530 1/9/12 1610194 1610235 9/11/12 14172.40 14472.40 10/9/12 15,64541 1514511 21/8/12 1511104 15.03101 12/10/12 14,20121 14..36.21 1/9//3 14,59400 1.4.514.03 2/11/23 13117.23 13.897.23 3/1/13 13351.21 13,252.25 4/15/13 12.22345 12.223.65 5/8/13 12436.06 12,436.06 6/10/13 n it« 52 11.336.52 7040 3)31.58.62 3.113)95.17 517330.45 FTC invested 510.003/00 IA Bev Seams Asset 5ø41665W0144 on 11/79/06 Distrftwrens ore !sad on maturing man NOTE A: (r8Ø 2 mreth101, 00~ ~ICY) NOTES: (wet WiLsownt M puben 4) EFTA_R1_01980115  Global Investment Opportunities Group P. Morgan SeOirItles Lu Account Position and MTM Summary (Open Positions) ineptled for Southorn F imno at L1C as of hone 28. 201) Current Ix 3. Commodety raw USDMIW 13.0144 XAMSD 1200.9 G94115:3 1.5218 USIOPY 90.420 USDARS 5.3745 USOKRW 1149,76 URUSD 1.3037 VIDIRL 2.19511 USDCH, 0.9453 USDC.AD 1 0479 us 0714 1 920 USONOK 5.0163 1.0 • int Pe na IlloWnber Dindind [nine Page run, nt bat Date Symbol ~es Company Industry Cost lam IS) Makin value (S) PAM Yield 1Lotal, una. 248•813 AMA 9.000 Ailed ehanraceuticalt Inc 1)50 insint4K Non-cyz i 000% 11,6..24, 5157,410 1940 1/49 ($l1910) 148eb.12 ARIA 7,535 Adel Pharrnaentlads Inc 1)50 neon«, 1~ 000% (5114,660) 1131,717 1511 17.49 $17,1117 1444012 Me 2.095 Mogen dec Inc USO assume, Norneydic 000% 0250.455) 5450444 119.55 215.20 1200.309 12.4410 DAG 50,030 Penh. Ob Apn Double Lena 1)50 Funds 0.00% (138,550) 1446.000 705 MU 193A50 17~11 es 17,500 Facets* Inc-A USO Cornrounkations 000% 0665000 1435.400 3500 24.111 0229,100) 2.5Áp.13 DIE 23.000 Omni Mende Co USO Industrial 321% 0 493390 5533.370 2133 23.19 1.94.1110 211,May.13 101.10 50,030 Sengemo Ilieenenca Inc USD inoweisMon-0454 000% 0420214) 5390,500 0.40 7,111 (121.714) %My Palm (52474.409) 52. 45, 1 570.902 Mewed IISYe • Manual Mc Inv./ no Bonk as of Of • Interest Trade Date Minot tty leve Amount tong Deutoptine. Co« Wok 01 Market Value (51 i nit y Pori-11i Current Fire (5) Mite Received Sktro.12 22. 1430,030 an Note 1102/13 .nk To Mtn Ds 15511414«44. 5% Alin Con.2.1 9% martm (51:000): $1,0211.950 10 110000 1102.90 524950 ul.Feb.13 2044014 1,000,001 185 Merker Plus MILK 06.02014 00% IRO Ilerrke • 33% cork Uncapped Iridal Unel .2/ (31.030.030) 51,113,050 30 110000 111131 1113..050 5-Ap.12 15,Apr-15 1500,030 Mentor C1/1 6200% 0140411412011 OW 04/15/2012 (51,300,060) 11402300 549,161* 110110 3106.64 117140 24-May.13 29-Aug-I4 ;030.003 14511C own 0051/14 10%Áo bardenelleps-1711C•P Mid 14•00.7754.29 02.000.030) $1,914,200 10 110000 395.71 1$115.5011 U.S. Mod Sown • intr., • P vka IlloOrnbe Total int nisi« one M.,tunty Fata Armor° 1,Sug.1 SIP Manen Nria Call Dale tampon Pn mom) Cost Mai« Volt« v,. IA to Wm a (oily Piece <unroll Poser ADM Arsrutd 22430.12 01.4pr.2019 1,003.000 Heeeketten Inc a. 4/1/2015 7.625% 11 035 000, S I isa 552,104 6.19% 510150 5104.70 564,104 22.0042 13-May.2019 460,003 larttellnk Inc ccc. LIS/2015 UM% (414,0001 1399840 11415* LW% 310330 Inn 510.09* 23-00•12 154~ 2019 600,000 itetNInk Inc 5/15/2015 9175% (9511500) 1599,760 136.240 La% $103.23 599.96 SI 5,500 1434412 01~2019 In Modred Haelthare lnc 4.1/2014 15.250% 0996.00) 31.020,00) 161,1111 745% 199.0 510200 104,9313 01~2019 1,000,000 Kindred Heiden Inc 01/7014 1250% (1970,000 51,020000 152.709 735% DUO 5102,00 innate 24-3-13 13- eó2020 1,500,000 Senricanaster Commas' I. 2/15/2015 4000% (51,595425) 11,500,000 151,333 MO% 110430 1100.00 (544192) 254e13-13 15-Feb-2020 In Sentleensastee Conlin/ 2/15/2015 &C00% 111.070.003) 11,003000 127,333 Oa% WILCO $100.00 (542,667) 3-Aor 13 10-P4u.2023 300,000 lanky, ewe Plc 11411. 4/102018 7.750% (800,560) 1299,150 55,450 741% 110000 399.75 R740 1~11 Perpetual 2.500,000 ipinowart Owe I Co IN aninou 7.900% 01,702425) 12.795,000 1.402.132 5.11% 1106.10 311110 1494707 I5.3una Perpetud 2.503,003 1pmcepan Oune • 03 SN 41)0401$ 7.900% 112.702,423) 11791000 1402.131 5.11% 1100.10 111180 1494,707 10~-11 Pernenal 2.000.000 lank Of Anna. Corp IN 1.45/20113 4125% Malmo 52.2541040 3403,633 3.10% 110806 5112.90 5577,653 30.Mn-12 Prisetijel t000pco Southern. C.) Edison 2/1/2022 6250% 02.999,970) 11197,355 5264,583 529% 110101 3106.55 1461.968 27.~.12 ~dual 2000003 General Elec Cap Cap AA. 6/15/2022 7.125% 02.122910) 12.210.030 1142496 162% 1106.15 1110.50 5229,975 29-1/0y.13 Penaetuel moopoo General EW Cap Cory AA 6/15/2023 5.250% $1,3311.750 15.921 549% 1103.03 19553 (155.329) Stentatleatel Plead Intents • Intr Priti 9141000Tber Total lot tfltet, Cidient Price Ili•de Date Maturity Fate Ansonnli W SIP *Ms" Cuirrncy Couilen Peinrrial Cost (5) Merlin Value (SI teu ct10 MOM MimedDO LLnull «moll 91. l096 l0-1.d-V133 104412 02 hen tOt 7 500,300 Porolecn De Venezuela 5 I D50 1500% • 1480 25.01 1455,030 530,575 11.17% 01.03, 9102 145.326 1141042 02414~2017 1,000,000 Pettelects De Veneamla e 4.50 0.500% (Sá7.500) 010,1923 540.1101 11.17% 09.75 91.00 $73.151 10.14y42 16-1344-2011 1,500,000 Lloyds Tsb lank Plc IRS USO 9475% (11427500) 11.724.750 sen,rn 434% 1011.50 11515 1269.125 26.1•412 15-01C-2035 7,500,003 ~MI6 Of Argentina 101 U50 0000% 51,03;750) 5419,775 taw 1345 5.50 (5192,975) 13-0040 15-Deb.2035 10000,010 Regutik Of Anaerttina WA ARS 0800% (1318.003) 11411,9119 1320•5 1236 1.49 1157.234 21.14e/43 Perpetual 1000.060 Lbq Capital No.1 Plc II - WO 5.030% (13247,500) Han 124,667 WI% 101115 102.25 (5155.133) 12-Jun-19 02-14crn2017 1,000003 Petnalent De Venezuela S WA 1500% ($125.0001 1910000 13.7711 11.17% $92.30 591.00 (511222) EFTA02678951  Global Investment Opportunities Group p Morgan Securities LLC Account Position and MTM Summary (Open Positions) GIO ' uLAel es, 4..1paw en 4 ,Isrr.irIga.lile• Prillared foe Southern Frnantial SIC as of hone 20. 2013 Current FX 6 Commcrallty rams 1.804/XN 130144 Xabg$0 1200 9 6 MOD 13258 ai3E),PY 98420 I.,SDARS 1.1765 USOKAW 1149>6 I Au.150 13017 LISDORL 2.1999 1.41•CPF 0 9453 USOCACI 1.0479 LOOMS' 1.920 uSOSOK 6 0463 • • nd Amin lacked •M I Pr(i N•,FMor n Investment Sank Total PrInanlat entry Prate Cunene Pena trade Oat, M slangy Oragma I f•ca 56P dat/ng Mtn fall Oat. (coupon Principal Coat (5) Marlon Value (S) MIM C5/ (Lena) (Soul( 24-fant' 25-Aug2029 9.551,000 almbl 2004.1 'MI CCC 1/211201 f 1.093% ' 5162.1731 5743.079 %Into: 1625 11.1.4 5213,416 6-feb.13 1004e-2032 5.701,000 kret 1181 CCC 7/20/0)13 1147% 0711.919/ 3771,194 129,641 73.7$ 7444 519316 2.6Aug.12 25-Aup2033 3.32S.CO) CwN 2003.26/1 7#25/2011 5330% 01,211.222) 3614392 1252.462 77.00 57.16 (5164,349) 2134409.12 25-41-2037 6110,003 Chase X07.41 2A4 CCC 9/25/2022 2744% (12,0420091 il.869.512 5947,145 11030 9452 5172.957 lfeApr.13 23-Met-2033 4300060 00/% 2003.181 7/23/2013 3.750% 01.446103) S1,291216 1161,371 9530 94.02 32.716 1040.13 25-Ase-2033 2.726,050 Sae 2003.10 02 CCC 10/25/2013 6000% (51.076.76.3) 5941,412 $93,299 100.00 94.74 ($42,071) Moral ago and An t 14/11M (57,143.610) 14.431,559 $1,999,596 1702.155 listed Profaned( Druldreals &dry 15,“. Current Price Trade Pate Mattgety Shales Compaety SRP Pat rag Pa, Amount COMFI.043 Ptilnf ("bit II) NI di t V•144. (S) Ildekl to Bloom