EFTA01375736.pdf

From: Morgan Trichel Sent: 7/30/2018 9:42:31 AM To: Vijay-A Sawan CC: Stewart Oldfieth i; Bradley Gunn Subject: RE: Clarification Required on CDD Form - Section C Attachments: FW_ FinCen query - Address fields III (11.5 KB).msg Flag: Follow up Dear Vijay, From what I have observed and heard from compliance it seems as long as we can tie the address from the individual to the entity it should suffice. See attached email from KG from compliance, although not the same situation similar to the approach. Hope his helps. Kind Regards, Morgan Trichel AML Business Risk Analyst Deutsche Bark Trust Company, National Association 111111.M1 From: Vijay-A Sawant Sent: Monday, July 30, 2018 6:21AM To: Morgan Trichel Cc: Stewart Oldfield < ; Bradley Gitlin Subject: Clarification Required on CDD Form - Section C Importance: High Good Morning Morgan, I have a query regarding attached CDD forms that I have received from the bankers recently. Note all the accounts included are from the same relationship. Under Section c, the legal address for the UBO — Jeffrey Epstein is same as the entity address. Please advise if this is acceptable? Or should the address be same as his personal address indicated in his drivers license, also attached for reference. Kindly advise, so I can ask for changes to ALL of the CDD forms accordingly, thanks. Kind Regards, Vijay Sawant CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071310 CONFIDENTIAL SDNY_GM_00217494 EFTA01375736