EFTA00235909.pdf

Message From: Shkreli, Juliana lubs.coml Sent: 2/25/2014 9:13:11 PM To: CC: Ramdeen, Vijai III MDubs.coml; Garcia, Camille ; Waldron, Chelsey Devon Subject: RE: MAXWELL - Account Documentation Great, we will send James at JP Morgan an email with the instructions. Thanks, Juliana From: Sent: Tuesday, February 25, 2014 3:41 PM To: Shkreli, Juliana Subject: Re: MAXWELL - Account Documentation Hi Juliana, We are all clear and ready for accounts to be transferred. Many thanks, From: Date: Tuesday, February 25, 2014 3:14 PM To: Cc: Subject: RE: MAXWELL - Account Documentation Hi Just checking in to see if you have any updates on whether or not there are any outstanding checks for the accounts. Thanks! Juliana From: Sent: Wednesday, February 19, 2014 1:33 PM To: Ramdeen, Vijai Cc: Shkreli, Juliana; Garcia, Camille; Waldron, Chelsey Devon Subject: Re: MAXWELL - Account Documentation Yes, Ghislaine is free from 3:30pm to 5pm today. Best, CONFIDENTIAL UBSTERFtAMAR00000180 EFTA00235909  From: Date: Wednesday, February 19, 2014 1:30 PM To: Cc: Subject: MAXWELL - Account Documentation We received the documents and continue to work on getting the account setup. Is Ms. Maxwell available later today to possibly do a call with Scott and Lyle? Thanks, Vijai Vital Ramdeen Authorized Officer Senior Wealth Strategy Associate UBS FinancialServices Inc. Private Wealth Management 299 Park Avenue. 25th Floor New York NY 10171 ve.v.v ubs cornprnrateneatthmanagernen( he informal cn set forth herein was obtained from sources which we believe to be reliable, but we do not guarantee its accuracy. Please refer to your trade confirmations, account statement and/or Form 1099 for actual trade and/or pricing information. Any profits or losses shown, or similar calculations, should be verified against the applicable source documents. Factors such as original issue discount and amortization of premiums may impact your tax considerations. Please consult your tax professional. Neither the information, nor any opinion expressed herein, constitutes a solicitation for the purchase or sale of any securities. Please be advised that this e-mail is not an official transaction confirmation. The official confirmation of this transaction will be sent to you via regular mail CONFIDENTIAL UBSTERRAMAR00000181 EFTA00235910