EFTA01201079.pdf

AOBiome LLC Balance Sheet As of December 31. 2013 Dec 31, 13 ASSETS Current Assets Checking/Savings 1000 • Cash - Checking & Savings 1000-20 - Boston Private Bank - Ckg 150,683.16 Total 1000 - Cash - Checking & Savings 150.683.16 Total Checking/Savings 150.683.16 Total Current Assets 150,683.16 Fixed Assets 1500 • Property, Equipment & Furniture 1500-10 - Equipment 32.021.16 Total 1500 - Property, Equipment & Furniture 32.021.16 Total Fixed Assets 32,021.16 Other Assets 1800 - Other Assets 1800-20 - Pre-paid Expense 18,907.87 Total 1800 - Other Assets 18,907.87 1950 - Intangible Asset 1950-20 System Design & Dev. 5.000.00 Total 1950 • Intangible Asset 5.000.00 Total Other Assets 23.907.87 TOTAL ASSETS 206,612.19 LIABILITIES & EQUITY Liabilities Current Liabilities Accounts Payable 2000 • Accounts Payable 37,641.92 Total Accounts Payable 37.641.92 Page 1 of 7 EFTA01201079  AOBiome LLC Balance Sheet As of December 31. 2013 Dec 31, 13 Other Current Liabilities 2102 • Payroll Liabilities 446.60 2600 • Accrued Payroll Withholding 2600-10 • Health Insurance Withheld 153.32 Total 2600 Accrued Payroll Withholding 153.32 Total Other Current Liabilities 599.92 Total Current Liabilities 38,241.84 Total Liabilities 38,241.84 Equity 2500 Stockholders Equity 2500-50 - Preferred Stock 930,503.44 Total 2500 • Stockholders Equity 930,503.44 Net Income -762.133.09 Total Equity 168.370.35 TOTAL LIABILITIES & EQUITY 206,612.19 Page 2 of 7 EFTA01201080  AOBiome LLC Profit & Loss December 2013 Dec 13 Ordinary Income/Expense Expense 6000 • Personnel Costs 6000-10 • Salaries 23.461.52 6000-30 • Payroll Tax Expense 1.771.35 6000-50 • Health Insurance 1.022.06 Total 6000 • Personnel Costs 26.254 93 6100 • Consumable Materials & Supplies 6100-20 • Office Supplies & Expenses 1.218.14 Total 6100 • Consumable Materials & Supplies 1.218.14 6200 • Consultants 4.000.00 6300 • Training. Conferences & Meeting 6300-20 • Non-Scientific Conferences 2.275.00 Total 6300 • Training, Conferences & Meeting 2.275.00 6310 • II. 6310-20 • Form. Dev.-Human Exposure 10.500.00 6310-30 • OSU-AOB Production 35.000.00 6310-40 • Safety/Skin Irritancy Studies 12.870.00 Total 6310 • MI 58.370.00 6500 • Travel & Transportation 6500-20 • Travel 1.581.56 6500-50 • Meals 222.59 6500-60 • Parking 259.00 Total 6500 • Travel & Transportation 2.063.15 6560 • Payroll Expenses 8.70 6800 • Facilities Expense 6800-10 • Rent 2.866.47 Total 6800 • Facilities Expense 2.866.47 7100 • Communications Expense 7100-20 • Postage & Shipping 3.268.36 Total 7100 • Communications Expense 3.268.36 7200 • Administrative Costs 7200-15 • Finance-Bookkeeping 780.52 7200-20 • Legal Fees 2.171 79 Total 7200 • Administrative Costs 2.952.31 Total Expense 103.277.06 Net Ordinary Income -103.277.06 Net Income -103.277.06 Page 3 of 7 EFTA01201081  EFTA01201082 A0Biome LLC Profit & Loss January through December 2013 Jan 13 rob 13 tie 13 am 13 Mn 13 Jun 13 Jul +3 1,3 Sep I) Om IS Nov13 Me 13 TOTAL Ortimmy Ineomeigspesum teem. BDIO • Personnel Cows .500-10 • Seen OCO 0(0 03>70 307692 451538 2035637 13.10739 13.552,65 13.3768 14'1%63 350%13 20.461.52 148927 59 6004320 • Fringe Benefits 000 OPO 463)0 000 000 000 000 0.00 OCO 000 000 0.00 460.00 600030. Pere Ma Expense 800 000 91265 32246 40950 3007.97 1018.45 1071.64 104060 1.19299 3.01:6•64 1.771.35 Iznaos s000-oo. lloaleleneurante ORO ono 0.00 0.00 1.17530 61103 51103 511.60 51103 511.03 1159.36 1.022.06 531117 Tea 6000 • enema Costs OCO 0.50 669335 3~38 620020 23.17637 14307.16 11170-35 1446931 1641055 39.951.05 2620.1.93 169.75271 6100 • Consumable Wesel' II Supple. 6100-20 Pee %pees I Expenses 0,0) 80 63 124.00 ZOO 000 82 79 337833 16035 105 19 58121 4.91.3) 1.218.14 Ám.04 6100-30 Flesareh MUMS OCO 82.40 000 000 000 000 OCO 0.0) 000 000 0.00 0.00 8240 6100.40 -Compute Supplies 00) 000 000 000 000 1.73544 OCO 0.03 000 000 0.00 0.00 1.73544 Total 6100 Conaumeblettelenge a Suppler 000 16303 124 00 3000 000 131923 'AMA 100.95 105 19 50321 424.90 1.21114 154409 6105 Intonente 6165-20 Waters Comp 'mutants (U50 0£0 000 000 6138.00 000 00) 0.00 000 000 0.00 0.00 56800 6185-70 aimless Oonass. 800 0£0 000 000 168900 000 8150 0.0) 000 000 0.03 0.00 I 689 00 Tossi 6198 • Inerante OCO TOD 000 000 225700 000 OAD 000 000 Q00 000 000 225700 6200' Cormulents OCO 030 000 000 10.13000. 730000 1501/50 720000 100300 4.01:0.03 4.00700 00.00000 6240' Weateling Espense 6240-10 , Marketing 800 (MO 000 000 000 lacoaco 3127810 0.00 7.712.70 4.96630 1.1C0.9) 0.00 55057.60 Ted 6240' Meeting Experts* OCO OCO 000 000 000 lame° 31271100 000 7.712.20 4.gg40 1.100.90 000 5508780 6245. Wescollaneems OCO 030 0.00 0.00 000 000 000 000 050 0.00 000 0.00 000 6300 - Irene.. Conference di ~mg 6100-20 . HereStronem Cordesenoim OCO 030 0.00 0.00 000 000 OCO 1.970.03 000 0.00 000 zone° 435000 6300-33 Searailie Contemns. (50 1.14050 1143)0 Q00 000 000 (50 2395.03 000 000 0.00 0.00 477600 Total 6300 . Traineg. Contemned &Meta" /A 1.146/3 I.MIDO 000 000 000 /JO 47100 0Ip 000 0.63 29510 A 60 6310.= 6110-10 • GIMOTICS OCO OCO 0.00 0.00 000 000 ORO 46200.03 000 000 003 000 43.20000 631020 Form. Depeurne Zapata.* 0.00 OCO 0.00 0.00 000 000 ORO 1539703 000 3.00000 2.20700 10.00000 31.45000 6310-.15 051)000 Prodemen 0.00 OCO 0.00 0.00 000 250)000 100.050 003 000 3500000 63100 3300000 105413500 631040. EselectShin Irritancy Studies 000 (50 000 000 000 000 (U50 0.00 000 200000 MD) 128700) 1537000 Total 6310~ Oa DLO 000 000 000 osooaco 10/3000 61350.00 000 4000000 339100 58.370.00 iga65500 0500' Travel 4 118114P01181.011 6100-10 Local Travel ORO 17722 000 10.19 04.10 OCO OM 000 000 000 000 000 301 20 6100-20 Travel 151023 1.70345 2237.02 000 461 AO 23012 29677 3300 4.2900 26290 1.43125 1.051.56 1475210 610035 • Aglemoble Expense ORO 0.50 244.17 016.90 000 000 050 000 000 000 000 000 76107 6100-45 • Emeasinmen. ORO OCO 000 22139 000 000 OCO 000 000 000 3100 000 5099 6500-50 , Muls (50 48892 261.68 52059 36915 37423 00) 326.99 1.56340 000 43150 212.59 450614 6500-60 • Peeking (50 7/50 6700 52.90 0400 2300 00) 30.00 19490 000 267.00 29900 1.45590 Total MOO • Tsang I. Transportation 09 650.3 Payroll !epee.« 030 000 643 475 1)305 92 1712 016 9.47 930 1.01304 1106 0.70 203357 6900 Felines Espense 600030 . Rant (U50 (U50 000 000 215500 000 630357 2.85500 2030.40 285500 285530 2366.47 23.68574 Tote 6800 • Feet Expense DLO DLO 000 000 215500 000 833837 2.855.00 2360.40 285500 2855.00 2.956.47 23.60574 0000 • ~ors & Equernem 6900-35 Pompute Expense 000 21423 000 000 000 OCO 000 000 000 Q00 003 000 214 23 Ted 6100 • Compass 4 Equipment ÓCOJ 21423 000 -- 6"675 000 -- FLU -- 675 000 000 000 214.13 7100 • Cememeations Expose 7100.10- Tolophen• Expenses (50 OCO 000 000 000 000 00) 0.0) 56893 000 0.03 000 996.93 7100-20 Pootge& Shipping ORO 7053 21.00 1227 000 0.00 050 2793 7932 231 OF 451 93 3.20.336 117344 Tote 7100 • Communiemsons tedium IMO 7033 2100 1227 000 0.00 050 27.90 1305.70 231.07 46193 320136 013037 Page 4 017  EFTA01201083 AOBiome LLC Profit & Loss January through December 2013 Jan 13 rub 13 Nºr13 13 Apo 13 3152 13 Jun13 Jul 13 L.,1 l3 Sep 13 0c115 No. 15 Coca 10113 7200 - ~suave Cocos 2200-11 Finenoe-09:49119111192 0 CO i,427 30 132544 92014 95230 90119 7.34 CO 91163 4082, 33124 42.11 79152 903,00 7200-20 190/11 1550 ORO 1675J4.71 1551.39 100733 293225 950959 502505 000 97523 110669 sztaee 217179 20113591 7200, 25 • Human Resources 060 10750 31675 137.50 73125 295020 93.75 3096 54750 307.50 67.50 0.00 253971 7200-90 - Taus 050 000 257.75 000 000 *CO 000 0.00 000 000 0.03 0.00 257.75 Total 7200 • AdmInItarelive Co715 OM 1M.930 11 106335 457397 9105130 050070 6504.46 99111 1.93102 520043 909150 2952.31 21539343 Total expense 151033 17754219 1130610 9254.03 27215311 77.53355 79 492.36 93.02917 4109061 7152700 11142306 10137705 75213309 Nel 0.0922 income 951010 .172.161220 •19.366.10 635403 472163.11 .7753365 .7049010 5602977 .4105054 .7562740 41092315 .103277.06 .762.1noo Nei Income .151033 .17234205 .1130810 425603 4790111 .77531215 .7645235 43.025.77 -42.00014 .75,62160 -60.42165 10427/05 .762.133,09 Page 6637  EFTA01201084 AOBiome LLC Profit & Loss Budget vs. Actual January through December 2013 TOTAL Dec 13 Budget Over Budget %of Hueco, Jan • Dec 13 Budget Over Budget %of Budget Ordinary Income/Expense Expense 6000 • Personnel Coals 600000. SalalleS 23.46132 29.000.00 4.538AS 00.9% 149.92739 178.000.00 -28.072.41 8423% 6000-20. Fringe Benefits 0.00 2250.00 -225000 0.0% 460.03 19.500.00 -19.040.00 236% 6000-30. Payroll Tax Expense 1.771.35 3.40000 -1.70814 50.9% 12.75125 21.380.00 4.606.75 5971% 6000-SO • Health Insurance I 022 06 0.00 1,022.06 100.0% 6,611.87 0.00 6811.87 100.0% Tow 6000. Personnel Costs 28254.90 34.730.00 4.47507 75.6% 189.752/1 218.660.00 -49.107.29 77.56% 6100 . Consumable Materials .5 Supplies 6100-20 • Office Supplies 8 Expenses 1,218.14 1,500.00 -26146 8121% 6,727.04 12000.00 4.272.98 5806% 6100.30 • Research Materials 0.00 0.00 000 0.0% 82.40 0.00 62.40 100.0% 6100-40- Computer Supplies 0.00 0.00 0530 0.0% 1.735.44 0.00 1.736.44 100.0% Total 6100- Consumable Materials 8 Supplies 278V 150000 8121% 6.548.86 1200000 286612 7121% 6165 • Insurance 618530- Workers Comp Insurance 0.00 0.00 0130 0.0% 568.00 0.00 588.00 100.0% 6165.70 • fluilkoss Owner,. 0.00 1.58909 Total 6185- Insurance 0.00 0.00 040 0.0% 2.25700 0.00 2257.00 100.0% 6200- Consubants 9.000.00 2400.00 2.00000 200.0% 50.001/00 42.000.00 8.000.00 119.05% 6240 • Marketing Expentle 6240-10 • Marketing 0.00 5000.00 4.00040 0.0% 55.037.80 45,000.00 10067.60 12237% Total 6240 - Marketing Expense 0.00 5400.00 4.00000 0.0% 55,067.60 45.000.00 10467.60 122.37% 6300 • Training. Conferences 8 Meeling 6300-20- Hon-ScleMdic Conferences 2.275.00 0.00 2276.00 100.0% 4,250.03 0.00 4250.00 100.0% 6300-30. Scientific Conference 0.00 4.77503 2.000.00 2.77500 238.75% Total 6300 • Training, Conferences & Meeting 2275.00 0.00 2275.00 100.0% 9.025.00 2.000.00 7.025.00 45125% 6310 AIM 6310-10 - Oenomics 0.00 0.00 0.00 0.0% 48.200.03 12.003.00 34200.00 385.0% 6310-20. Form. Oev..Human Exposure 10.500.00 0.00 10.50000 100.0% 31.45003 30.00000 1.450.00 10443% 6310-30 - 0:31.14043Produclion 35000.00 35.00000 000 100.0% 105.1936.03 105.003.00 639.00 10001% 6310-40- SA4195101Irritancy Studies 12.870.00 0.00 1207000 100.0% 15.370.03 20000.00 4.630.00 7845% 6310-50- SA8 0.00 0.00 000 0.0% 0.00 5.000.00 4.000.00 0.0% Total 6310 -= 58.370.03 35.00080 23.37000 1 13.77% 198.66100 172.00030 26058.00 115.5% 6500 • Travel 4 Transportation 6500-I0 . Local Travel 0.00 0.00 0.00 0.0% 391.28 0.00 391.211 100.0% 6500-20 • Travel 1,581.56 4:303.00 -2.41844 3954% 14.762.18 44.00000 3355% 6500-30. AtilartiObde Expense 0.00 0.00 0.00 0.0% 761.07 0.00 761.07 100.0% 6500-40- Entertainment 0.00 0.00 0.00 0.0% 60.99 0.00 60.99 100.0% 650040 - Meals 222.59 0.00 22259 100.0% 050014 0.00 4508.14 100.0% 650040 . Parking 259.00 0.00 259.00 100.0% 1.45690 0.00 1.45590 100.0% Total 6600. Travel 8 Transportation 2.063.15 4.003.110 -1.936.85 5131% 21.93756 44.00000 49.86% Page Sot 7  EFTA01201085 AOBiome LLC Profit & Loss Budget vs. Actual January through December 2013 TOTAL Deo 13 Budget sOver Budget %ol Ounce, Jan - Dec 13 Budged Over Budget %al Budget 6560 - Payroll Expenses 8.70 0.00 6.70 100.0% 2.09057 0.00 2,390.57 100.0% 6800. Facilities Expense 6800.10 • Rent 2.66647 2000.00 66.47 102.37% 23.66674 21.100.00 2.585.74 11226% 6800-15 . Lab Rent 0.00 5,000.00 -5.000.00 0.0% 0.00 15,000.00 -1500000 0.0% Total 6800 - Fatah:ea Expense 2,8136.47 7000.00 -4.933.53 3815% 23.85174 36,103.00 42,414.26 66.61% 6%0 - Computers A Equipment 6900-30. Computer Expense 000 0.00 0.00 0.0% 214.23 0.00 214.23 100.0% Total 6900. Computers 3 Equipment 0.00 0.00 0.00 0.0% 214.23 0.00 214.23 100.0% 7160 - Communications Expense 710040 • Telephone Expenses 0.00 0.00 0.00 0.0% 96693 0.00 956.93 100.0% 710020 • Posture & Shipping 3.268.36 0.00 3266.36 100.0% 417144 0.00 4.17344 100.0% Total 7100. Communication Expense 3268.36 - =b7M 5.110.32 0.60 6.130.37 737M 7200 • AdMiliSfratilit Costs 7200.1S. Pinta -Bookkeeping 780.52 750.00 30.52 104137% 9.830.06 8.250.00 1580.06 119.15% 7200.20. Legal Fees 2.171.79 0.00 2.171.79 100.0% 203.135.91 236%0.00 86.08% 7200-25 • Human Resources 0.00 0.00 0.00 0.0% 2.63671 0.00 2.536.71 100.0% 7200.90 • Taxes 0.00 0.00 0.00 0.0% 257.75 0.00 217.715 100.0% Total 7200 • Adminiurabve Costs 2.96₹'81 - ROY 2202.3t 19264% 215.440.43 244.264.00 -28.489.57 - 53:57r. Total Expense 502277.06 90.780.00 12497.06 113.77% 762.133.09 816.210.00 .54.076.91 93.38% Het Ordmary Income ,103,277.06 -12.497.06 113.77% -762.13109 41621000 54,07601 9338% Net incorne -103.277.06 42.497.06 113.77% -762.133.09 416.210.00 54.076.91 93.38% Page 7 of 7