EFTA01255549.pdf

NAME SEARCHED: Jeepers, Inc PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also. all accounts involving PEPs must be escalated. Search: Result: Click hem for results: Rok.‘‘,:r Conimcnts (as licc,...,:san I )11 No Ha 0 Not Reciuired No RIX. Alert (Please See Attached) Rix I. RDC Results ❑ Hit C No lilt E Not Required FIRCOSOFT ii. FIRCOSOFT Results No FIRCOSOFT Alert (Please See Attached) 0 nit No Information Found Yes 0 No Hi. Negative Media HIS IV. Non-Negative Media Information Found (Please See Attached) ill Not Required Not Required V. Other Language Media Information Found (Please See Attached) Results? Yes 0 No VI. D&B D&B 0 Not Required Results? _t Yes M No Information Found (Please See Attached) SMARTIANX VII. Smartlin\ 0 Not Required 0 Review by Legal May be No Information Found COURT CASES Required 0 No Results VIII. Cowl Cases 0 Search not required Prepared by: Krishna Dadhich Date: 09/27/2018 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each starch subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://www.mariindale.comhp/Martindale/home.sml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For Internal use only For internal use only SDNY_GM_00063138 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0025963 EFTA_00173646 EFTA01255549  Page 2 OFAC RESULTS RDC: Inquiry Id Response Type Tracking Id Name Address Date of Birth/Age 11640994 No Match Found KYC 01977705 -• VIRGIN ISLANDS, ieepers, Inc U.S. FIRCOSOFT: Alert(s) Request ID Record ID Type Name Details ADM INT PEP SAE iJnecepers, 29778521 WR_297785212182 Company No Alert No Alert No Alert No Alert BIS RESULTS: Negative Media: No Information Found Non-Negative Media: News Bites - People in Business May 9. 2018 Wednesday Carpenter Technology director Karol Steven E sells 08 May 2018 Carpenter Technology (NYSE:CRS) Independent Directo E sold 10,000 shares wonh $US555,000 on May 04. The selling price was SUS55.50. HTTP link to original article https://www.sce.gov/Archivesiedgaddala/I7843/00000178431t1000011/AF345X03/cdgar.xml Karol Steven E (Reported Selling: trailing 12 months) Month No. of Skims Price, USD Value, USD May 08.2018 10.000 55.5 555,000 For Internal use only For internal use only SDNY_GM_00063139 CONFIDENTIAL - PURSUANT TO FED. R.CONE IDENTIAL DB-SDNY-0025964 EFTA_00173647 EFTA01255550  Page 2 September 08, 2017 2,645 40.5 107,122 August 09.2017 3,877 40.18 155.760 Total 16,522 49.5 817,882 Download Table Original news release Source: SEC SECTION 1 BIOGRAPHI INDEPENDENT DIRECTOR SECTION 2 CARPENTER TECHNOLOGY CORPORATION PRICE PERFORMANCE SCORECARD (NYSE:CRS): 2.1 Carpenter Technology Corporation is placed 18912,704 in the BSS News Bites ranking of price performance of NYSE stocks in the past year. a percentile ranking of 93. 2.2 The Past Two Years Carpenter Technology rises for a second consecutive year, a two-year rise of 73% Carpenter Technology Corporation (NYSE:CRS), extended its gains in the past year. rising an additional SUS19.29 (52.4%) to close at SUS56.09. In the previous year the shares rose SUS4.44 (13.7%). The shares have lifted SUS23.73 (73.3%) over the past two years, compared with the S&P 500 Index which rose 615.5 points (29.9%) in the two years for a relative price increase of 43.4%. 2.3 MCap History: In the past 5 years Marko Capitalization has increased by SUS280.7 million from SUS2.4 billion to SUS2.6 billion. Based on a dynamic start date of 5 years ago, there have been declines in MCap in 2 out of 5 years. Price MCap (USS M) Last SUS56.09 2.631.5 1 Year ago SUS36.80 1,739.9 2 Years ago SUS32.39 1.562.8 For Internal use only For internal use only SDNY_GM_00063140 CONFIDENTIAL — PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0025965 EFTA_00173648 EFTA01255551  Page 3 3 Years ago SUS42.44 2,345.9 4 Years ago SUS60.27 3,374.8 5 Years ago SUS41.85 2,350.9 Download Table 2.4 Moving Annual Return (Trailing 12 months): Based on a dynamic start date of 5 years ago, the Moving Annual Return has been positive in 3 of the last 5 years. An investment in CRS a year ago would have produced a return of 55.7% CRS Close Dividends Capital Gain / (Loss) % %Yield Annual Return % Last Traded May 08 SUS56.04 72.Oc 53.7 2 55.7 I Year ago SUS36.46 72.0c 12.7 2.2 14.9 2 Years ago SUS32.36 90.0c (22.3) 2.2 -20.1 3 Years ago SUS4I.63 90.0c (31.1) 1.5 -29.6 4 Years ago SUS60.44 90.0e 39.6 2.1 41.7 Download Table Close 5 years ago SUS43.29. 2.5 Present Value of SUS1000 invested in the past The present value of SUS1000 invested a year ago is SUS1.548 PVS1000 1-week 1-month 1-year CRS.NYSE 1.057 1.239 1.548 S&P 500 Index 1,010 998 1,114 Download Table 2.6 Trailing Price Change % 1-Year price change of 53.7% for Carpenter Technology outperformed the change of 11.1% in the S&P 500 Index for a relative price change of 42.6%. Price Change % 1-Month 3-Month 1-Year CRS 21.9 21.0 53.7 Iron & steel sector 7.5 6.5 -22.0 S&P 500 Index 2.3 3.3 11.1 Download Table SECTION 3 CARPENTER TECHNOLOGY CORPORATION FINANCIALS AND GROWTH PERFORMANCE SCORECARD (NYSE:CRS): 3.1 Key Financials (All figures percent) For Internal use only For internal use only SDNY_GM_00063141 CONFIDENTIAL — PURSUANT TO FED R.QQNE IDENTIAL DB-SDNY-0025966 EFTA_00173649 EFTA01255552  Page 4 EPS Growth has improved from -9.2% in 2014 to 330.4% in 2017 and Revenue Growth has improved from 4.5% in 2014 to -0.8% in 2017. CRS Revenue Growth EPS Growth Operating Margin ROE 2017 -0.8 330.4 5.6 3.9 2016 -18.5 -79.3 2.7 1 2015 2.4 -55.1 5.2 4.4 2014 4.5 -9.2 9.8 8.8 Download Table 3.2 Reverie and Net Profit In the last 3 years Compound Annual Growth Rate (CAGR) avenged -6.1% for Total Revenue and -29.3% for Net Profit. Description Annual (SUS M) 3-year Avg (SUS M) 3-year CAGR % Total Revenue 1.800.4 1,947.5 .6.1 EBITDA 100 129.5 -32.5 Operating Profit 100 88.8 -22.3 Net Profit 47 39 -29.3 Download Table CAGR ^t Compound Annual Growth Rate 3.3 Performance (All figures in %) Net Profit Margin 3-year average is 2.0% and Return on Equity 3-year average is 3.1%. Description Annual 3-year Avg EBITDA Margin 5.6 6.3 Operating Profit Margin 5.6 4.5 Net Profit Margin 2.6 2.0 Return on Equity 3.9 3.1 Return on Assets 1.6 1.4 Return on Capital Employed 4.0 3.5 Download Table 3.4 High Performance Indicators: Description Value Rank In NYSE Market For Internal use only For internal use only SDNY_GM_00063142 CONFIDENTIAL — PURSUANT TO FED. R.CONE IDENTIAL DB-SDNY-0025967 EFTA_00173650 EFTA01255553  Page 5 Price/MAP50 I.14 In Top 5% % Prem to I-mo Vol Wtd Price 11.1 In Top 6% Relative Price Change (.14(1 Year) 41.0 In Top 8% 3-mo Price Change % 22.26 In Top 8% PriceMAP200 1.18 In Top Quartile Price Change % 1.9 In Top Quartile Download Table SECTION 4 CARPENTER TECHNOLOGY CORPORATION GLOBAL RANK (NYSE:CRS): 4.1 Global Rank Global Rank [out of 47,702 stocks] Description Value Rank Quartile MCap (USS) 2.6B 4.520 Top Total Assets (USS) 2.9B 5.673 Top Revenue (US$) I.8B 4,732 Top Net Profit (USS) 47M 8.045 Top Return on Equity % 3.9 23,114 Second Net Profit Margin % 2.6 22,769 Second Price to Book 2.4 21.907 Second Price Earnings 44.6 16.000 Second Yield % 1.6 14.055 Second PV$1000 (1Year) USS 1.548 5,742 Top USS Change (1Year)% 21.7 13.070 Second Rcl Strength 6 Mo (USS) 52 22,742 Second Download Table SECTION 5 OTHER DIRECTORS OF CARPENTER TECHNOLOGY CORPORATION William A. Wulfsohn. President Gregory• A. Pratt. Chairman & Director Damon Audio. Chief Financial Officer & Senior Vice President Peter N. Stephan. Director Philip M. Anderson, Director Stephen M. Ward. Director Jeffrey Wadsworth, Director Robert R. McMaster. Director For Internal use only For internal use only SDNY_GM_00063143 CONFIDENTIAL — PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0025968 EFTA_00173651 EFTA01255554  Page 6 Katheryn C. Turner, Director I. Martin Inglis, Director Carl G. Anderson, Director Karol Steven E, Independent Director Joe Haniford. Chief Operating Officer SECTION 6 CARPENTER TECHNOLOGY CORPORATION ACTIVITIES Carpenter is a leader in the development, manufacture and distribution of cast/wrought and powder metal stainless steels and specialty alloys including high temperature (iron-nickel-cobalt base), stainless, superior corrosion resistant. controlled expansion alloys, ultra high-strength and implantable alloys, tool and die steels, and other specialty metals as well as cast/wrought titanium alloys. SECTION 7 RECENT NEWS ON DIRECTORS 7.1 CHANGES IN BOARD OF DIRECTORS AND SENIOR MANAGEMENT 22 February 2018 Carpenter Technology appoints Joe Haniford as COO C.•upenter Technology has appointed Joe Haniford as COO. The appointment takes effect from Feb 22, 2018. 7.2 RECENT REPORTED SELLING 03 May 2018 Carpenter Technology director Kathery•n C. Turner sells Carpenter Technology (NYSE:CRS) Director Kathery•n C. Turner sold 2,358 shares worth 5135124.974 on May 01. The selling price was SUS53.0. The shares hit a five-day low on the day. 03 May 2018 Carpenter Technology director I. Martin Inglis sells Carpenter Technology (NYSE:CRS) Director 1. Martin Inglis sold 2.358 shares worth SUS125,811 on May 02. The selling price was SUS53.35. Source: www.BuyScllSignals.com DOCUMENT-TYPE: Regulatory• issues Other Language Media: Not Required D&B: Copyright 2018 Dun & Bradstreet. Inc. D&B Federal Employer Identification Numbers September 21, 2018 JEEPERS INC For Internal use only For internal use only SDNY_GM_00063144 CONFIDENTIAL — PURSUANT TO FED R.QQN(F IDENTIAL DB-SDNY-0025969 EFTA_00I73652 EFTA01255555  Page 2 t 63 SOUTH AVENUE BURLINGTON. MA 01803 UNITED STATES ****** • * • COMPANY IDENTIFIERS FEIN: 71-2596237 SOURCE REFERENCE NAME: KANSAS UCC FILINGS Public Record: No Documents Found No docunerts were Poor< fcr the search terms entered. You can etit your search and try again, or save e. To are t. you may want tom one et mere of the fa/owing: • Cheek for sprang errors, • Remove some search towns. • Check the 'fed arrnlar-soundne last names' chedrbox. Search: Smarr:brag Comprehensive Elusmess Report a Terms: en(60-0629193) radFus(13) New SerinCIH 1 OF 2 RECORD(S) SmartLinx ® Comprehensive Business Report Report Created:9.27.2018 2:40 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright 2018 LexisNexis, All rights reserved. Search Terms - company(Jeepers. Inc) radius(15) Executives - Current (0) Incceporalion/SOS (5) Operations/Sites (6) Sales (0) Licenses (0) URLs (2) Real Property - Current (0) Real Property • Prior (0) MVRts • Current (0) MVRe - Prior (0) Watercraft • Current (0) Watercraft • Prior (0) Aircraft - Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments & Liens Filings (21) UCC Filings (148) Executives - Pnor (9) Registered Agents (5) Name Variations (21) Possible Employees (7) Person Associates (2) Business Associates (62) TI Ns (6) Possible Connected Parent Company (0) Industry Information (1) Business (188) View NI Sources (196) Business Summa Name Address JEEPERS INC 700 Hungerford Dr Rockville, MD 20850.1724 (Phone De-Listed in Electronic Montgomery County Directory Assistance) LexID Established TIN 0000-7570-5693 1986 (32 Years in Business) At a Glance Real Property 0 UCC Debtor 98 Personal Property 0 Bankruptcy 0 Secured Assets 0 Judgments/Liens 21 Executives 0 Foreclosure/Notice of Default 0 For internal use only For internal use only SDNY_GM_00063145 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0025970 EFTA_00 173653 EFTA01255556  Page 3 Name Variations - 21 name variations found NO. NAME 1. JEEPERS INC 2. JEEBERS INC 3. JEEPARSI INC 4. JEEPERAL, INC 5. JEEPERS 6. JEEPERS OF KANSAS INC 7. JEEPERS OF MARYLAND, INC 8. JEEPERS OF MISSOURI. INC 9. JEEPERS! INC 10. JEEPERS! OF KANSAS. INC 11. JEEPERS! OF MARYLAND. INC 12. JEEPERS! OF MICHIGAN, INC 13. JEEPERS! OF VIRGINIA. INC 14. JEEPERS: OF MASSACHUSETTS, INC 15. JEEPERSI. INC 16. JEEPERSL. INC 17. JEEPERSU OF KANSAS, INC 18. JEEPERS] INC 19. JEEPERS] OF MARYLAND, INC 20. JEEPERS] OF MICHIGAN. INC 21. JUNGLE JIMS PLAYLANDS OF MARYLAND. INC TINs - 6 TINs found NO. TIN NAME 1. 74-259XXXX JEEPERAL INC JEEPERS INC JEEPERS OF MD INC JEEPERS! INC 2. 00-0626561 JEEPERS OF MD INC JEEPERS OF MISSOURI INC JEEPERS: OF MA INC 3. 00.0639586 JEEPERS OF MD INC JEEPERS OF MISSOURI INC JEEPERS: OF MA INC 4. 04-3331674 JEEPERS 5. 04.3351751 JEEPERS OF KANSAS INC JEEPERS! OF KANSAS INC JEEPERSU OF KANSAS INC 6. 04-3351851 JEEPERS OF OLATHE INC Business Profile Executives: Current - 0 executive(s) found Incorporation/SOS (0 active, 5 other) NO. NAME FILING TYPE STATUS FILING FILING NO. STATE DATE 1. JEEPERS: INC. FOREIGN INACTIVE 03/23/2000 000696836 MA CORPORATION For internal use only For internal use only SDNY_GM_00063146 CONFIDENTIAL - PURSUANT TO FED. R.QPN(F IDENTIAL DB-SDNY-0025971 EFTA_00 I 736541 EFTA01255557  Page 4 Additional Details Business Type: FOREIGN CORPORATION Business Status: INACTIVE For Profit: Unknown Foreign/Domestic: Foreign Foreign Incorporation Location: DELAWARE Origin: State of MA Filing History (most recent two years) Filing Date Description 05/18/2007 CERTIFICATE OF WITHDRAWAL 2. JEEPERS: OF FOREIGN INACTIVE 08/11/1998 000626561 MA MASSACHUSETTS, CORPORATION INC. Additional Details Business Type: FOREIGN CORPORATION Business Status: INACTIVE For Profit: Unknown Foreign/Domestic: Foreign Foreign Incorporation Location: DELAWARE Origin: State of MA Filing History (most recent two years) Filing Date Description 05/18/2007 CERTIFICATE OF WITHDRAWAL 3. JEEPERS! OF KANSAS, FOREIGN FORFEITED 02/21/1997 2455202 KS INC. CORPORATION Additional Details Business Type: FOREIGN CORPORATION Business Status: FORFEITED Expiration: PERPETUAL For Profit: Yes Foreign/Domestic: Foreign Foreign Incorporation Location: DELAWARE Origin: State of KS 4. JEEPERS OF GEN. BUSINESS -FOR DISSOLVED 10/11/1996 F00432274 MO MISSOURI, INC. PROFIT Additional Details Business Type: GEN. BUSINESS - FOR PROFIT Business Status. DISSOLVED Expiration: PERPETUAL For Profit: Yes Foreign/Domestic: Foreign Foreign Incorporation Location: DELAWARE Origin: State of MO Filing History (most recent two years) For internal use only For internal use only SDNY_GM_00063147 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0025972 EFTA_00 173655 EFTA01255558  Page 5 Filing Date Description 08/31/1998 APPLICATION OF WITHDRAWAL 10/11/1996 CREATION - GEN. BUSINESS FOREIGN 5. JEEPERS! OF FOREIGN FORFEITED 07/15/1996 F04454914 MD MARYLAND, INC. CORPORATION Additional Details Business Type: FOREIGN CORPORATION Business Status: FORFEITED For Profit: Unknown Foreign/Domestic: Foreign Foreign Incorporation Location: DELAWARE Origin: State of MD Filing History (most recent two years) Filing Date Description 03/03/2008 RESIGNATION OF RESIDENT AGENT 11/16/2006 DEPT. ACTION - FORFEITURE 0 stabil Locations - Showing 6 locations NO. ADDRESS METRO AREA PHONE 1. 91 E North Ave Chicago, IL Glendale Heights. IL 60139-3496 Du•a•e Coun 2. 700 Hungerford Dr Washington. DC-MD- Rockville, MD 20850-1724 VA-WV Montgomery County 3. 63 South Ave Boston, MA-NI-3 Burlington, MA 01803-4903 Middlesex County 4. 60 Hickory Dr Boston, MA-NH Waltham. MA 02451-1013 Middlesex Coun 5. 800 South St Ste 355 Boston, MA-NH Waltham, MA 02453-1457 Middlesex County 6. PO Box 8238 Corpus Christ TX Corpus Christi, TX 78468-8238 Nueces Count For internal use only For internal use only SDNY_GM_00063148 CONFIDENTIAL - PURSUANT TO FED. R.cONE IDENTIAL DB-SDNY-0025973 EFTA_00 173656 EFTA01255559  Page 6 Sales - 0 record(s) found Parent Company - 0 record(s) found Industry Information SIC NAIC 7993 Coin-operated Amusement Devices No NAIC information available 7996 Amusement Parks 9999 Nonclassifiable Establishments Industry Description: AMUSEMENT PLACES Business Description: Licenses - 0 licenses found URLs - 2 URLs found CENTREPARTNERS.COM JEEPERS.NET Bankruptcy (0 active, 0 closed) Judgments/Liens (21 filings) NO. FILING TYPE AMOUNT FILE DATE FILE NUMBER JURISDICTION 1. STATE TM LIEN $15.425.00 05/08/2008 24L08003730 MD Debtor 1 JEEPERS 800 South St Ste 355 Waltham, MA 02453-1457 Tax Id: 04-3331674 Debtor 2 JEEPERS OF MD INC 800 South St Ste 355 Waltham. MA 02453-1457 Creditor 1 STATE OF MARYLAND Filing Information Filing Date. 05/08/2008 Original Filing Number: 24L08003730 Jurisdiction: MD Amount: $15,425.00 Filing 1 Filing Number 24L08003730 Filing Type: STATE TAX LIEN Agency: BALTIMORE CITY CIRCUIT COURT Agency State: MD Agency County: BALTIMORE CITY) 2. SMALL CLAIMS $5,882.00 05/02/2007 060100243662006 MD JUDGMENT For internal use on y For internal use only SDNY_GM_00063149 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0025974 EFTA_00 173657 EFTA01255560  Page 7 Debtor 1 JEEPERS OF MARYLAND INC 700 Hungerford Dr Rockville, MD 20850-1724 Creditor 1 UNIFIRST CORPORATION Filing Information Filing Date: 05/02/2007 Original Filing Number: 060100243662006 Jurisdiction: MD Amount: $5,882.00 Eviction: NO Filing 1 Filing Number. 060100243662006 Filing Type: SMALL CLAIMS JUDGMENT Agency: MONTGOMERY DISTRICT COURT Agency State: MD Agency County: MONTGOMERY 3. I CIVIL NEW FILING I $6,832.00 101/17/2007 1060200014502007 I MD Debtor 1 Pesnell, Sean 700 Hungerford Dr Rockville. MD 20850-1724 Debtor 2 JEEPERS INC 700 Hungerford Dr Rockville, MD 20850-1724 Creditor 1 CINTAS CORPORATION Filing Information Filing Date 01/17/2007 Original Filing Number: 060200014502007 Jurisdiction: MD Amount: $6,832.00 Eviction: NO Filing 1 Filing Number: 060200014502007 Filing Type: CIVIL NEW FILING Agency: MONTGOMERY DISTRICT COURT #2 Agency State: MD Agency County: MONTGOMERY 4. I CIVIL NEW FILING $6.833.00 101117/2007 100014502007 I MD For internal use only For internal use only SDNY_GM_00063150 CONFIDENTIAL - PURSUANT TO FED. R.WANI(E IDENTIAL DB-SDNY-0025975 EFTA_00I 73658 EFTA01255561  Page 8 Debtor 1 JEEPERS INC 700 Hungerford Dr Rockville, MD 20850-1724 Creditor 1 CINTAS CORP Filing Information Filing Date: 01/17/2007 Original Filing Number: 00014502007 Jurisdiction: MD Amount: $6,833.00 Eviction: NO Filing 1 Filing Number 00014502007 Filing Type: CIVIL NEW FILING Agency: MONTGOMERY DISTRICT COURT Agency State: MD Agency County: MONTGOMERY 5. !CIVIL SUIT 185,842.32 112/06/2006 10601-024366-2006 1MD Debtor 1 JEEPERS! OF MARYLAND. INC. 700 Hungerford Dr Rockville, MD 20850-1724 Creditor 1 UNIFIRST CORPORATION Filing Information Filing Date. 12/06/2006 Original Filing Number: 0601-024366-2006 Jurisdiction: MD Filing Status: Updates May Be Present Elsewhere In This Report: Check The Court For The Current Status Amount: $5.842.32 Filing 1 Filing Number: 0601-024366-2006 Filing Type: CIVIL SUIT Filing Status: UPDATES MAY BE PRESENT ELSEWHERE IN THIS REPORT: CHECK THE COURT FOR THE CURRENT STATUS Agency: MARYLAND DISTRICT COURT Agency State: MD Agency County: MONTGOMERY 6. SMALL CLAIMS $17,947.00 12/14/2005 050200276982005 MD JUDGMENT RELEASE Debtor 1 JEEPERS OF INC 800 South St Ste 355 Waltham, MA 02453.1457 For internal use only For internal use only SDNY_GM_00063151 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0025976 EFTA_00 173659 EFTA01255562  Page 9 Tax Id: 04-3331674 Debtor 2 JUNGLE JIMS PLAYLANDS SVCORP TRU 800 South St Ste 355 Waltham. MA 02453-1457 Creditor 1 PR GEORGES CO MD Filing Information Filing Date: 12/14/2005 Original Filing Number: 050200276982005 Jurisdiction: MD Amount: $17,947.00 Eviction: NO Filing 1 Filing Number. 050200276982005 Filing Type: SMALL CLAIMS JUDGMENT RELEASE Agency: PRINCE GEORGES DISTRICT COURT Agency State: MD Agency County: PRINCE GEORGES Release Date: 11/14/2011 7. 1CIVIL NEW FILING 1616.265.00 109/07/2005 1050200276982005 1MD Debtor 1 JEEPERS OF INC 800 South St Ste 355 Waltham, MA 02453.1457 Tax Id: 04-3331674 Creditor 1 PR GEORGES CO MD Filing Information Filing Date: 09/07/2005 Original Filing Number: 050200276982005 Jurisdiction: MD Amount: $16,265.00 Eviction: NO Filing 1 Filing Number. 050200276982005 Filing Type: CIVIL NEW FILING Agency: PRINCE GEORGES DISTRICT COURT Agency State: MD Agency County: PRINCE GEORGES 8. (CIVIL JUDGMENT 1$250,000.00 110/17/2003 ICV03501132 1OH Debtor 1 JEEPERS INC 800 South St Ste 355 Waltham. MA 02453-1457 For internal use only For internal use only SDNY_GM_00063152 CONFIDENTIAL - PURSUANT TO FED. R.ctON(F IDENTIAL DB-SDNY-0025977 EFTA_00173660 EFTA01255563  Page 10 Tax Id: 04-3331674 Creditor 1 CDC RANDALL PARK MALL TRUST Filing Information Filing Date: 10/17/2003 Original Filing Number: CV03501132 Jurisdiction: OH Amount: $250,000.00 Eviction: NO Filing 1 Filing Number CV03501132 Filing Type: CIVIL JUDGMENT Agency: CUYAHOGA COUNTY COMMON PLEAS Agency State: OH Agency County: CUYAHOGA 9. I CIVIL JUDGMENT I $7.249.00 102/20/2003 I CCO035273 I FL Debtor 1 JEEPERS INC 800 South St Ste 355 Waltham, MA 02453.1457 Tax Id: 04-3331674 Creditor 1 PLAY TIME TOYS INC Filing Information Filing Date: 02/20/2003 Original Filing Number: CCO035273 Jurisdiction: FL Amount: $7.249.00 Eviction: NO Filing 1 Filing Number: CCO035273 Filing Type: CIVIL JUDGMENT Agency: ORANGE COUNTY CIRCUIT COURT Agency State: FL Agency County: ORANGE 10. 1CIVIL NEW FILING I 101/03/2003 148CC2003000052 I FL Debtor 1 JEEPERS INC 800 South St Ste 355 Waltham. MA 02453-1457 Tax Id: 04-3331674 Creditor 1 PLAY TIME TOYS INC For internal use only For internal use only SDNY_GM_00063153 CONFIDENTIAL - PURSUANT TO FED. R.QCANI(E IDENTIAL DB-SDNY-0025978 EFTA_00 I 7366 I EFTA01255564  Page II Filing Information Filing Date: 01/03/2003 Original Filing Number: 48CC2003000052 Jurisdiction: FL Eviction: NO Filing 1 Filing Number: 48CC2003000052 Filing Type: CIVIL NEW FILING Agency: ORANGE COUNTY CIRCUIT COURT Agency State: FL Agency County: ORANGE 11. ILLINOIS TAX $208,826.79 05/02/2002 2002R23728 SANGAMON RELEASE COUNTY. ILLINOIS Debtor 1 JEEPERS 800 South St Ste 355 Waltham, MA 02453.1457 Tax Id: 04-3331674 Debtor 2 JEEPERS OF ILLINOIS INC 800 South St Ste 355 Waltham, MA 02453-1457 Tax Id: 04-3331674 Filing Information Filing Date. 05/02/2002 Original Filing Number: 2002R23728 Jurisdiction: SANGAMON COUNTY, ILLINOIS Amount: $208,826.79 Filing 1 Filing Number: 2002R23728 Filing Type: ILLINOIS TAX RELEASE Agency State: IL Filing Date: 03/22/2004 12. I STATE TAX LIEN I$208.826.00 105/022002 I 2002R23728 I IL Debtor 1 JEEPERS 800 South St Ste 355 Waltham, MA 02453.1457 Tax Id: 04-3331674 Debtor 2 JEEPERS OF ILLINOIS INC 800 South St Ste 355 Waltham, MA 02453-1457 Tax Id: 04-3331674 Creditor 1 STATE OF ILLINOIS For internal use only For internal use only SDNY_GM_00063154 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0025979 EFTA_00 I 73662 EFTA01255565  Page 12 Filing Information Filing Date 05/02/2002 Original Filing Number: 2002R23728 Jurisdiction: IL Amount: $206826.00 Filing 1 Filing Number: 2002R23728 Filing Type: STATE TAX LIEN Agency: SANGAMON RECORDER OF DEEDS Agency State: IL Agency County: SANGAMON 13. STATE TAX $84,079.00 03/27/2002 020000917 KS WARRANT Debtor 1 JEEPERS