EFTA01493574.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 10/1/12 to 10/31/12 TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gain/Loss 0 indicates Ordinary Income Realized Gain Settled transaction was initiated in prior statement period and settled in current statement period Realized Gain/Loss and tax cost are shown as "N/A" in cases where we do not have appropnate cost information for all tax lots comprising the sale. Please contact your J.P. Morgan team for additional information. Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 9/25 Sale PENNANTPARK INVESTMENT CORP 42 10.77 32,310.00 (3,000.000) 10.73 32,189 27 (32,460.00) (270.73) S' 10/1 FIFO BROKERAGE 120.00 TAX 8JOR SEC .73 J.P. MORGAN SECURITIES LLC (ID: 708062-10-4) 9/26 Sale GRUPO FIN SANTANDER-ADR B ea 12.65 50,60000 (4,000.000) 12.61 50.438 86 (48,739.60) 1,69926 Se loll FIFO BROKERAGE 160.00 TAX 8/OR SEC 1.14 J.P. MORGAN SECURITIES LLC (ID: 40053C-10-5) 9/28 Sale CASELLA WASTE SYSTEMS INC CL A e 4.27793 (8,000.000) 4.238 33,902 67 (32,000.00) 1,902.67 S' 10(3 FIFO 34,223.44 BROKERAGE 320.00 TAX 8/OR SEC .77 J.P. MORGAN SECURITIES LLC (ID: 147446-10-4) 9/28 Sale QUALYS INC (/ 12.05 12,050.00 BROKERAGE 100.00 (1.000.000) 11.95 11,949.73 (12.000.00) (50.27) S' 10/3 FIFO TAX 8/OR SEC .27 J.P. MORGAN SECURITIES LLC (ID: 747587-30-3) 9/28 Sale WESTERN ASSET MORTGAGE CAPIT e 22.33 78,155.00 (3.500.000) 22289 78,013.24 (77,700.00) 313.24 S' 10/4 FIFO BROKERAGE 140.00 TAX 8/OR SEC 1.76 J.P. MORGAN SECURITIES LLC (ID: 95790D-10-5) 10/3 Sale APOLLO COMMERCIAL REAL ESTATE FINANCE INC 4 (4,500.000) 16.822 75,698.29 (76.410.00) (711.71) S 10/9 FIFO 16.86222 75,879.99 BROKERAGE 180.00 TAX 8/OR SEC 1.70.1.P. MORGAN SECURITIES LLC (ID: 03762U-10-5) 10/3 Sale RIGEL PHARMACEUTICALS INC @ 9.5185 19,037.00 (2,000.000) 9.468 18,936.57 (19,000.00) (63.43) S 10/9 FIFO BROKERAGE 100.00 TAX 8/OR SEC .43 J.P. MORGAN SECURITIES LLC (ID: 786559-604) JP Morgan Account W23560001 Page 25 of 39 Consolidated Statement Page 28 Confidential Treatment Requested by JPMorgan JPM-SDNY-00016452 Chase CONFIDENTIAL SDNY_GM_00285650 EFTA01493574