EFTA01255745.pdf

Norkom 6.1.0 - World Check Details Page I of 2 I Home Page Requestor Menu World Check Details Show Debug Into Details Alert ID: A130512230573 Alert Date: 29/05/2013 Score: 96% Detection Check: we names Best matches: In WORLDCHECK 03_name Data Source: Customer_NCA_web = Jeffrey Epstein Fuzzy Match >= 85% EPSTEIN Jeffrey S 07_nationakty = XXUS Exact Match XXUS Name: Jeffrey Epstein Street/Number: DOBIDOI: Zip Code/City: Nationality: United States PEP Indicator: Gender. Male Customer ID: Country of Birth/Branch: United States Alerted Customer ID: Country of Residence: United States Comments: nut World Check Details Title: UID: First Name: Jeffrey S Category: CRIME - FINANCIAL Last Name: EPSTEIN Sub Category: Date of Birth: Record Type: Individual Place of Birth: SSN: Age: Position: Age (As of Date): Entered: 23/04/2004 Date of Death: Updated: 26/04/2004 Names no rows found Countries Locations Country Location USA FRAMINGHAM MA - USA Companies Passports no rows found no rows found World Check Association Link Unked To Allen M GLICK SDNY_GM_00064464 https://aml.cit.gto.intranet.db. MIN AtrftknKltoL7XUhl... 5/29/2013 CONFIDENTIAL — PURSUANT TO FED. DB-SDNY-0027289 EFTA_00174967 EFTA01255745  Norkom 6.1.0 - World Check Details Page 2 of 2 Arthur H FREEDMAN Romeo J PENDOLARi Steven T MOORE Further Infomtation 22 AO! 2004 SEC filed a settled civil fraud action for illegal insider trading in three publicly traded Massachusetts banks. Final judgement permanently enjoins him from violating the anbfruad provisions and he agreed to pay a total of $72532.06 in disgorgement of trading profits. prejudgment interest and civil penalties. External Sources External Source httpf/www.sec.govAibgationitiomplaints/compl8675.htm http 71vmw.sec.govflitigationflitreleasesilrl86756trn Copyright 1996-2010 Norkom Tochnolowes Ltd All nghlz resentc-d 00sce_worldchnc SDNY_GM_00064465 https://aml.cit.gto.intranet.db. AtrftknKltoL7XUhl... 5/29/2013 CONFIDENTIAL — PURSUANT TO FED. DB-SDNY-0027290 EFTA_00174968 EFTA01255746