EFTA01252563.pdf

U8S Group AG UBS legal•SLG Group Eric /. Ryan 1285 Avenue of the Americas - 12th Floor IMP October 4, 2019 VIA OVERNIGHT MAIL Federal Bureau of Investigation 26 Federal Plaza New York, NY 10278 Re: Subpoena issued to UBS Financial Services, Inc. dated August 16, 2019; Ghislaine Maxwell Dear Mr. On behalf of UBS Financial Services, Inc. ("UBS" or the "Firm"), this letter is in response to the Grand Jury Subpoena (the "Subpoena") in which you requested information and documentation with respect to the matter referenced above. Pursuant to our telephone call on September 24, 2019. you agree to accept account opening documents, account statements, copies of checks and wires. OLS Summaries and email correspondence to fully satisfy UBS's obligations under the Subpoena. Notwithstanding any prior objections the Firm has made to the Subpoena; enclosed please find a CD containing the items described within: Account Records Account Number Description of Documents XX X3567 Account Opening Documents XX X3568 Account Opening Documents, Account Statements XX X3569 Account Opening Documents XX X3570 Account Opening Documents, Account Statements XX X357I Account Opening Documents, Account Statements XX X3572 Account Opening Documents. Account Statements XX X3573 Account Opening Documents XX X3574 Account Opening Documents, Account Statements XX X3575 Account Opening Documents, Account Statements XX X3576 Account Opening Documents. Account Statements XX X3650 Account Opening Documents XX X3697 Account Opening Documents, Account Statements XX X5339 Account Opening Documents. Account Statements XX X3658 Account Opening Documents XX X3660 Account Opening Documents XX X8776 Account Opening Documents, Account Statements XX X3679 Account Statements XX X3680 Account Statements XX X3657 Account Opening Documents XX X3692 Account Statements XX X8704 Account Opening Documents, Account Statements XX X3656 Account Opening Documents, Account Statements 11893 Mancha Service. Inc. Is • subsidiary of MS AG SDNY_GM_00027938 CONFIDENTIAL EFTA_00138558 EFTA01252563  UBS Group AG UBS Legal-SIG Group Eric J. Ryan 1285 Avenue of the Americas - 12th Floor New York NY 1 1 Tel. AWN ubs corn XX X3661 Account Opening Documents, Account Statements XX X3655 Account Opening Documents, Account Statements Please note that the remaining documents will be produced to you as soon as they become available. UBS requests that, unless otherwise required by law or court order, said documents be kept confidential and not disclosed to any third party outside the context of the above referenced legal proceeding. UBS also requests advance notice of any decision to disclose any of the documents provided pursuant to this request. The CD is password protected. Please use WinZip to unzip and view the documents. Please email me at upon receipt for the necessary password. If you have any questions, please feel free to contact mc. Sincerely, Eric Ryan Paralegal MS Financial Santa Inc. Is • subsidiary al UOS AO SDNY_GM_00027939 CONFIDENTIAL EFTA_00I 38559 EFTA01252564  AFFIDAVIT OF CUSTODIAN OF RECORDS STATE OF NEW YORK COUNTY OF NEW YORK RE: Grand Jury Subpoena issued to UBS Financial Services, Inc. dated August 16, 2019; Ghislaine Maxwell I, Eric Ryan, the undersigned, being the duly authorized Custodian of Records for UBS Financial Services Inc., and having the authority to certify the records, declare the following: • The records are the records of UBS Financial Services Inc.; • The records are true and correct copies of the original records; • The records are kept in the normal course of business and it is customary to keep such records; • The records were prepared by personnel of the business with actual knowledge of the matters stated in the records; • The records were made at or near the time of the acts, conditions or events described. Eric Ryan Paralegal Executed on October 4. 2019 at New York, NY Subscribed and affirmed before me this i fi t day of °Caber 2019 Notary Public in and for the State of New York My Commission expires: RICHARD A ANDREWS Notary Public, State of New York No.01AN5018079 Qualified in New York County ,.,, Commission Expires Nov. 16, 2044 SDNY_GM_00027940 CONFIDENTIAL EFTA_00I 38560 EFTA01252565  Data Extraction from Media 1. Double click to open the zip file contained on media. You will sec a WinZip window appear with an executable file (see image) WinZip - TEST zip He Actions View Jobs Options Help New Open Favorites Add Extract Mai Eno vpi T I o Selected 0 Nes, 0 bytes Total I Me, 19716 2. Double click the executable file. Answer "Yes" to the WinZip Caution dialog box. 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