EFTA00165739.pdf

Deutsche Asset & Wealth Management Deutsche Bank Trust Company Americas (DBTCA) Business Deposit Account Opening Application Mort, Inc pit li t 241V Title Womoration lsis Num SPOTIMIII3 Taxpayer ID Number DIN) 6100 Red Hook Quarter, (13 /WAN Addles 00002 Stan Business For Numbs WWI Leos, Addras hf defiant from meting otklite) Sts, Tip Cods Client Relationship El Corporation O Limited Liability Compass, (IIC) O Attorney Escrow Account O Foundation O Partnership O Landlord Master Escrow D Non-Profit Organization O Limited Liablity Penmanship (LLP) O TiustfEatates Private Wealth Premium Elite Business Accounts O GbsWng Account O MICA Certificate of Deposit ❑ Checking with Intarest (Foundation end Pilcontrolit only) AIN Term O Money Market Deposit O 06 AG NY Preferred Certificate of Deposit O Cosh Master Sweep Account APY Tem ROM) stern (DMA Owen arum sauteed lama itath a es AG Trod Amount Toner Amowq Preferred Tams and Condel/Oeta) Private Wealth Premium Bar ing Services 9 /Deluxe Checkbook /- • Debit Cunds—Ilusinsea Debit Card O Name Only ad Nina end Address trZier A \AU I IL4- Duplicate Statement cod:- Cobr Mime I p Banking Services Private Wealth Online Plus Address Link to rode onlhm elatIonaiSP: City ? 11111I iii lint"' NAOSOD00016516-00013.5866 M4134571 0151240720n CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001481 EFTA_000 14955 EFTA00165739  Notice of Customer Identification Policy Important Information To help the gm...unman tight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record infcanation that identifies each person veto establishes an account Investment or other business relationship with a financial Insthution. This aeons that we will ask for your name, address end other information that will allow us to identify you. We may also ask to see Identifying documents audios a certificate of formation or good standing (legal entities) or a nesspon or other photo identification (individuals). 3rd EU Notice Governmental miss have also broadened the stop* of the Bank's obligations to aid in thn light against money laundering and terrorist financing; these rules cal for an active Involvement of both asset management frets and their clients. For new and existing clams we currently have a legal obligation to ask oar contomers qtaitnions regarding their identities. addresses. source of funds end, It necessary, legal representatives, withal:ad signatories, beneficed openers or oontrnl structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requrcernahts require that should any of the Orem personal or instkudonal Mom wilon change, our clients would be obliged to irmnedienty notify us of the changefs) and provide us with relevent documentation to verify these changes. ATM/Debit Service You agree that the retention or use a the ATM/Debit card constitutes acceptance of tha terms and conditions of the Cardholder Agreement contained in if* Terms and Conditions of Deposit Account,. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you win be required to enter into a separate Internet Banking Services Agreement with DBTCA before you ten access the MORO( Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below. you acknowledge receipt of DBTCA't Privacy Notice Included in the Application Package. Telephone, Facsimile or E-mail Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimee or e-mail regarding the above captioned et:coom(5) Idefineti herein as 'Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your awn. Absent the gross negligence or willful misconduct of DBTCA, you agree to indemnify and hold harmless DBTCA for arty cairns losses. expenses, costs or attorneys' fees resulting from DUCA'e erring upon such rnitrunarstond and uneuthoettad Vents Instructions. You underworld that DBTCA may, but shell riot be required to, seek verification of your verbal. facsimile or e-mail instructions by call back In case of doubt DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without Incurring any DBTCA Is under no obligation to execute your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your original signature. Non-U.S. Organizations: Confirmation of Tax and Compliance Responsibilites You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to h in any relevant jurisdictions that may arise n connection with assets. income or earnest ons in your accountliti and your business relationship with DBTCA. Furthermore, you confirm that the neessary information (to the best of your knowledge end capabilities) Is made available no kiss then annually to the relevant beneficial owner(s), set:bons), bensticiarnies), partneri!). etc., to enable hirNher/thern to fulfill any respective tax obitpotions that may arise for him/her/them in connection with your buoiness relationship with DBTCA. Please complete and attach asperse) W-8 or W-9 documentation as appliCablet Terme and Conditions end Representations By signing below, you eeknowiedge receipt at the Terms and Conditions for Debora: Account/retouched to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on the Aprilicetkm. You represent and warrant that al of the information provided by you on this Applicaticin is acnurato. The Terms and Conditions for Deposit Accoums ant strkject to change. 2 wmi34.571 I5124 072103 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001482 EFTA_00014956 EFTA00165740  Acceptance you updeatand that this app sublime by DEITCA. ( c:2-6, Authorized Signer — C Authorized vier lYsto ; wo. a —la. • • el CtIAL( 41 Lif - ...alar•••••, •-••••—*;.e.z.. Ilaillaat area - —4 21 G Deco — Aft'lltiarTft qz9.6"17ot qt./slay_ 0.04.4t 3 1%1413471 13124077113 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001483 EFTA_00014957 EFTA00165741