EFTA01582943.pdf

Tidietit Accounts Initiated Dale 01/3012013 12:44 PM Client Name GlgISLAINE Account Title Initiator MARIA A COUTO MAXWELL ECI Account Type Initiating Team PB FRONT OFFICE LOB PB Verity & Confirm for Ghislaine Maxwell Final Risk Rating Standard Initial Risk Rating Standard GCS Report Requested Full Presence of Potential High Risk Yes Indicators Comments Summary of Risk Attributes Risk Updated History Creation Entered by Updated Previous Comment Date Risk Risk GCS Grid Search Type Security Service Details Further Review Required Company infoimation No additional research necessary.. No Corporate Records No additional research necessary. No Other Database Searches No records found. No (aDC/MISCactiva) Internal Database Search (CSSS/FPS) internal database search revealed prier No GSSI research for Ghislaine Maxwell and Robed Maxwell and nothing derogatory information was reported. Stale Court Searches No additional research necessary. No Federal Court Searches No additional research necessary. No Personal Particulars No additional research necessary. No Publications Information confirmed: details included in No the attachment. Regulatory Sanclions No records found. No OFACControl List Search A search of OFAC did not reveal any No matches. Negative or Inconsistent Information No GCS Red Dot Has this been identified as Red Dot KYC? No N !ative Information Found No Banker Attestation Details As the client sponsor, I understand that I am primarily Yes responsible for protecting the firm's reputation from Inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC, I am sponsoring this client as to their character and reputation and from a I sate ulator sta nd • • int. Please state your rationale for conducting business with this Completed 3-year KYC update for existing client of Private Bank <sent Comments ., . -4,1Primary Information Client Type Individual Generation Client Status Client Active Indicator Front Office Restricted? Normal Marital Status Single Confidential Names? No Country of Primary Domicile UNITED STATES Primary Domicile State Florida Prefix/Title Insider Code (Req. 0) First Name Glaslaine Full Name Ghislaine Maxwell .. Middle Name Gender Female Last Name Maxwell Date of Birth 12/25/1961 Suffix Primary Country of Assets UNITED STATES Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062528 EFTA01582943