EFTA01356260.pdf

Steward Oldfield was asking about his one HR KYC outstanding hut I don't see it. All I hare is his moderates. Please confirm. KYC Update GCIS Relationship FO Customer Client Since Customer Due Customer RISK • Type Customer Relationship Submission Name Date Owner Date Number Number Due Date Month- Year ELYSIUM Stewart HIGH Black, Leon D. Individual 4/17/2014 483288 MANAGEMENT Oct-17 9/15/2017 Oldfield RELATIONSHIP LINDEMANN Lindemann, Stewart HIGH Individual 2/1/2010 427075 FAMILY Oct-17 9/15/2017 Adam M. Oldfield RELATIONSHIP Southern SOUTHERN Trust Stewart HIGH Organization 8/26/2013 483290 FINANCIAL Jun-17 N/A Company, Oldfield RELATIONSHIP Inc. SOUTHERN Southern Stewart HIGH Organization 8/26/2013 483290 FINANCIAL Aug-17 N/A Financial LLC Oldfield RELATIONSHIP SOUTHERN Butterfly Stewart HIGH Organization 1/24/2014 483290 FINANCIAL Sep-17 N/A Trust Oldfield RELATIONSHIP The 2007 Jeffrey E. SOUTHERN Stewart HIGH Epstein Organization 11/1/2013 483290 FINANCIAL Sep-17 N/A Oldfield Insurance RELATIONSHIP Trust #3 SOUTHERN Stewart HIGH Plan D, LLC Organization 10/18/2013 483290 FINANCIAL Sep-17 N/A Oldfield RELATIONSHIP HBRK SOUTHERN Stewart HIGH Associates, Organization 11/1/2013 483290 FINANCIAL Sep-17 N/A Oldfield Inc RELATIONSHIP SOUTHERN Hyperion Air, Stewart HIGH Organization 10/18/2013 483290 FINANCIAL Sep-17 N/A LLC Oldfield RELATIONSHIP SOUTHERN Stewart HIGH JEGE, Inc Organization 10/18/2013 483290 FINANCIAL Sep-17 N/A Oldfield RELATIONSHIP SOUTHERN Stewart HIGH Neptune, LLC Organization 10/18/2013 483290 FINANCIAL Sep-17 N/A Oldfield RELATIONSHIP SOUTHERN Stewart HIGH NES, LLC Organization 11/8/2013 483290 FINANCIAL Sep-17 N/A Oldfield RELATIONSHIP SOUTHERN Stewart HIGH Individual 12/13/2013 483290 FINANCIAL Sep-17 N/A Oldfield RELATIONSHIP Zorro SOUTHERN Stewart HIGH Development Organization 4/25/2014 483290 FINANCIAL Sep-17 N/A Oldfield Corp. RELATIONSHIP CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042036 CONFIDENTIAL SDNY_GM_00188220 EFTA01356260