EFTA01203959.pdf

FINANCIAL ANALYSIS SUMMARY Leon D. Black President and Managing Member Hamlet Holdings LLC Date PREVIOUS NET WORTH CURRENT SUBMITTED NET WORTH Difference % chancre Comments STATEMENT OF ASSETS 9i30+2013 3,3112014 Please complete the detailed schedules listed for all of the assets. both tangible and intangible. held by you. your spouse and your Dependent Children. on the appropriate schedule as noted below. Enter the amount as of the date of this Statement. All listed assets must be described fully on the appropriate schedules attached. Tthe -totals" should transfer from the detailed schedules to this summary page. Cash on Hand $0.00 $0.00 $0.00 0.00% Cash in Banks A $141.723.524.71 $195.677.296.23 $53,953,771.52 27.57% BRH cash divident to Black Perfidy Panners Accounts & Notes Receivable B $0.00 $179,762.00 $179,762.00 100.00% Stocks. Bonds. Notes & Debentures C $ 61,030,326.86 $75.185.736.24 $14,155,409.38 18.83% Business Investments D $3.027.823.812.00 $3.320.264.366.17 $292.440.554.17 8.81% Appreciation on Apcdo-relased investments. mainly BRH Real estate E $131.300.000.00 $131.423.490.00 $123,490.00 0.09% Life Insurance F $24.752.419.86 $18.901.825.00 ($5,850,594.86) -30.95% Single lite policies tendered Pension/Retirement Funds G $28.550.00 $28.482.81 ($67.19) -0.24% Vehicles. Boat. Plane H $25.493.750.00 $46.419.688.00 $20,925,938.00 45.08% Plane value updated Other Assets I $2202.003.578.00 $2.699.375.655.04 $397.372.077.04 14.72% Purchases and updated appraisals of various aillecIttes TOTAL ASSETS $5,714,155,961.43 S6,487,456,301.49 $773,300,340.06 11.92% STATEMENT OF LIABILITIES Please complete the detailed schedules listed for all of the liabilities of yourself, your spouse and your Dependent Children, on the appropriate schedule as noted below. Enter the amount as of the date of this Statement. All listed liabilities must be described fully on the appropriate schedules attached. The -totals' should transfer from the detailed schedules to this summary page. Accounts Payable J $174,785.41 $323.446.23 $148.660.82 45.96% Taxes Payable K $0.00 $102.950.000.00 $102.950.000.00 100.00% Income tax kit sties due AO 2014 Notes and Loans Payable L $440.000.000.00 $460.197.500.00 $40.197.500.00 8.37% Additional financing Mortgages / Liens Payable (Real Estate) M $0.00 $0.00 $0.00 0.00% Other Liabilities N $0.00 $8.250.000.00 $8250.000.00 100.00% Balance due on Real-Estate purchase TOTAL LIABILITIES $440.174.785.41 $591.720.946.23 $151,546,160.82 25.61% NET WORTH $5,273,981,176.02 $5,895,735,355.26 $621,754,179.24 10.55% Contingent Liabilities O $ 80.737.264.39 $65.222.321.00 ($15.514.943.39) -23.79% Net Worth (Inc. Contingent Liabilities) $5,193,243,911.63 $5,830,513,034.26 $637,269,122.63 10.93% EFTA01203959 Schedule A - Cash in Banks lAisolicant: Leon D. Black Name(s), Address & Telephone U Name(a) Appearing Account Date Type of Interest Date of Curtent of Financial Institution on Account Number Opened Account Rate Balance Balance US Trust Bank of Americas Private Wealth Management BJAV Marine 4830 0229 8628 Business Economy Checking 0.20% 341/2014 S 92.834.00 US Trust Bank of Americas Private Wealth Management BJAV Marine 4830 0229 8631 Checking 0.00% 3/31/2014 S 110.011.00 US Trust — Bank of America Private Wealth Management Black Family 1997 GST Exempt Trust 3940 0141 4709 Money Market Savings 0.20% 3/31/2014 S 6.837.00 U. S. Trust — Bank of America Private Wealth Management Black Family 1997 Trust OXIO 0662 3441 7/16+2003 Enhanced Checking 0.05% 3/31/2014 S 4.885.922.00 U. S. Trust — Bank of America Private Wealth Management Black Family Partners GP 0539 4073 3544 V1/2008 Checking WA 3/31/2014 S 30303.00 U. S. Trust — Bank of America Private Wealth Management Black Family Partners L.P. ODOO 0120 0135 Business Interest Maximizer 0.20% 31312014 $ 31,687,880.26 U. S. Trust — Bank of America Private Wealth Management Black Family Partners LP 0000 0120 0127 Checking WA 3/31/2014 S 211 49725 JP Morgan Chase Debra Black Cust for Alexander Black UTMA 669603680301 Checking & Samos 0.20% 3/31/2014 S 47.062.00 . JP Morgan Chase Debra Black Cust for Victoria Black UTMA 669603679001 Money Market Savings 0.20% 3/31/2014 S 26.559.00 U. S. Trust — Bank of America Private Wealth Management Debra Ressler Black 0000 0688 6140 4/27/1990 Personal Money Market WA 3/31/2014 $ 5.562.395.28 00 Apolb Management U. S. Trust — Bank of America Private Wealth Management ORB Productions, Inc. 0000 0108 7126 4272005 Bus/less Checking WA 3/31/2014 $ 10,745.00 U. S. Trust — Bank of America Private Wealth Management ORB Productions. Inc. 0000 0114 7250 8/11/2006 Busiiess Money Market 20% 3/31/2014 S 1.576.610.00 US Trust Bank of Americas Private Wealth Management Gandalf Trust 4830 4482 0342 12/19/2012 Premium Checking 0.07% 3/31/2014 $ 5.121.919.00 US Trust Bank of Americas Private Wealth Management JMWT Acg LLP 4830 48166 3649 Checking 0.07% 3/31/2014 $ - US Trust Bank of Americas Private Wealth Management JMWT LLC 4830 4473 7684 Business Checking 3/31/2014 $ - US Trust Bank of Americas Private Wealth Management JMWT Ltd 4830 4816 3694 Checking 0.07% 3/31/2014 $ - US Trust — Bank of America Private Wealth Management LBF Holdings 0000 1019 5832 Business Interest Maximizer 30.00% 3/31/2014 $ - U. S. Trust — Bank of America Private Wealth Management LBF Holdings LLC 0000 0119 5824 Business Advantage Checking WA 3/31/2014 $ - U. S. Trust — Bank of America Private Wealth Management LBF Holdings LLC 3940 0126 6216 912512008 Business Interest Maximizer 0.20% 3/31/2014 $ 05.001 U. S. Trust — Bank of America Private Wealth Management LDS Foundation 0000 0116 4880 Enhanced Checking 0.05% 3/31/2014 S 105.589.83 U. S. Trust — Bank of America Private Wealth Management Leon 8 Debra Black 3940 0132 0945 2+1/2009 Ins checking 0.05% 3/31/2014 S 52.571.585.77 US Trust Bank of Americas Private Wealth Management Leon Black Family Foundation Inc. 4830 3820 8844 Business Interest Maximizer WA 3/31/2014 S 250.021.00 U. S. Trust — Bank of America Private Wealth Management Leon Black 000 0624 6273 Interest Checking 0.05% 3131/2014 $ 3380.94 Debra Black US Trust — Bank of America Private Wealth Management Leon D Black 3940 0129 9982 Money Market Savings 0.20% 3/31/2014 $ 25.009.91 Debra Black US Trust — Bank of America Private Wealth Management Leon D BlacklDebra Black 3940 0144 5493 Checking WA 3/31/2014 $ 212,61047 Bill Pay Acct U. S. Trust — Bank of America Private Wealth Management Leon a Black 0000 0662 3840 7/25/2003 Enhanced Checking 0.05% 3/31/2014 $ 5,151,316.08 Debra Black U.S. Trust — Bank of America Private Wealth Management P. 0.8oz25118 Leon D. Black 000 0112 6296 12/31/2005 Checking 0.05% 3/31/2014 $ 14,043.41 Tampa. FL 33622 Debra Black (877) 556-2171 US Trust Bank of Americas Private Wealth Management Phaidon Global LLC 4830 4840 3083 3/31/2014 S 3.257.119.00 US Trust Bank of Americas Private Wealth Management P1.8 LLC 4830 3052 4490 10/1812012 Checking 0.07% 3/31/2014 $ 463 240 00 US Trust Bank of Americas Private Wealth Management Rollo Tomas' Trust 4830 4482 0371 12/19/2012 Premium Checkig 0.03% 3/31/2014 $ 5 124 839.00 US Trust Bank of Americas Private Wealth Management The Mabry Trust 4830 4482 0384 12/19/2012 Premium Checking 0.07% 3/31/2014 $ 4.124.317.00 US Trust Bank of Americas Private Wealth Management Victoria Black 4830 4075 9682 Premium Checking 0.06% 3/31/2014 $ 10281.00 U. S. Trust — Bank of America Private Wealth Management Leon D. Black 4830 5336 7278 Checking 3/31/2014 5 18.008.793.56 Debra Black 2/1812014 US Trust Bank of Americas Private Wealth Management APOI Agreement 4830 5315 1439 Tiered Inters/ Checking 3/312014 5 14 870 176 00 US Trust Bank of Americas Private Wealth Management APOI GRAT 4830 5317 3938 Premium Checkrg 1/31/2014 $ 28.070.270.00 US Trust Bank of Americas Private Wealth Management APOI GRAT No. 2 4830 5398 7360 Tiered Inters! Checking 3131/2014 $ 124.000.00 US Trust Bank of Americas Private Wealth Management Narrows Holdings LLC 4830 5224 8233 Economy Checking 3/31/2014 5 5.192219.00 US Trust Bank of Americas Private Wealth Management SH Meadow Lane LLC 4830 4830 5083 Fundamental Checking 3/31/2014 S 23.945.59 US Trust Bank of Americas Private Wealth Management AIF Management IV Inc. V00002117576 Checking 3/31/2014 5 8.703.978.88 TOTAL: I$ 195.677.296.23 EFTA01203960 Schedule B - Accounts & Notes Receivable (Applicant: Leon D. Black Name. Address & Telephone Date Original Unpaid Interest Maturity Collateral Securing Number of Debtor Incurred Amount Balance Rate Date Purpose Account or Note BRH Heternes LP 12 31 2012 S 179.762.00 $ 179.762.00 NA Distribution Receivable TOTAL: $ 179,762.00 NOTE THAT AS PART OF RECENT ESTATE PLANNING, LEON D. BLACK ENTERED INTO VARIOUS TRANSACTIONS WITH FAMILY TRUSTS AND GRANTOR RETAINED ANNUITY TRUSTS. THESE TRANSACTIONS GIVE RISE TO RECEIVABLES AND PAYABLES BY LEON D. BLACK TO FAMILY GRANTOR TRUSTS FOR WHICH LEON D. BLACK IS GRANTOR FOR INCOME TAX PURPOSES. THESE INTRA-FAMILY TRANSACTIONS ARE ZERO SUM TRANSACTIONS AS ANY RECEIVABLE IS EQUAL TO A PAYABLE. FOR REPORTING PURPOSES. THESE TRANSACTIONS ARE NETTED. EFTA01203961 Schedule C - Stocks, Bonds, Notes & Debentures 'Applicant Leon D. Black Name of Issuing Company Type of No. of % of Purchase Dale o4 Name In Annual Omen, Proxy/Pledge Date el or Government Agency Security Shares'Unifs Ownership Price Purchase which Held Income Value Heider Etalanee JPMorgan Debra R. Black Vanes Vanous various Vanous Debra Black WA N/A $ 6.926.588.00 (009-52465) 3/3112014 JPMorgan Leon Black Vanes Various Various Various Leon D. Black WA N/A $ 30210.729.67 (009-51534) 3/31/2014 JPMorgan Barry Cohen C/F Victoria Black UOMA/NY Vanes Various various Various Victoria Black WA N/A (047-10185) $ 40.590.00 3/31/2014 JPMorgan Trust for Benjamin '92 Varies Various various Various Benjamin Black WA N/A $ 253.717.00 (047-10190) 3/31/2014 JPMorgan Taut for Joshua '92 Varies Various various Various Joshua Black WA N/A $ 253.713.00 047-10192 3/31/2014 JPMorgan Trust or Alexander '92 Varies Various various Various Alexander Black WA N/A $ 247.501.00 (047-10182) 3/31/2014 JPMorgan Taut or Victoria '92 Varies Various various Various Victoria Black WA N/A $ 253.733.00 (047-10197) 3/31/2014 JPMorgan Taut or Benjamin 18 Varies Various various Various Benjamin Black WA N/A $ 275405 . . 1047-10191) 3/31/2014 JPMorgan. Trust or Joshua 18 Varies Various various Various Joshua Black WA N/A $ 2.754.05 (047-10193) 3/31/2014 JPMorgan Trust or Alexander 18 Varies Various various Various Alexander Black WA N/A $ 2.754.05 (047-10181) 3/31/2014 JPMorgan Trust or Victoria 18 Varies Various various Various Victoria Black WA N/A $ 180105 . (047-10196) 3/31/2014 JPMorgan Alex Black Varies Various Various Voices Alexander Black WA N/A $ 2801.00 (01730000) 3/31/2014 JPMorgan Leon Black Lde Insurance Trust 02 Varies Various various Various Leon D. Mack WA - N/A S (019-51330) 3/31/2014 JPMorgan Black Family 1997 Trust Varies Various various Various Black Family 1997 Trust WA N/A 1.013.862.00 (009-52968) 3/31/2014 US Trust - Bank of America LBF Holdings LLC Varies Various various Various Leon D. Black WA N/A $ 2.423.772.00 (41011005828403) 3/31/2014 US Trust - Bank of America LBF Holdings LLC Varies Various various Various Leon D. Black WA N/A $ 1.146.043.00 (41011005828049) 3/31/2014 US Trust - Bank of America Black Family Partners LP Varies Various various Various Leon D. Black WA N/A $ - (41011005874366) 3/31/2014 JP Morgan Chase Bank LBF Holdings LLC Varies Various various Various Leon D. Black WA N/A $ 6803.320.00 (018559007) 3/31/2014 JP Morgan Chase Bank Black Family Partners LP Varies Various various Various Leon D. Black WA N/A $ 6840803.29 (022462008) 3/31/2014 JPMorgan Leon Black Family Foinclation Varies Various various Various Leon D Black WA N/A 8929.00 009-51903 3/31/2014 AP Alternative Assets LP Publicly Traded Pannership 658.193 Various various Various Black Family Partners LP WA $ 933373.00 N/A 3/31/2014 Sirius Satellite Radio Inc. Stock Option (right to buy) less than 1% Various Various Leon D. Black WA S N/A 3/31/2014 JP Morgan (220-42260) LDB 2011 LLC Varies VINOUS Various Various Black Family 2011 Trusts WA $ 17,871,471.08 N/A 3/31/2014 US Trust 46-45-0412125490 CO TUA BEB 2011 Trust Varies Various Various Various Benjamin Black nia S 834.00 N/A 3/31/2014 US Trust 46-45-0412125508 CO TUAJMB 2011 Trust Varies Various Various Various Joshua Black N/A $ 838.00 N/A 3/31/2014 US Trust 06-05-046-2125620 CO TUA ASB 2011 Trust Varies Various VArious Various Alexander Black I N/A $ 69.490.00 N/A 3/31/2014 US Trust 46-45-046-2125557 CO TUA VR8 2011 Trust Varies Various Various Various Victoria Black I WA $ 69.490.00 NIA 3/31/2014 TOTAL: S 75.185.736.24 EFTA01203962 Schedule D - Business Investments Applicant: Loan D. Back Business investment Type or Nw IX Purdue* Dm or Name te Annual Current %or Business Emily toms Orsenitaion SherewUnits Peke Purdue, I Which Held Income Vies Ownership Entity interests BRIT Ho/dings. L.P. L.P. of AP Arolessional NiA Does NotMAY • 4262007 Black Farrily Partners. LP Does not apply S 2.948.721879.00 Holden's. L.P. Apollo Co -Investors N. L.LC. L.P. of APOlo Investment WA Does Not apply 55.844.657.03 11,24/1997 Black Fatal. Partners LP 00as not apply S 16%040.00 Fund IV. LP. Apollo Cokwerson V. LLC. L.P. 01/100, 0 Investment N/A Does Not apply 95.080.845.03 55,20(10 Black Randy Partners LP Does not apply S 4,053,508.00 Fund % L.P. Apollo Co-Investors VRAI SC. Oka Apollo Co-VI, LL.C.) L.P. of Apolo Investment Does not apply N/A Does Not apply 942,601065.00 64152005 Black Family Partners. LP S 37.797.467.00 Fund VI, LP. Apollo VIF CO-Investors L.LC. L.P. of Apolo Value N/A Does Not MAY $3.11O.O11.W 5a191212O3 Black Family Partners. LP Dees not apply S 8.051.809.00 Investment Fund. L.P. Apollo SOMA Co-Irrteslors. L.LC. LP. el ApoloSpecial Opp Black Family Partners. LP Dees not apply $ 3.082.894.00 N/A Does Not apply 51218.107.00 2/182007 Managed Aga Apollo Grade Opportunity Fund 1 Class A A B Debt MvestmenlLP Does Not apply $102,11%403.00 40102008 LBF Holdings Does not apply $ 41,730,1303.80 N/A Financial Grade kwestment I. L.P. We Settlements LP Does NO apply 115.537.301.00 2.242011 LDS 2011 LLC Does not apply $ 19215,867.00 N/A Financial Credit kwestmeni II. L.P. Limited Partner NA Various 830,2013 Back Family Partners. LP. NSA $ 12.040.978.00 WA Apollo Real Estate Enbbes Venous Does not KV% venous Venous Leon Black and Family Trusts Does not apply $ 3547$74N N/A Oundrangle Partners II United Partner Na Various Various 97 Black Family Trust NA S 2.783.410.00 WA AP Energy Unwed Partner NA Various Various 17 Black Family Trust WA 5 • WA Blue Star I L.L.C. Limited Partner Na Various Various 17 Black Family Trust WA S 102.788.00 WA Buckingham RAF Partners LP. Limited Partner NA Various Various 17 Black Family Trust WA S 10.021.368.00 WA Dune Real Estate Fund L.P. Limited Partner NA Various Various 17 Black Family Trust WA S 1.761.891.00 N/A ProOtieSt Irwestments L.P. United Partner NA Various Various 97 Black Family Trust WA $ WA klarkstone Capital Partners Limited Partner NA Various Various 17 Black Family Trust WA S 212,061.00 N/A Gillhorse Partners L.LC. Member NA Various Various 97 Black Family Trust WA S 227.811.03 N/A M.Related L.L.C. Monter NA Various Various 17 Black Famet Trust WA S - WA Jerusalem Ventura Partners LP Limited Partner Na Various Various 97 Black Family Trust WA $ - WA PLI3 LLC Mentor Na Various 10:12012 97 Trust and LDS 2011 LLC WA S 63.289.188.00 WA Blue Sunshine, LLC Mentor NA Various Various Leon D. Sack 1997 Five Year Trust WA $ - N/A $ustairaNe Wcoceands Fund II Lirmed Partner NA Various 7/162009 Back Family Partners. L.P. WA S 19,090,079.39 WA King Street Capital LP United Partner NA Various 7/1/2009 Back Family Partners. LP. WA S 49.08795 N/A AnChOrage Capital Partners Limited Partner NA Various 7/1,2009 Sack Family Partners LP. WA S 17393.880.00 N/A Canyon Value Realization Fd LP United Partner NA Various 7/1/2009 Back Family Partners LP. WA S 18,600,443.00 N/A Millennium Group USA LP Unwed Partner NA Various 7/1,2009 Mack Family Partners LP. WA S 23567.120.00 N/A TenFore Hcklings Fund I. LP Limited Partner Na Various 3252013 Black Family Partners LP. WA S 480.272.98 WA Rally Labs LLC Member NA various 622013 Stack Family Partners LP. WA S 18%015.00 WA 110.0 Capital Fund II LP &need Partner Na Vatican Various Back Family Partners LP. WA S 3.225.690.35 1.49% N/A lore's, L LC. 111:rtber Na Various Various Back Family Partners LP. WA S 1.500.728.00 WA Kn.:Wedge Universe Education. LP. Unwed Partner NA Vatican Various Back Family Partners LP. N/A S 33,770,566.00 N/A Lane Cascade, LP. Limited Partner NA Various Various Back Family Partners LP. WA S 35.074.951.W WA Woltensen Capital Partners. L.P. Unwed Partner NA Various Varian Mack Family Partners LP. N/A S 2,713,961.03 WA Enyircrurental Solubons Worldwide Convertible Note NA Various Various Back Family Partners LP. WA S 2.941.093.00 WA Tank, Inc. Direct Various Vatican, Mack Family Partners LP. N/A S 100.002.54 N/A AP Technology Partners LP Unlined Partner Na Various Various Back Family Partners LP. WA S 13.983,00 WA Bahamans on Broadway LLC Wienter N Various Various ORB Productions, Inc. WA 3,487.00 WA Democracy LLC Monter NA Various Various DRB Productions. Mc. N/A S 380.00 N/A Mary Stuart United Partner Na Various Various DRB Productions. Inc. WA $ 4.154.00 WA Love Loss Productions Co LLC Mentor NA Various Various DRB Productions. MC. NIA S 1,250.00 WA Dirty Rotten Producers Limited Partner NA Various Various DRB Productions. Mc. N/A S 2.038.00 WA History Boys Limited Partner NA Various Various DRB Productions. MC. NIA S 307.00 N/A FrostNixon LLC. Member NA Various Various ORB Productions. Inc. N/A S 3.280.80 WA Magical DIINOng L.L.C. Mentor NA Various Various ORB Productions. Mc. WA S 4,584.00 WA Osage County. L.P. Untried Partner NA Various Various DRB Productions. Mc. WA S 1.458.80 WA Spieling Bee. L.P. United Partner Na Various Various DRB Productions, Mc. WA 985.120 WA Apollo Advisers LP Limited Partner NA Various Whom Debra Black N/A $ 7,758.00 N/A AP AR Holdco United Partner Na Various Various Leon Black WA S 638.853.00 WA Roam Inc. Commode Note Na Various 652013 Leon Black N/A S 100,000.00 WA AP Technology LP Limited Partner Na Various Various Leon Black WA S 13.888.80 WA AP Capital Preprs. LLC Member Na Various Various Leon Black WA S 911654.03 WA Excelsior Co.Investers Limited Partner Na Various Various Leon Black WA S 48.931.00 WA 976 Madison Restaurant LLC Mentor Na Various Vatican Leon Black WA S 250,000.00 WA 107 Antlers, LP Limed Partner NA Various Various Leon Black WA $ - N/A EFTA01203963 Schedule D - Business Investments Applicant: Loon D. Back Business Investment Type or No. ot Purchase Date ol Han* in Annual Currant % ot Business Enthy Name OrsanizatIon SharmaJnits Price Purchase Which Held Income Value Ownership Entity 'merest, Hamlet Holchnqs LLC Mentor Na Various Various Leon Black NA 5 Restaurant Advisors LLC Member NrA Various Various Leon Black N/A $ • N/A AP Sit en/esters LLC Mambo. NA Various Various Leon (*IS WA S 20.000.00 N/A Woo Corp EU ll Co-Investors United Partner Na Various Various Mon Black WA S - WA Asolla Advisors LP Lirmod Partner NA Various Various Leon Black WA S 2,621.00 N/A Apoll0 Capital Management Inc. Limited Partner Na Various Various Leon Black WA S WA MOM Intemaboral Ce lemmas LLC Porter NA Various Various Leon Black WA S - N/A PAM Centre LP. Limited Partner NA Various Various LDB 2011 LW WA $ - WA AP Technology LP UMW Partner Na Various Various LOB 2011 LLC WA S 6042600 N/A Searchlight Capital Limited Partner NA Various 992012 LOB 2011 LW WA $ 984,068.00 WA BIM Investors breast Partner NA Various Various LOB 2011 LLC WA S 292,633.03 N/A Microbes Invest= LW Mentor NA Various Various LOB 2011 LW WA S 142.916.0) WA Vinare* Limited Padres NA Various Various LOB 2011 LW WA S 30300020 WA Cluebande Capital Partisan Umiliag POW N/A Various Various LDB 2011 LLC N/A S 664.058.03 N/A AP SIC Investors LLO Merriam WA Various Various LOB 2011 LW N/A 5 WA TOTAL: S 3.320264.366.17 EFTA01203964 Schedule E - Real Estate 'Applicant: Leon D. Black Address Owner of Property Purchase Annual % of Current Value