EFTA00606986.pdf
dataset_9 pdf 3.6 MB • Feb 3, 2026 • 64 pages
The Roger Penrose Institute for the Study of Creativity, Consciousness and Cosmology
EFTA00606986
Contents
Introduction to the Institute
Sir Roger Penrose
The Three Areas of Research
1. Human and Artificial Intelligence
Quantum Biology Laboratory
III. New Physics & The Origin of Our Universe
Mathematical Play
Aging and Cognitive Longevity
The Institute Plan
Collaboration Methodology
Structure and Funding of the Institute
Visioning 5 years in the future - what did we discover?
Why San Diego
FAQ
Appendices
The Penrose Institute 2016-17 2
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Introduction to the Institute
We are entering a new scientific era where the unification of quantum mechanics and
general relativity will create new physics and new devices. 30 years ago Roger
Penrose wrote a seminal book — The Emperors New Mind. Unification, he said, would
require modification to quantum mechanics and that modification would explain
human consciousness. Scientists met his proposal with scepticism. Quantum
phenomena were only known in laboratories near absolute zero. But, recent
breakthroughs show quantum phenomena are important in biology at room
temperature. Photosynthesis gets its efficiency from coherent transport of energy,
and some birds have a quantum compass located in their eyes. We believe studying
unification will throw light on the fundamental laws of physics and generate
technology in the fields of AI, human disease and aging, along with developing new
types of incredibly sensitive sensors to probe the universe and our planet.
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Human Intelligence Quantum Biology New Physics
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Sir Roger Penrose OM FRS
Sir Roger Penrose, Emeritus Professor at the Mathematical
Institute of the University of Oxford, Emeritus Fellow at
Wadham College, and winner of the Wolf Prize in Physics
has made profound contributions across a broad range of
scientific disciplines. His work encompasses geometry,
black hole singularities, the unification of quantum
mechanics and gravity, the structure of space-lime, and
the origin of our Universe. His geometric creations
inspired the works of Esther, and the Penrose steps have
been featured in several movies. His filings adorn many
public buildings, including the Oxford Mathematics
Institute (pictured), and will soon decorate the San
Francisco BART system. The five fold symmetry, initially
thought impossible or a mathematical curiosity, has now
been found in nature. In 1989 Penrose wrote The Emperor's
New Mind which challenged the premise that
consciousness is computation and proposes we need new
•
physics to understand it.
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The Penrose Institute 2016-17
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Areas of Research
I. Intelligence (Human and Artificial)
Human intelligence appears to be very different from today's artificial intelligence. But, artificial
intelligence is getting stronger by the day. Is there something human beings can do that an
artificial intelligence cannot do? This is both a fundamental question in mathematics and a
question with enormous social implications as we decide what people should learn in the next
few decades, and how we should best work with artificial intelligence in the future.
II. Quantum Biology Laboratory
It used to be thought quantum mechanics played no part in biology and was confined to
experiments near absolute zero in physics laboratories. A revolution is taking place. We now
understand quantum mechanics is important in modelling chemical processes in the body, such
as, protein folding in the presence of water. More excitingly, we have seen the first indications of
exotic quantum effects. Photosynthesis gains its efficiency from quantum coupling and some
birds appear to use a quantum compasses located in their eyes. How important are quantum
effects in the body and, do we need new physics to explain the working of the brain?
III. New Physics and the Origins of our Universe
We will investigate the interplay of quantum physics, general relativity and information theory.
Roger Penrose's work on Quantum gravity (twistor theory) and conformal cyclic cosmology
along with non-causal computing already open new theoretical approaches. We will explore the
possibility of incorporating recent developments in quantum information, quantum biology and
quantum thermodynamics to build a bridge between the physics of the brain and consciousness.
Theories will be tested in quantum systems such as Bose-Einstein Condensates (BECs). New
physics might not only help us understand human consciousness, but also provide a deeper
understanding of the origin of the Universe itself.
®The Penrose Institute 2016-17
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Institute Concept Map
(Neuronal Computation)
(pooling
Al) (Vooling the Brain)
(Photon Entanglement) (Photon
Echo) (Non-computable)
(Quantum effects)
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of Anaesthesia
(Computational) (Al/HI Collaboration)
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.... (Intelligence) ...
(Experimentation) ..
(Modelling) /.• (Brain Imaging)
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I .e. (General Relativity) (QG Theories) ( Quantum Collapse)
(Wang Tiles) e % Fs
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no (Cosmology)ogy)
(Arrows of Time to i \ (Twister Theoty) %
(VR Impossible Geometries` (Orch-OR)
(Cosmic Cycli
(and Consciousness) (Information)
lb The Penrose Institute 2016-17
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Scientific Philosophy
The institute will follow the scientific philosophy of Roger Penrose across a broad
range of interrelated scientific domains. This philosophy is born of a passion to
uncover paradoxes in our current understanding of physics and propose new ideas
that can be experimentally tested. Such tests may, of cause, result in the disproof of
the ideas, even his own! Our principles:
• Uncover paradoxes and failings in our current physics theorems.
• Consider both the physical world and the minds which observe it.
• Be creative, novel and challenge the status quo.
• Follow a rigorous and detailed scientific method with falsifiable experiments.
• Be unfashionable, brave and controversial without being discourteous.
• If a principle needs to be changed, explain why and change it!
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I.
Human & Artificial
Intelligence
s `7 never made one of my discoveries
through the process of rational
thinking"— Albert Einstein
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The Intelligence Question
At the heart of the artificial intelligence debate is a
fundamental disagreement between two theories of the
human mind. Proponents of strong AI argue the human
brain is a computer. As computers become ever more
powerful, following Moore's law, they will eventually
eclipse human intelligence, perhaps even this century. On
the other hand, many scientists and philosophers believe the
human brain is not a computer. Explaining why is hard. The
human mind appears to be the only structure that uses
conscious action to create new things. Such creativity might
surpass the capability of a Turing Machine and this is the
belief of Roger Penrose. However, Al technologists are
making progress in building computers that appear to
display creative intelligence. This is a live debate.
Our Goal: To examine creative thinking through practical
experimentation and theoretical work so that we might
understand how the brain achieves its power, improve that
power and better inform our ability to work with AIs in the
future.
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Impact of AI on Society
Over the next few decades AI will profoundly change the nature of human
work. What should humans do with our apparently unique gift of creative
intelligence. Is this gift truly unique?
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Finding Creativity in the Brain
We will identify people with exceptional abilities at solving non-computable puzzles,
image and record their fMRI, MEG and EEG activity during the process. We hope to
identify brain regions and EEG frequencies and patterns associated with non-
computability. These patterns will then be used as feedback to enhance and train non-
computable creative processes.
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Recruit people who can solve non - Offer them a Image the brains using
computable puzzles in a similar combination of MEG, EEG, fMRI and
fashion to the way code breakers computable and non• others technologies to
were recruited in World War II. computable puzzles see which areas of the
to work on. brain are involved.
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Insights, Outcomes, Spin-outs
Theoretical
• Locate the boundaries between computable intelligence and creative intelligence.
• Research how human brains might be creative when this would normally be a non-
computable operation — computational 'tricks' or non-computable operation.
• Demonstrate how non-computable / non-causal models of computation might go
beyond current Turing architectures.
• Research fundamental questions of mathematics such as determinism.
• Determine whether non-Turing computable proofs have Godel incompleteness.
• Develop new objective forms of Turing Tests.
Experimental
• Locate the 'seat' (or process or pattern) of creativity within the brain.
• Create better interfaces between human intelligence (HI) and artificial intelligence.
• Develop extended computational models such as non-causal computing.
• Investigate the inheritance of creativity
Spinout / Partnerships
• New forms of efficient computational systems.
• Artificial/human intelligence collaboration systems.
• Training and improving creativity
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(0 The Penrose Institute 2016-17
II.
Quantum Biology
Laboratory
"And you are made of a hundred
trillion cells. We are, each of us, a
multitude."— Carl Sagan, Cosmos
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The Quantum Neuron?..
Current studies focus on the connectome — the map of
connections between the neurons. Sophisticated maps are
being built by governments, including the US BRAIN
Initiative and the EU Human Brain Project (HBP), along
with private institutes such as The Allen Brain Institute. The
EU project aims to simulate the brain by running a model of
the connectome on super-computers. However, problems
arise as a pure connectome model does not appear to
capture sufficient information to model the seemingly
simple neural networks such as the the C. elegans nematode
worm. Recent discoveries suggest quantum effects might be
significant in brain tissue.
Van Wedeen, NIartinos Center and Dept.
of Radiology, Massachusetts General Hospital
Our goal: To probe and model the sub-neuronal structure of
and Harvard University Medical School
the human brain and determine whether, and in what
manner, small scale and quantum effects are significant to
its operation. Understanding how quantum effects might be
a factor in neurons would add beneficially to human k.,
knowledge and help in all manner of practical problems,
from improving human cognition to curing brain diseases
such as Alzheimer's and lead to new forms of computing
machine.
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Quantum Brain Tissue Experiments
Quantum Quantum Quantum Quantum
Modelling Imaging Resonance & Transmission Entanglement
Photon Entanglement Through
Travis Craddock Anirban Bandyopadhyay group Sahu et al, 201.2a; 20136; 2014 Brain Tissue
et. at Nova
Lingyan Shil,2,2 , Enrique J.
Galvez4 & Robert R. Alfanol
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Un-Consciousness in Vitro
The Meyer-Overton correlation for anesthetics
In the last year it has become possible to test living tissue
at the nano scale so that we can uncover quantum effects. 100 I
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anesthetics work and we don't have an objective
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measure for unconsciousness, let alone consciousness' Olive atoms Darman coefficient
• Anesthetic effectiveness correlates with solubility of
the compound or gas in olive oil, suggesting polar
effects are significant. It is unknown where the
anesthetics act to give their effect.
• Our experimentation will involve anesthetizing brain
tissue and looking for key quantum effects such as
bulk conductivity, resonance and preservation of
quantum information.
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Nano-Brain-Technology
Our approach is made possible due to recent improvements in nanotechnology and
modelling which we intent to further enhance.
• Tri-axial 0.5nm probe tips (patch damps) are now available.
• Relatively unbreakable
• Repeatable probing
• True ion channel resolution
• Broad frequency range
• High speed optical cameras
• High speed images can be taken across a broad visible spectrum.
• Neuron Culturing for Human, Neanderthal and Animal models
• A range of different neurons can be generated from stem cells
• DNA segments can be spliced into neurons to vary their genetic makeup
• Culture can be kept alive for several months allowing training and characterization
• High fidelity molecular modelling
• Proteins can now be computationally modelled with an accurate depiction of water
• Quantum computing is beginning to become available to perform the modelling
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Locating Neuronal 'Creativity'
We are able to culture a range of neurons with features from different species, including
Neanderthals — man's closest relative. In their several hundred thousand year
existence they did not develop language or tool use. It is suggested this failure
occurred because they devoted larger portions of their brain to motor control. However,
it might be better explained through difference in the fundamental working of their
neurons. This might allow us to locate the fundamental neuronal structures which
explain homosapien creativity and language.
Human Neanderthal
,g)The Penrose Institute 2016-17 is
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Quantum Measurement (Orch-OR)
At Some Point our Neurons Must Perceive the Cat as Dead or Alive
We can build highly sensitive quantum
systems to keep photons in superposition
(• r - t • and detect their spontaneous decay. We
can probe neurons presented with
Cat Alive superposition and determine how they
respond at the point of measurement. We
can also test inert quantum-gravity
measuring devices with similar schemes.
This tests a number of quantum
interpretations including Orch-OR.
We obsetve oniy-one7
outcome'
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■ superpoSition
of some
neurons
t) The Penrose Institute 2016-17 19
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Solving the Halting Problem
with Biological Neurons
Computation with Neurons
• Human neurons are the most efficient and effective computational elements known. They
are the fundamental basis of consciousness and creativity. Can we build a computer out of
them? Even better, can we build a system based on human neurons to carry out non-
computable operations?
• The fundamental non-computable operation is Turing's "Halting Problem"
(Entscheidungsproblem). In problems of non-computable complexity, a machine might
never halt: this is the unexplored capacity of the human brain.
• Can we build a network of living human neurons that can be programmed? Can we
program that network to attempt a non-computable problem? What will that network do?
• Our contention is that we can build the network, program it and introduce a non-
computable problem. Our greater contention is that programming the Halting Problem
will NOT result in an infinite loop. The neuronal network will detect the infinity and stop
action.
• The programmable neural network will have a proto-consciousness and the elements
necessary for non-computable operations.
• These networks will be the basis for synthetic neuronal structures of a type never seen
before and a model for study of drugs, stimulation control and other research and
interventions for medicine.
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Aging and Cognitive Longevity
Research into neurons has several applications to aging.
Neurons are one of the few cells in the body that do not age. For the most part the
cells we are born with are cells we die with. Unlike many body cells which are
simply recycled these cells have developed robust methods for repairing themselves.
Understanding these mechanisms may yield valuable insight into the aging process.
Unfortunately, the repair mechanisms which can keep cells working into our late
nineties are subject to degradation and disease. San Diego has two leading Dementia
Research centers for Alzheimer's. It is now thought that a major factor in these
diseases is the break down in the cytoskeletal structures inside the neurons, the self
same structures that Roger Penrose and Stuart Hameroff believe provide us with
creativity, understanding and ultimately consciousness.
On top of the sub-cellular repair mechanisms, our brains seem to repair themselves,
or at least, protect their function if we exercise them. Brain training software appears
to help brains function better and we would like to understand whether exercising
the brain with non-computable / creative tasks is more beneficial than rote type
learning tasks.
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Insights, Outcomes, Spinout
Theoretical
• Molecular modelling of neurons and the study of how anesthetic gases interrupt
their operation.
• Construction of a programmable computer synthesized from living neurons will
provide insight into the operation of the human brain.
Experimental
• Develop safer anesthetic gases through testing and certification in the models
• Find the key physical elements of a new quantum gravity computing technology
• Use living networks of human neurons to serve as a means of screening
medications for toxicity and their effectiveness in modifying neuronal actions.
• Study pathologies of neurons: accumulation of proteins in Alzheimer's Disease,
Parkinson's Disease or damage from low-oxygen, such as hypoxia in strokes.
• Investigate non-invasive brain stimulation methods via the eye or transcranially.
Spinout / Partnership
• Better enhance creativity and defend against dementia.
• Pharmaceutical screening capability with the neuronal network model.
• Contributions to computational science, including management of non-
computability and new computing architectures, will be seen with the living
neuron computers. ®The Penrose Institute 2016-17 22
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Quantum Consciousness
(Ibbullin)
(Learning and Testing)
(Collaboration)
(Quantum Gravity)
, (Understanding) ./ (Non-computability) (Micro lbbules
o'
oe .. ....
(Non-computable Processes)„ ,./ .............
(Creativity) (G ene Expression) (Cytoskeleton)
oe (synapses)
..........(Neuronal Modelling)
(Conscioussnes Brains
(Free ....
(Transport
(Conectome)
(Anthropic Principle 1 (Our Place in the Cosmos)
, (Quantum Mechanics
Improvement)
(Cosmological
lining)
(Protein Synthesis) (Proteins) water
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O The Penrose Institute 2016-17
III
New Physics
and The Origin of Our Universe
0 7 think nature's imagination is so much
greater than man's, she's never going to let us
relax"— Richard Feynman
24
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Research at the interface of quantum theory
and general relativity
Quantum
gravity 444.
Quantum simulations Cosmology
Quantum information 7.
Quantum Quantum metrology
Theory and sensors General
Quantum thermodynamics
Relativity
Quantum biology
Quantum gravity
Sensors
e the Penrose Institute 2016-17
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Physics at the overlap of quantum
information and relativity
Research at the overlap of quantum physics
and information theory has given rise to the
field of quantum information and its
applications included quantum computation,
cryptography and communication. This has
lead to a deeper understanding of the role of
information in the physical world and to a new
technological era. However, the world is not
only quantum but also relativistic. Only
recently, the use of relativity in quantum
technologies has been considered and it has
been shown that quantum systems can be used
to measure gravitational effects. It is very
likely that this body of work will play a role in
our understanding of the physics of the brain.
Penrose's work has already hinted at the key
role that gravity might play in quantum physics
and therefore, in our understanding of nature
from neurons to cosmology.
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Quantum Gravity Sensors
• Quantum systems, such as BECs, can be used to test the effects of gravity on the collapse of the wavefunction.
• BECs can also be used to measure gravitational effects such as gravitational waves, space-time parameters and
perhaps dark energy and dark matter.
• Applications: quantum sensors, clocks and gravimeters compatible with notions in general relativity.
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Desktop Gravitational Wave Detector
We are rapidly moving from a situation where Quantum Gravity effects are the realm of big-
science, CERN, LIGO et. al. to a state where sensitive, innovative laboratory experiments can
discover interactions and throw light on different QG theories.
• Quantum experiments are reaching relativistic regimes in space-based settings, fast moving
boundary conditions and their interactions with quantum fields and in extremely precise
measurement technologies and clocks. However, our understanding of physics at these regimes is
very limited.
• Cutting edge experiments promise to deepen our understanding of quantum physics at the
regimes where relativity can no longer be neglected also serving as testing grounds for Penrose's
theories.
Time dilation measured by quantum
clocks separated by a few cm. Such
clocks keep time to within 1 second
in about 3.7 billion years.
(Wineland)
Quantum state transmission across
thousands of km using satellites. At this Quantum fields interacting with
regimes relativity kicks in. boundaries moving at a third of the
speed of light. (Delsing. Wilson)
(Zeilinger. Villoresi. Marquardt. et. al.)
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Quantum-Gravitational Telescope
BECs, Bose-Einstein Condensate
r sensors, the size of a silicon chip and
highly sensitive to gravitational
geometry and waves.
r• ook Down with a BEC sensor
Image the Earths gravitational fiel
• Use many to resolve feat
Detect gravitational anoma
with a BEC sensor
mage the sky with gravity
Make a gravity map of sp e
See before the Universe s •
• Oil reserves optically transparent 3
• Map Earth's mantle years old. -
• Fault lines • See gravitational events
• Fault movement • Neuron star Mergers
• Ocean floor movement • Black hole mergers
• Volcanic uplift
K, The Penrose Institute 2016-17
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Deep Space Gravitational Image
What might we see in the gravitational 'spectrum'
Cosmic -*
Gravitati 4 ..Mtrging „Neutron
Background, - V Stars . .' ., . #.
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Artist impression based on Hubble eXtreme Deep Field, NASA. ESA. G.
Illingworth, D. Magee:and P. Desch (Universit3406f California. Santa Cruz). II
R. Bouwens (Leiden University), and the HUDF09 Team
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Cosmology
In 2000, Nature asked 10 prominent physicists for their view of a
`Theory of Everything'. Among them, only Roger Penrose
included a role for consciousness in the universe.
Singularity (r = 0)
Problems in Scope 2017
• Unification of QG
• Twistor Theory
• Conformal Cyclic Cosmology
• Dark Matter and Energy
g 4
• Background Independent Quantum
Mechanics
Space
• Non-causal Physics & Computing
• Computational Universe
ft' • Conservation of Information
• Testing OR collapse by E=hlt
• Arrows of time
Conformal
Allactuneni • Low Entropy Origin
mse Institute 2016-17 91
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fork Ages Development of
Galaxies, Planets, etc.
Origin
Questions Cyclic
Future?
1st Stars
about 400 million yrs.
Big Bang Expansion
I 13.7 billion years
Non-Computability, Entropy, Arrow of Time
Measurement decision criterion. Why is one measurement outcome
favored over another? Or, if you believe in the many worlds
interpretation, why do we find ourselves in one Universe branch rather
than another?
Maximize Kolmogorov Complexity - Understanding criterion
Maximize platonic beauty - Elegance criterion
®The Penrose Institute 2016-17 32
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Insights, Outcomes, Spinout
Theoretical
• Make progress on unification quantum gravity and general relativity
• Develop insight into the implications of non-computability on the evolution of our
Universe and the arrow or time.
• Understand how the brain might utilize quantum gravity effects.
Experimental
• Build a quantum gravity interferometer using a Bose-Einstein condensate.
• Investigate patterns in the cosmic microwave background radiation.
Spinout / Partnerships
• If it can be demonstrated that quantum gravity is implicated in consciousness then
new forms of quantum gravity computers should exist and it would be possible to
build one.
• Bose-Einstein condensate sensors would be the most sensitive sensor know to
man. The last time we developed a new sensor of this sort - the superconducting
quantum interferometer — it has application in a broad range of fields.
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Mathematical Play
"We have a closed circle of consistency here: the laws of
physics produce complex systems, and these complex
systems lead to consciousness, which then produces
mathematics, which can then encode in a succinct and
inspiring way the very underlying laws of physics that
gave rise to it. — Roger Penrose (The Road to Reality:
A Complete Guide to the Laws of the Universe)
Penrose Tiles at the
Mathematics Institute, Oxford
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Inspirational Mathematics
Illusions Impossible Shapes
Sliptobsy •• • 01
6
& N C O ! ,
AI / HI Puzzles Art Inspiration Infographics
®The Penrose Institute 2016-17
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A New Turing Crossword Puzzle
If you can solve this puzzle in under six minutes, science needs you!
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®The Penrose Institute 2016-17
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The P.rase In.tute N1,17
Institute Plan
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Team
James Tagg Erik Viirre New Physics
Sir Roger Penrose OM FRS Stuart Hameroff, Corporate Affairs
®The Penrose Institute 2016-17 38
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Vision
To understand the human mind and its place in the cosmos
inspired by the scientific philosophy of Roger Penrose and to
use this understanding to the benefit of all.
IZI, The Penrose Institute 2016-17 39
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Our Collaborative Approach
The World Wide Web was developed as a way to bring researchers together working on
large-scale complex problems at CERN. We believe new technologies such as virtual reality
and collaborative communications tools can usher in new and more efficient ways of
bringing researchers together. It will be an objective of the Institute to experiment with these
technologies and innovate in the realm of collaboration. This will involve us building
physical and virtual col
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