EFTA01375520.pdf

From: Anna-Sofiya Lupolover Sent: 6/11/2018 11:08:31 AM To: Bradley Gillin I I; Stewart Oldfield ); Terri Sohrab ; Rodney Macelus Subject: RE: FinCEN COD Rule; Customer Mailing Attachments: Brad, Stew, Terri.xlsx; CDD Rule Mailing_FINAL_MRG_Approved.docx Hi Team, If there are any updates to your list, please provide them by EOD. If I do not hear from you, all letters will be addressed to "Dear Client" and the contact person will be the customer owner for each. Thanks! Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Securities offered through Deutsche Bank Securities Inc. From: Anna-Sofiya Lupolover Sent: Monday, June 04, 2018 6:21 PM To: Bradley Gillin < >; Stewart Oldfield < >; Terri Sohrab >; Hildegarde Berries < Subject: FW: FinCEN CDD Rule; Customer Mailing Hi Team, Please find your in-scope client list below. Addresses were pulled from various locations, primarily from FIS (if the client has a banking account), then from Net X (if the client has a brokerage account►, and then from DB Force (if the client has neither). First, please VALIDATE the address populated. Then, if you would like to, please provide a personalized salutation in column L — if you do not provide one, the letter will be addressed "Dear Client." Lastly, if you would like someone other than the RM to be listed as the contact on the letter, please delegate a contact name and phone # in column M and N. If you have already requested the FinCEN form from any clients in the list, please let me know, and I will remove them from this mailing. Thank you! Kind Regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071024 CONFIDENTIAL SDNY_GM_00217208 EFTA01375520