EFTA01362594.pdf

KYC was completed to the required standard. NCA required if KYC has not been done. ACO approval 2) New clients or not on the list so need to be checked in the first case if any of these are Red or Amber in GIB Team WM aiera / Account Name dbcar ID ACO US ONLY AND ALL LOCATIONS NOT LISTED ON COMBINED KCP US AB Andrew Mathias 1009039376 Xavier Avila TAB KCP NOT LISTED ON COMBINED Armory Fund LDC 1000635214 Xavier Avila LATAM TAB NOT LISTED ON COMBINED KCP US Cascade Investment LLC 1009057698 Xavier Avila TAB NOT LISTED ON COMBINED KCP US AB Chris Cline 1008596938 Xavier Avila TAB NOT LISTED ON COMBINED KCP US ENDURANCE VOYAGES, LLC 1008679777 Xavier Avila TAB NOT LISTED ON COMBINED KCP US Gapstow 1003715597 Xavier Avila TAB NOT LISTED ON COMBINED KCP US Himalaya Partners 1000039669 Xavier Avila TAB Daniel NOT LISTED ON COMBINED KCP US Karlin Asset Management 1000385586 Kaiser TAB KCP NOT LISTED ON COMBINED Kifenor SA /000334995 Xavier Avila LATAM TAB NOT LISTED ON COMBINED KCP US Medley Partners 1003446816 Xavier Avila TAB NOT LISTED ON COMBINED KCP US Pacifica Companies LLC 1003926685 Xavier Avila TAB KCP NOT LISTED ON COMBINED Puerto Asis Corporation 1004605899 Xavier Avila LATAM TAB NOT LISTED ON COMBINED KCP US SC DELANCEY LLC 1007440895 Xavier Avila TAB NOT LISTED ON COMBINED KCP US SIMON CHARITABLE PUBLIC LLC /000001979 Xavier Avila TAB NOT LISTED ON COMBINED KCP US The Anschutz Foundation 1003511251 Xavier Avila TAB KCP NOT LISTED ON COMBINED LATAM The Lamia Ventures Corp 1013887599 Xavier Avila TAB NOT LISTED ON COMBINED KCP US AB TOMS Capital LLC 1000640020 Xavier Avila TAB CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052083 CONFIDENTIAL SDNY_GM_00198267 EFTA01362594