EFTA00082825.pdf

From: Chris DiIon° <MIMI > To: EFTA00082825  Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Date: Fri, 16 Jul 2021 21:37:36 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; kcglq2015.pdf SONY, NY Supreme Court, NJ Judges et al. It truly takes a corrupt village. Mr Bustilloe/Miami SEC "SEC charges Executives of Network Infrastructure company with Accounting Fraud" SEC.gov I SEC Charges Executives of Network Infrastructure Company With Accounting Fraud SEC.gov I SEC Charges Executives of Network Infrastructure Company With Accounting Fraud The Securities and Exchange Commission today charged the former CEO and CFO of FTE Networks Inc., a network infrastructure company formerly based in Naples, Florida, with conducting a multi-year accounting fraud. voArw. sec .q 0 Mrs John "Rusty" Wing aka piled on to bring yet ANOHER fraud to the SDNY Courts Former CEO And CFO Of Public Telecommunications Company Charged In Manhattan Federal Court With Scheme To Defraud Investors I USAO-SDNY i Department of Justice "Former CEO and CFO of Public Telecommunications Company Charged in Manhattan Federal Court with scheme to defraud investors" let's take a deeper dive into the money laundering shell FTE Networks fka Beacon Enterprise Solutions, Galaxy Specialities Inc, Suncrest Global Energy EDGAR Search Results (sec.gov) The FTE/Beacon 2016 SEC reviewed 10K https://www.sec.gov/Archives/edgar/data/1122063/000149315217005044/form10-k.htm 2015 Revenue 3,070,805 2016 Revenue 12,269,079 EFTA00082826 BUT largest customer "M" was 52% of total revenue at 6,332,966 in 2016 WHILE customer "M" was 66% of Account receivable at 4,624,600 Revenue recognition???? Businesses included Focus Fiber, Focus Wireless, Jus-Com, and CrossLayer Inc. the 2017 10k https://www.sec.gov/Archives/edgar/data/1122063/000149315218005996/form10-ka.htm SEC.gov I HOME Registrant's telephone number, including area code: 1-877-878-8136 Securities registered pursuant to Section 12(b) of the Act: Common Stock, par value $0.001 per share. vAyvv.sec gov 2017 Revenue $243,409,000 On April 20, 2017 FTE bought Benchmark Construction with "historical revenue in the $300 mil-$400 mil range. Benchmark's business model focuses on the buildout of Interior commercial space for a client base that consists of the worlds most distinguished companies" "we completed the acquisition of Benchmark, a leading provider of construction management services based in New ork for $74,245,000." Quite the deal for an entity generating $300-400 million in annual revenue. The FTE SEC reviewed 2018 8K 2018 revenue $384,755,000 https://www.sec.gov/Archives/edgar/data/1122063/000149315220008176/form10-k.htm The 2019 SEC reviewed 10K https://www.sec.gov/Archives/edgar/data/1122063/000149315220020612/form10-k.htm 2019 revenue 7,518,000 2018 revenue 15,103,000 So, Benchmark Construction purchased in April 2017 for $74 mil with annual revenue of $300-400 mil annually contributed to the FTE $ 243,409,000 mil in revenue in 2017 and $384,755,000 in 2018 revenue then disappeared??? why does the 2019 10K show 2018 revenue of just 15,103,000??? Read my TCR's and correspondence: sham transactions. A vehicle used to create billions of worthless certs. Usually through fraud convertible notes. Often assigned. Converted, dumped on the public by executing BD/MM who profit via illegal naked shorting. EXACTLY what happened here. But, wait there's more! F7 "Description of Business" "FTE Networks Inc (collectively with its subsidiaries, "FTE" or the "company") by and through its wholly owned subsidiary, US Home Rentals LLC is a MAJOR owner and operator of single family rental homes in Tier 3 and Tier 4 markets with 3200 rental home properties across the US...." So, EFTA00082827 "Telecom infrastructure" to "Commercial renovations" to "Major owner and operator of single family rental homes" in just 3 years. WOW!! What a "tranformation". IF the ownership of 3200 rental homes is legit, HOW did they finance their purchase??? FBI Agent Sweeney, did they stop teaching money laundering at the FBI? It's obviously not taught in the SONY OR SEC either. Here's a little pointer: In 2009, Beacon did an SEC approved D offering for $1 million through Garden State Securities NJ and affiliates SEC FORM D Interesting firm ala NETE/Mullen/AQR et al: Alexander Capital GSS: Red Bank NJ. Bada Bing GARDEN STATE SECURITIES INC. - BrokerCheck (finra.org) BrokerCheck - Find a broker, investment or financial advisor BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors. brokercheck.finra.org According to the GSS/affiliates web page: they sell their orderflow to "wholesalers" like NITE GSS/affiliates clear through Axos Axos Bought COR Clearing Axos Financial Inc. Closes COR Clearing LLC Acquisition (tradersmagazine.com) Axos Financial, Inc. Closes COR Clearing LLC Acquisition Axos Financial, Inc. (NYSE: AX) (Axos or the Company) announced that its subsidiary, Axos Clearing, LLC, has completed the acquisition of the parent company of COR Clearing LLC (COR Clearing) after receiving all required regulatory approvals. www.tradersmagazine.com The SEC knows COR (Axos) VERY Well COR Clearing LLC (sec.gov) UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO EFTA00082828  SECTIONS 15(b) AND 21C 1934, MAKING FINDINGS, AND IMPOSING - SEC.gov I HOME 4 selling the shares and then wiring out the proceeds of the resale:3 COR's AML policies recognized since at least early 2013 that the foregoing DSW activity indicated a red flag. VON\V sec coy Remember: the SEC revoked the FTE registration in 2014. Kinda/sorta: a shell UNITED STATES OF AMERICA (sec.gov) the fraud Benchmark acquisition "revenue" used to "uplist" to the NYSE you can take the money laundering shell out of the OTCM but you can't take the OTCM out of the money laundering shell. Interim CEO of FTE: House rental company TODAY is a former EDNY "prosecutor": Michael Beys Agent Sweeney, Mrs Rusty Wing, Mr Bustilloe et al $23 million is just the beginning of this fraud. A KNOWN money laundering fraud kept up and running by the SEC for 21 years and counting. AND after being revoked in 2014 kinda/sorta Speaking of money laundering shells kept up and running by the SEC: AQR CIS,Delta,Urban Tea,Bit Brothers money laundering shell. Filed a $200 mil shelf in June 2021. Did a $22.5 mil direct offering last night. Stock down 97% today. Must be a WHOPPER of an "investigation". Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Saturday, July 10, 20218:08 AM EFTA00082829 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Judge Oetken et al, No wonder why the SEC settled so quickly with Arena and Bradley: Parallax. I left out 1 selling shareholder from the thoroughly reviewed Parallax June 2019 51 Lincoln I Pace Arizona Dentist Lincoln I Pace DDS - Book Appointment Online, View Reviews, Timings I Dentallnsider.com Patients Love Lincoln I Pace, DDS - A Top- Rated Dentist on Dental Insider Each day, thousands of patients rely on our comprehensive dentist profiles and reviews to find dental professionals providing the highest level of care. www.dentalinsider.com Judge Oetken, I have attached my IRS TCR filed with Berger Montague. The IRS TCR was based on the SEC TCR. It was WHY IRS CI agents Vikas Arora and Nate Sarnacki flew to Denver from Chicago in April 2016 to meet with me. Berger submitted my IRS TCR shortly after submitting my SEC TCR in March 2013. As you can clearly see and as the record of extensive correspondence (including IG Hoecker) clearly shows: the SEC/FINRA/FINCEN UBS AML EFTA00082830 complaint for which Norberg,Pasquinelli,Knowles,Wardlay issued their fraud denial WHILE I was still waiting for my Opco Denial appeal: The Opco trading data ALSO implicates UBS as well as NITE: SEC OWB/IG Hoecker FRAUD: "Enforcement staff never saw Mr Dilorio's information" FinCEN Assesses $14.5 Million Penalty against UBS Financial Services for Anti-Money Laundering Failures I FinCEN.gov FinCEN Assesses $14.5 Million Penalty against UBS Financial Services for Anti-Money Laundering Failures I FinCEN.gov WASHINGTON—The Financial Crimes Enforcement Network (FinCEN) today announced an assessment against UBS Financial Services, Inc. (UBSFS) for willful violations of the Bank Secrecy Act (BSA).. FinCEN assessed a $14.5 million civil money penalty, of which $5 million will be paid to the U.S. Department of the Treasury and the remainder will be concurrent with penalties for similar or related ... www.fincen.gov The blatant, and egregious disregard by NITE/UBSS at al in trading billions of shares of sham companies with no products, nothing but losses, reverse merger,repeat explained: illegal naked shorting facilitates ALL of it. Very profitable. Virtually riskless. Further, as I ask in my information: WHEN would NITE,UBSS, CDEL etc file a SAR? BEFORE or AFTER trading billions of shares???? There ARE NO SAR's. This also would fall under the jurisdiction of Kevin Goodman. This is the IRS TCR: money laundering/tax evasion related to this illegal naked shorting. In it, I discuss the Economic Substance Theory. WHY do sophisticated investors like the ones I have detailed extensively bother "investing" in these sham companies?? Take Mr Goodman's et al Parallax "Covid complaint" and the OTHER sham shells I detail below. In fact, take the SEC OWN WORDS in the Parallax complaint: Parallax had no products AND no money in Early 2020 when Arena/Bradly made their bogus claims. What did they have? The same thing I detail in my extensive correspondence: ALL of these money laundering shells have worthless certificates. Usually converted from bogus, fictitious promissory notes. Then dumped on the public by a WILLING executing BD/MM like NITE,UBSS,CDEL etc. AND, converted into real money. The BD/MM are compensated in the form of illegal naked shorting trading profits. This is and always has been the core business at NITE et al. Unfortunately: the effects of which are sitting on the NITE balance sheet as we speak. This is why my claims have been criminally obstructed by the SEC. The SEC has REPEATEDLY bailed out a known criminal enterprise. This is why Goodman produced the bullshit "order handling" complaint almost 6 months after I sent him my TCR in July 2015. This is why ALL of the related entities are omitted in his Parallax complaint. The SEC admits also repeatedly admits that shams like Parallax are money laundering shells. WHY? Just ask who trades them. In Parallax Goodman, the SEC et al acknowledge Parallax as a money laundering shell. Yet no AML complaint. NITE top trader? To further prove my point: The SEC approved Parallax 51: June 2019 with sellers I detailed below. Yet, in early 2020, the SEC acknowledges Parallax had no money to support their "new product" claims. HOW CAN THIS BE? As with hundreds of money laundering shells/NITE/UBSS et al top traded: These sophisticated investors are NOT "investing". They are LAUNDERING. And with bullshit "order handling", "front running", stand alone "P&D" (per my TCR: just a tool used to facilitate the laundering/naked shorting), "market access", "Covid disclosures", etc etc complaints, the SEC guarantees the activity will continue. It does in July 2021. Cheers! Chris EFTA00082831 From: Chris Dilorio Sent: Friday, July 9, 2021 5:50 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Oetken, EFTA00082832 I am EAGERLY awaiting to see which SONY Judge is the victim of the latest SEC fraud on the Courts and the investing public it is mandated to protect. "SEC charges Company and Two Executives for Misleading COVID-19 Disclosures" Let that sink in for a minute Parallax Health Sciences Inc. Paul Arena and Nathaniel Bradley (sec.gov) UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK 5 . FACTUAL BACKGROUND 13. At all times relevant to this Complaint, Defendant Parallax was a publicly traded company with the ticker symbol PRLX and was required to file periodic reports with the w.sec.gov Parallax fka Endeavor Power/EndeavorUranium/VB Trade a money laundering shell kept up and running for more than a decade EDGAR Search Results (sec.gov) A June 2019 approved offering is chock full of info. Pre COVID of course Form S-1 Registration (sec.gov) Selling shareholders include: EMA: detailed by me as a prolific Bag Men/women in extensive correspondence with the SEC: the record EMA: 40 Wall Street: Trump EDGAR Search Results (sec.gov) Ionic Ventures EDGAR Search Results (sec.gov) Ionic is Keith Coulston. Formerly Ironridge The SEC knows Ironridge well Ironridge Global Partners, LLC and Ironridge Global IV, Ltd. (sec.gov) UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 ADMINISTRATIVE PROCEEDING ORDER INSTITUTING ADMINISTRATIVE AND CEASE -AND - DESIST PROCEEDINGS PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF I. ,URQULGJH*OREDO3 DUWQHUV //& 3 ,URQULGJH " II. - SEC.gov 3 Ironridge Develops a Finance Model Based on the Registration Exemption Contained in Section 3(a)(10) of the Securities Act 7. In relevant part, Section 3(a)(10) of the Securities Act provides an sec gov EFTA00082833 Ironridge: like Ionic: Prolific Bag Men EDGAR Search Results (sec.gov) Ionic also in the AQR money laundering shell CIS/Delta/Urban Tea/Bit Bros EDGAR Filing Documents for 0001753926-20-000178 (sec.gov) EDGAR Filing Documents for 0001753926-20-000178 business address huakun times plaza, room 1118, floor 11 no. 200, erduan, east xiang fu road yuhua district, changsha city f4 410014 86 511-8673-3102 vo..,v; sec goy Central to my AQR TCR: Russian spies and Chinese Nationals. Up and running TODAY Ironridge was involved in ANOTHER AQR money laundering blank check shell in my TCR: Cereplast EDGAR Filing Documents for 0001144204-12-040024 (sec.gov) Cereplast has also been kept up and running and has been reincarnated after bankruptcy as ANOTHER Chinese money laundering shell Ironridge also NITE top traded fraud VelaTel EDGAR Filing Documents for 0001144204-15-009142 (sec.gov) AND ANOTHER SEC fraud on the SDNY: NewLead Holdings for which I filed a separate but related TCR EDGAR Filing Documents for 0001144204-14-014312 (sec.gov) Other selling shareholders: Harbor Gates Capital LLc Michael Sobeck and Christina Avila: Puerto Rico Sobeck is a Prolific Bag Men formerly Tangiers Highlighted by me with a few NITE top traded shells like NYXIO EDGAR Search Results (sec.gov) Another seller in the SEC approved Parallax Sl: The Cobran LLC Controlled by Richard Rosenblum also Harborview Advisors NJ and David Stefansky. Stefansky also in money laundering shell Aquamed Technologies now Nexgel EDGAR Search Results (sec.gov) Stefansky controlled Aquamed/Nexgel with Nachum Stein Stein is CEO/Chairman of American European Insurance About i American European Insurance Group (aeiginsurance.com) Aquamed/Nexgel77777 For his part Rosenblum is involved in OTC bb shell Innovative Payment Solutions: IPSI fka Asiya Pearls Inc, fka QPAGOS EDGAR Search Results (sec.gov) IPSI CTO is formerly CTO at Cyprus based/NASDAQ listed QIWI: related to my NetElement TCR. EFTA00082834 An "Investor" in IPSI is Robert Klimov/Bellridge Capital Klimov/Bellridge also in the money laundering shell Black Cactus Global Inc FKA Envoy Group Now BLGI Inc EDGAR Search Results (sec.gov) Klimov/Bellridge/Black Cactus involved in some Paid P&D https://www.sec.gov/Archives/edgar/data/1575345/000116169718000269/exhibit 99-1.htm Another seller in Parallax: Digital Power Lending LLc Contact — Digital Power Lending Contact - Digital Power Lending Get in Touch with Us. Fill out the contact form below and one of our courteous professionals will get back to you as soon as possible. digitalpowerlending.com DPL is a subsidiary of DPW Holdings now Ault Group Controlled by Milton Ault EDGAR Search Results (sec.gov) "investor" in DPW: Esousa: Michael Wachs/his ex wife: Net Element: RBL with Crede: Peizer: Wachs partner. Peizer: FreeSeas/TopShips. AND Milken obstruction of justice with David "djdsol" Solomon: current CEO Goldman Sachs EDGAR Filing Documents for 0001104659-20-087614 (sec.gov) EDGAR Filing Documents for 0001104659-20-087614 DPW Holdings, Inc. (Subject) CIK: 0000896493 (see all company filings) IRS No.: 941721931 I State of Incorp.:DE I Fiscal Year End: 1231 Type: SC 13G I Act: 34 I File ... sec g ov Digital Power Lending: Newport Beach CA. Oh, did I forget to mention Parallax CEO Paul Arena is well known to the SEC as well as the New Mexico Securities regulator? augmecorresp041911.htm (sec.gov) EFTA00082835 OTHER Paul Arena money laundering shells: Augme fka HipCricket,Innerspace,Modavox,Surfnet Now: EPMLive. Kept up and running by the SEC EDGAR Search Results (sec.gov) Geos Communications: fka Digital Data Networks, 12 Telecom International EDGAR Search Results (sec.gov) Revoked by the SEC as a shell and Cerus Technology Partners fka AIM Group Inc EDGAR Search Results (sec.gov) But But But But "COVID Disclosures" ALL of the activity detailed in my claims is very much on going in July 2021 thanks to SEC criminal obstruction/corruption on display once again in the SDNY with this complaint. This complaint is yet ANOTHER fraud on the SONY Courts and is irrefutable evidence of my serious allegations: The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, massive,ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME Per the PR announcing the Parallax COVID disclosure complaint: "The Commission appreciates the assistance provided by the Financial Industry Regulatory Authority" Kevin Goodman: SEC OCIE BD's was made Chief Overlord of FINRA: Goodman new title: OCIE FINRA and Securities Industry Oversight (FSIO) group Report from FINRA Board of Governors Meeting — September 2019 1 FINRA.org Report from FINRA Board of Governors Meeting - September 2019 I FINRA.org WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several operational updates from FINRA staff.. The Board continued its engagement with key stakeholders by meeting with two officials from the Securities and Exchange Commission (SEC): Pete Driscoll, Director of the SEC's Office of Compliance ... www.finra.orn FINRA/Goodman put out this friendly reminder just yesterday for Criminal BD's like NITE/CDEL who own the SEC/FINRA and their PFOF/Best execution "requirements" Regulatory Notice 21-23 1 FINRA.org Regulatory Notice 21-23 I FINRA.org EFTA00082836  Summary FINRA is issuing this Notice to remind member firms of longstanding Securities and Exchange Commission (SEC) and FINRA rules and guidance concerning best execution and payment for order flow, which the SEC has defined very broadly to refer to a wide range of practices including monetary payments and discounts, rebates, or other fee reductions or credits. www.finra.org No doubt a deterrent from the BD SRO FINRA where the salaries of employees are paid by the criminals they "oversee". What an absolute farce of an enforcement deterrent the BD SRO FINRA is. Goodman is the PERFECT fit as the FINRA Overlord at the SEC. This bullshit "COVID 19 disclosure" complaint brought by the SEC/FINRA/Goodman et al is yet another example of SEC obstruction and corruption. Like "front running", "order handling", "market access", "stand alone P&D", etc etc etc. NOT a deterrent. Intentionally. So the criminal activity can continue. Because the criminals OWN the SEC/FINRA. This is why the SEC has outsourced the entire OTCM to FINRA. Including short interest reporting, issuer corporate actions: reverse splits, and compliance with the BSA. Judge Oetken et al: The reason SEC IG Hoecker and his "bosses" at the SEC don't want to meet with me despite my many offers to do so (same goes for Dal/FBI): I would absolutely HUMILIATE them. Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Tuesday, June 22, 2021 5:31 AM EFTA00082837 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix SDNY Judges: which one of you will be the lucky recipient of still MORE SEC fraud on your courts? Complaint - OFER ABARBANEL (sec.gov) As is SOP for the SEC More OMMISSIONS than submissions EDGAR Search Results (sec.gov) per the Welshans et al SEC "complaint" "NALR is a shell company...." Full stop. NALR/Alaska/New York/State was at ALL times a FULLY REPORTING SEC company Are we clear? Further: "From March 2019 through November 2020, Abarbanel and the ( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS" the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov) Guess who controlled (for others) 40% of the State Fund receiving the $102,000,000 investor Funds? "Note 9. Control and Ownership" Brown Brothers Harriman The penny stock money launderer FINRA/Dick Best all entities un named EFTA00082838 Guess who controlled (for others) 57% of the State Fund/NARL receiving the $102,000,000 investor funds? Bahamas/Toronto based Old Fort/Mosaic Ltd Mosaic Financial (mosaic-financial.com) Mosaic Financial For more than 50 years, our team has built on expertise in private banking for UHNW individuals and families to serve larger and more complex accounts in financial technology. To serve our clients better, we provide a turnkey asset management platform that simplifies custody, execution, accounting, reporting, research, mosaic-financial.com Yet, somehow/ some way: no mention of COO Abbate, BBH, OR Mosaic/Old Fort AND Of course: absolutely ZERO reference to AML. ANOTHER fraud SEC complaint coming to the SDNY Courts The SEC is a grossly corrupt, criminal organization bought and paid for by criminals ACTIVELY facilitating multiple, massive, ongoing frauds on the public while screwing the whistleblower who caught them: ME Cheers! Chris From: Chris Dilorio Sent: Friday, June 11, 2021 5:59 AM EFTA00082839 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix SIDNY,NY Supreme Court, NJ Judges et al to say the SEC is a grossly corrupt ,criminal enterprise ACTIVELY facilitating multiple, massive, ongoing frauds on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them: me. The real world implications of this irrefutable FACT are staggering. REAL lives changed/ruined. Staggering losses for "main street investors" as Clayton referred to them. Because, for ANYONE spending more than an hour or 2 on a trading desk: Gordon Gekko was right: "It's a zero sum game. Somebody wins, somebody loses". The Grossly corrupt SEC has rigged the game in favor of the criminals over the public it is mandated to protect. Mr Paley, did your Micro Cap Fraud Task Force actually accomplish ANYTHING? How did 4+ TRILLION shares of OTCM money laundering shells trade in 10 2021? Are prolific Bag Men like Kramer and Honig etc etc etc actually "out of business"? HELL NO! Mr Gensler, Chair Waters/Congress made repealing the grossly corrupt Clayton, Peirce, Roisman Rule in the summer of 2020 that exempts 90% of current 13 F filers a priority. Will you execute the stated will of Congress? As the Corrupt POS Paley et al know: NONE OF THESE CRIMINALS are out of business in 2021. In Fact, business is BOOMING SEC.gov I SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers• Amend Reporting Threshold to Reflect Today's Equities Markets EFTA00082840  SEC.gov I SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today's Equities Markets The Securities and Exchange Commission today announced that it has proposed to amend Form 13F to update the reporting threshold for institutional investment managers and make other targeted changes. www.sec.gov Speaking of Prolific Bag Man Honig: As you are all aware, I made the connection between Honig, Russian entities,Signature Bank: SBNY, and the criminal law firm of Sichenzia Ross. Mr Gottschall: Have you been able to locate Castle Rock on a map yet? Here are just a few of the recently filed RIOT Blockchain filings with the SEC Detailing a few "transactions" With the likes of The Bejing China Bitcoin mining company Bitmain where RIOT bought the "mining machines" at the Rockdale Texas Igig-F "HPC" data center. It doesn't look like Bitmain has much of a future in China. But Rockdale Texas is a growth market for sure. https://www.sec.gov/Archives/edgar/data/I I 674 I 9/000I07997321000272/ex99x I .htm SEC.gov I HOME Hash Rate Growth . By Q4 2022, Riot expects a total hash rate capacity of 7.7 EH/s with a fleet of approximately 81,146 Antminers, 95% of which will be the latest generation S19 series model. www.sec.gov Mother "transaction" involves the RIOT acquisition of a Data Center in Rockdale Texas owned by a German entity called Northern Data/Northern Bitcoin/Whinstone Northern Data AG successfully closed the sale of its Texas data center to Riot Blockchain Inc. - Northern Data AG Northern Data AG successfully closed the sale of its Texas data center to Riot Blockchain, Inc. - Northern Data AG Frankfurt am Main — May 27, 2021— Northern Data AG (XETRA: NB2, ISIN: DE000A0SMU87) a leading infrastructure supplier for Bitcoin mining and other HPC infrastructure solutions, successfully completed the sale of its U.S. subsidiary Whinstone US, Inc., which operates a high-performance data center facility based in Rockdale, Texas, to Riot Blockchain, Inc. (NASDAQ: "RIOT"). The ... EFTA00082841  northerndata.de Northern Data is a publicly traded company with ADR's trading OTCM Pinks. US Jurisdiction established Half-Year-Report 2019.pdf (northerndata.de) HALF-YEAR REPORT 2019 - Northern Data PAGE 4 NORTHERN BITCOIN AG I HALF YEAR REPORT 2019 BITCOIN IS CHANGING THE WORLD Bitcoin is a digital finance system that cannot be manipulated. northerndata.de Investor Relations - Northern Data AG Investor Relations - Northern Data AG Northern Data AG develops and operates global infrastructure solutions in the field of High-Performance Computing (HPC). With its customer-specific solutions, the company provides the infrastructure for various HPC applications in areas such as bitcoin mining, blockchain, artificial intelligence, big data analytics, loT or northerndata.de OTC Markets I NDTAF I Company Profile I OTC Markets Northern Data is now a 12% holder of RIOT Inline XBRL Viewer (sec.gov) EDGAR Filing Documents for 0001140361-21-019019 (sec.gov) Northern Data/Bitcoin Frankfurt came into existence in 2015. The founder is a guy named Mathis Schultz. Mr Schultz previously was a Private Banker at Julius Baer, LGT, and Elan Capital Management Mining Like a Viking: How the Fjords of Norway Offer a Greener Alternative - Bitcoin Magazine: Bitcoin News, Articles, Charts, and Guides Mining Like a Viking: How the Fjords of Norway Offer a Greener Alternative - Bitcoin Magazine: Bitcoin News, Articles, Charts, and Guides Northern Bitcoin's energy costs are lowered still by the climate control measures Lefdal mine features by design. As if the EFTA00082842  Norwegian climate wasn't cool enough, the data center is situated some 656 feet below ground, so it maintains a constant bitcoinmagazine.com Schultz picked a very interesting nobody from New Orleans to build his 1Gig+ "HPC" data center in Rockdale Texas: Chad Everett Harris qualifications? The Year of Chad Everett Harris - Chad Everett Harris The Year of Chad Everett Harris - Chad Everett Harris 2020 will be the Year of Chad Everett Harris. This will be the year that the last 1642 days of work pays off and things get back to my normal chaotic life that I love. This year will be filled with achievement, challenges, and excitement. It will also be a year of living in the [...] wiivw.chadeverettharris.com Chad Everett Harris I Meet New Orleans Entrepreneur Chad Everett Harris I Meet New Orleans Entrepreneur Chad Everett Harris realized his passion for entrepreneurship very early on in his childhood. Born in Palos Verdes, California in 1969, he spent much of his young life moving between cities across the US.In his early years alone, he spent considerable time in Georgia, Michigan, and Louisiana. www.chadeverettharris.com Chad Everett Harris Archives - Page 2 of 4 - Chad Everett Harris Northern Data/ Northern Bitcoin bought Whinstone in 2019. Whinstone was building its Rockdale Texas 1 gig+ "HPC" data center in 2020 supervised by Chad Everett Harris Northern Data/ Northern Bitcoin sells Whinstone Texas "Data center" in April 2021 Northern Data founded in 2015 by former Private Banker Mathis Schultz RIOT has no office at SEC filings address. RIOT is Honig/Russian money laundering shell RIOT does "offering" with SBNY as escrow agent and the criminal law firm Sichenzia Ross. Northern Data trades OTCM Pinks: no info Northern Data now owns 12% of RIOT RIOT is a "customer" of Beijing based Bitmain which has been effectively shut down by the PRC Bitmain filed a "secret ipo" with Clayton/SEC EFTA00082843 RIOT is a National security risk and ONGOING fraud on the public kept up and running by the grossly corrupt SEC: Gottschall et al Bitmain Mr Gottschall: And to think ALL of this is happening 15 from my home in Castle Rock Colorado. Too fucking funny. Cheers! Christopher J DiIorio From: Chris Dilorio <la Sent: Tuesday, June 1, 20216:31AM . • . EFTA00082844 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix SDNY, NY Supreme Courts/NJ Courts grossly corrupt SEC et al, Let's break down VIRT CEO Dougie "Mr Transparency" Cifu comments to Sell Side analists on the NITE/VIRT 10 2021 earnings call in May 2021: Per below: "Yes, Dan, obviously you look at the same metrics I do, just to give you a little commentary on them,l mean April volumes were a hair under 10 billion shares per day which is down 32 odd percent from the first quarter " Meaning: 10 2021 equity market making volumes at NITE were roughly 13 billion shares per day. Let's compare the last KCG stand alone quarter: 1Q2017 (below) where total equity market making share volumes were "a hair OVER 10 billion shares per day": 10.082 billion shares per day to be exact. KCG 1Q2017: 154 mil trading revenue 93.589 mil commissions/fees eps .05/ 67 mil shares outstanding Since Dougie "Mr Transparency" Cifu won't actually disclose 1Q2021 metrics, let's do some simple math and solve for "X" shall we? NITE/VIRT COMBINED 1Q2021 Remember: "April volumes were down approximately 32% from 10 2021 volumes " April volumes were a "Hair under 10 billion shares pe day" Therefore: Cifu says to Sell Side analysts on May4 2021 earnings call: 1Q2021 share volumes were roughly 13 billion shares per day The 1q2021 NITE/VIRT combined SEC reviewed 10O Document (sec.gov) trading income: 812.743 mil net commissions: 191.64 mil eps 1.91/sh on 123.4 mil shares out Again: 10 2017 OTCM Pink money laundering shell volumes: 90%+ of total equity MM volumes OVERALL OTCM Volumes: 100-300 billion shares/month in 1Q2021 OVERALL OTCM Money laundering share volumes were 4+ TRILLION shares a 10-30x+ INCREASE 2021 vs 2017 in OTCM Money laundering shell volumes YET TOTAL equity market making share volumes were up just 30+% 1Q2021 vs KCG stand alone 1Q2017???? How much market share did NITE/VIRT LOSE since 2017: 90+%???? NITE/VIRT 1Q2021 share volumes were MULTIPLES of 13 billion shares/day. Cifu is KNOWINGLY LYING EFTA00082845 Further: Recall: ANOTHER example of SEC corruption: the KCG 1Q2014 "astronomical" OTCM share volume metrics expunged by McKessy, Norberg, Pasquinelli, et al from the 1Q2014 10O: The KCG stand alone 1Q2014 10O: the basis of my March 2014 letter to McKessy with Berger Montague : I have attached the KCG 1Q2015 SEC reviewed 10O above Year over year numbers: The corrupt SEC failed to expunge pg 53 1Q2014 KCG STAND ALONE OTCM share volumes 14.045 BILLION shares/day (My Letter to McKessy) NYSE/NASDAQ volumes: 862 MILLION shares/day So according to Dougie "Mr Transparency" Cifu" 1Q2021 average daily share volumes were roughly 13 billion shares per day: This number is LESS than KCG stand alone 1Q2014 share volumes of almost 15 billion shares/day: 7 FUCKING YEARS AGO In 1Q2014 KCG trading revenue was 254.6 million and eps was .30/share This is blatant, egregious Cifu/SEC facilitated fraud on the public the SEC is mandated to protect. WHY is Cifu hiding this from the investing public and as important: WHY is the grossly corrupt SEC letting him? Read my TCR. In furtherance of the conspiracy: the CORE business at Knight/KCG/VIRT: NITE is and always has been Illegal naked shorting OTCM shells to facilitate money laundering. Further: Clayton et all CORRUPTLY gave NITE and CDEL their own exchange: MEMX: in 2020 for this EXACT reason The FINRA OTCM share volume discrepancies explained: NITE/VIRT is NOT reporting the vast amount of illegal naked shorting OTCM share volumes. Recall my correspondence to the grossly corrupt SEC when MEMX was announced: "Just between us criminals" Once again, my allegations are irrefutably accurate. The SEC has AGAIN doubled down and taken the side of the criminal entity NITE. As a result: the SEC ACTIVELY facilitates multiple, ongoing frauds on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME. Cheers! Whistleblower extraordinaire Christopher J Dilorio From: Chris Dilorio e > Sent: Friday, May 28, 2021 8:58 AM EFTA00082846 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix SDNY/NY Supreme Court/NJ judges: My apologies. I think I typed too fast for many on this email. Let me state plainly what I allege: For that, I turn directly to UBS Sell Side Analyst Alex Kramm who had quite the exchange with Cifu on the 10 2021 earnings call earlier this month. Mr Kramm: based on my analysis below, tell everyone WHY you think Cifu chose to be "Less transparent" with regards to 10 2021 share volumes? I'll type slower this time: 10 2021 OTCM total reported share volumes: 4+ TRILLION Cifu on the call(' have electronic version should you prefer) "Yes Dan (Jefferies analyst Fannon), obviously, you look at the same metrics I do, just to give you a little commentary on them (without actually disclosing them), I mean April volumes were a hair under 10 billion shares per day " Mr Kramm: this is a knowingly, blatantly false and misleading statement. Accurately: a bald face lie. This is why Cifu won't disclose the actual share volumes. Per below: in 10 2017: the last stand alone KCG quarter: OTCM share volumes were reported in SEC reviewed 10O at 9+ billion shares/day. Back when OTCM TOTAL SHARE VOLUMES were reported in the 100-300 billion shares per month. EFTA00082847 Yet, in 10 2021 when total reported OTCM share volumes were more than 1 TRILLION shares per month, hitting almost 2 TRILLION shares in Feb 2021, Cifu would have us believe NITE Equity market making share volumes were a "hair under 10 billion shares per day". A blatant LIE. The SEC knows EXACTLY what the NITE equity share volumes were in 1Q2021. And it was a LOT MORE than "a hair under 10 billion shares/day". Driven of course by OTCM Money laundering shells.Trading profits: illegal naked shorting. Exploding balance sheet. Insolvent still/again. Once again, the SEC facilitating/covering up a MASSIVE ongoing fraud on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME Have a GREAT long weekend! Christopher Dilorio Whistleblower Extraordinaire From: Chris Dilorio e > Sent: Friday. May 28. 2021 7:25 AM EFTA00082848 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Ms Pasqinelli, There have been 3 (THREE) SEC actions CLEARLY based on my information that also CLEARLY qualify for OWB Award eligibility. Sason/Keener/Salviola et al: NewLead Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019) (sec.gov) Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019) SEC Files Charges in Elaborate Microcap Stock Fraud Litigation Release No. 24403 / February 15, 2019 Securities and Exchange Commission v. Joshua Sason, et al. www.sectiov John Fife John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC (Release No. LR-24886; Sep. 3, 2020) (sec.gov) John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC (Release No. LR-24886; Sep. 3, 2020) - SEC.gov The Securities and Exchange Commission today filed charges against John M. Fife of Chicago and companies he controls for acquiring and selling more than 21 billion shares of penny stock without registering as a securities dealer with the SEC. VA'AV.SeCgOV Justin Keener/JMJ Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779. Mar. 24 2020) (sec.gov) Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779; Mar. 24, 2020) - SEC.gov I HOME SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020) www.sec g ov EFTA00082849 ALL: My information. Yet NONE of these actions have been posted to the OWB Award Eligible website SEC.gov i Office of the Whistleblower SEC.gov I Office of the Whistleblower NOTICE: Until further notice, any Whistleblower Award Applications submitted by mail should be sent to the following address due to the mandatory telework posture at the SEC's Washington, DC headquarters: 14420 Albemarle Point Place, Suite 102, Chantilly, VA 20151-1750. www.sec.gov SEC IG Hoecker: HOW IS THIS REMOTELY PLAUSIBLE?? There is only 1 explanation: SEC criminal obstruction and corruption. Like the Dick Best/FINRA BBH complaint: also my information. No mention of executing broker dealers/MM's. OR as the SEC would like us to believe: "Penny stock trading fairies" NO! The SEC in ALL of these actions is protecting the criminal enterprise which has been bailed out on multiple ocassions: Knight/KCG/VIRT:NITE Automatically placing this criminal enterprise on the SEC "Do not investigate list". As a result, the SEC has KNOWINGLY, ACTIVELY facilitated countless, ongoing frauds on the public it is mandated to protect. ALL of the ilegal activity I have detailed is ongoing in May 2021. NITE is again/still insolvent. Cifu in the latest attempt to conceal this massive ilegal activity has once again limited transparency for the investing public. The NITE O1 earnings call: May 4, 2021 Virtu Financial Inc (VIRT) O1 2021 Earnings Call Transcript i The Motley Fool Virtu Financial Inc (VIRT) Q1 2021 Earnings Call Transcript I The Motley Fool Virtu Financial Inc (NASDAQ:VIRT) Q1 2021 Earnings Call May 4, 2021, 8:30 a.m. ET. Contents: Prepared Remarks; Questions and Answers; Call Participants; Prepared Remarks: Operator. Good day, and ... Cifu: "April volumes were a hair under 10 billion shares per day " So, the last 10O filed by KCG/Knight as a stand alone company was 1O 2017. The VIRT acquisition closed on July 31, 2017. Cifu won't disclose and the SEC let him KCG 2Q2017 financials. BLATANT fraud. Cifu/ the SEC wrote down more than $4 billion in fails. EDGAR Search Results (sec.gov) The 1Q2017 KCG 10Q Document (sec.gov) EFTA00082850 pg 49 Market Making stats. Cifu no longer discloses in SEC reviewed filings Avg daily OTC BB and OTC Market shares traded (millions) 9,096 Avg daily NYSE AND NASDAQ shares traded (millions) 986 Per my consistent correspondence with the SEC: Knight/KCG:NITE derived 80-90%+ of their equity Market making share volumes from OTCM . This is why VIRT acquired KCG/Knight. This is and always has been the core business at NITE. This is what Cifu conceals from the investing public. In May 2021. As I have also detailed over the last several years: FINRA share stats data is complete fraud. This ALSO continues in May 2021 Market Statistics - Equity Trading Data Monthly (finra.org) At the top of the page: "Last month statistics: April-2021 Share volume 44+BILLION shares" Yet below that under April share volumes:TOTAL SHARES: 928+BILLION The Knight/KCG/VIRT: NITE balance sheet in 10 2021 filed with the SEC in May 2021 The balance sheet is AGAIN exploding Inline XBRL Viewer (sec.gov) NOT HFT related where holding time is seconds Tangible book after properly classifying naked short fails: booked as an asset: receivable due to self clearing: insolvent. By a VERY wide margin. ALL as a direct result of ONGOING SEC criminal obstruction and corruption. So, Ms Pasquinelli: who was the executing BD/MM converting all of these fraud notes into worthless certs and dumped on the investing public where they are converted to real money? WHY would ANY BD/MM execute these trades? HOW do OTCM money laundering shells trade to trip zeroes? More buyers than sellers? NOPE: ilegal naked shorting to facilitate money laundering. That is why none of these actions have been posted to the OWB website. Even though they CLEARLY are eligible actions: My information. Cheers! Chris From: Chris Dilorio Sent: Thursday, May 27, 2021 5:49 AM EFTA00082851 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix More Honig/Stetson et al SEC facilitated ONGOING fraud on the public David Urban: Trump PA Campaign Manager and NITE Not So Independent Board Member and his own money laundering shell: FSD Pharma: HUGE with Pakistani's Had a BINDING LOI to acquire Israeli Therapix. FSD Pharma Responds to Therapix Termination of Binding LOI I Business Wire Not so binding. I caught them. Plan B Therapix: An Israeli money laundering shell where Stetson was "investor" EDGAR Filing Documents for 0001493152-17-003810 (sec.gov) and never shut down by the SEC as is typical of many Honig money laundering shells EDGAR Search Results (sec.gov) Today, Therapix is now Sci Sparc Ltd SEC approved offerings done By Aegis SEC FORM D Yes: that Aegis: also very much up and running in May 2021. New York: SDNY jurisdiction We don't need no stinkin' SAR's. Aegis prolific OTCM/NASDAQ shell money launderer EFTA00082852 Aegis Capital Corporation (sec.gov) UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No. 3-18412 ORDER INSTITUTING ADMINISTRATIVE PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(e) OF THE INVESTMENT ADVISERS ACT OF 1940, - SEC.gov I HOME 3 As a result of the foregoing, Aegis willfully 2 violated Exchange Act Section 17(a) and Rule 17a-8 thereunder. RESPONDENT Aegis is a dually-registered investment adviser and broker-dealer with multiple branches v,ww.sec.gov Well known to the SEC/FINRA: WHO were the customers? Who were the executing BD/MM's? MORE SEC "penny stock trading fairies" of course. NOPE: NITE. WHY are all entities once again UN Named? Robert Eide.pdf (finra.org) FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS - FINRA.org FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DISCIPLINARY PROCEEDING NO. 2011026386002 HEARING OFFICER: MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTIO