EFTA00024311.pdf

Signature Page Summary SSOCESVL0059 de 0355 698 1375 11/14/2018 Montpelier Trust Account Number and Description RMA Domestic - Trust RMA Domestic - Trust RMA Domestic - Trust Signature Requirement air Client Relationship Agreement MI Client Relationship Agreement Or Client Relationship Agreement Package ID: 0265007453 EFTA00024311 Intentionally Left Blank 8LOUPI/Il 9L£1. 889 5500 aP EFTA00024312 0 Client Information Montpelier Trust Trust Information Trust Type Name Jurisdiction Date Established Name of All Trustees Christine Yvonne Malina-Maxwell Jeffrey W. Roberts Scott Borgerson Name of All Grantors Ghislaine Maxwell Client Contact Information Irrevocable Trust Montpelier Trust US Trust 07/31/2018 Residential Address City, State, Zip Code Home Phone E-mail Address Net Worth Information ATTN: Nutter McClennen & Fish LLP Boston, MA 02210-2698 Annual Income Liquid Assets (cash and marketable securities) Net Worth (excluding primary residence) Federal Marginal Tax Rate You have indicated that you do not derive a substantial country outside of the United States. Investment Information Range from $200,000 - $499,999 Range from $10,000,000 AND ABOVE Range from $10,000,000 AND ABOVE 37% and above amount of your income / wealth (over 50%) from a Years you have held investment accounts Individual Stocks Equities Bonds Futures Options-Buy Options-Sell Knowledge of investments Percentage of total investable assets held at UBS Affiliations None None None None None None None None More than 80% Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. U.S. Federal law requires us ro obtain, yen* and record information that identifies each person or entity that opens an Account with us. When you open an Account, we w0I ask for your name, street address. dare of birth and a tax identification number such as a soda/ Security number. We may also ask to se a drivers cerise w other documents that whY allow us to identify you. Please review and verify al of the information that you provided ro us when you opened your Account. If you bare changes. corrections or adthrions, notify your Financial Advisor as soon as possible. if you share assets with another person, the net north figure here shows your portion o* based upon instructions you provided. InvestinentInformatirvi: This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. U09eWICIJUI ILIOD 3 3 EFTA00024313 O 0 Christine Yvonne Malina-Maxwell Personal Information Name Citizenship Gender Date of Birth Marital Status Client Contact Information Christine Yvonne Malina-Maxwell United States Female Married a- Residential Address City, State, Zip Code Home Phone E-mail Address Net Worth Information Dallas, TX 75206-4307 You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts Individual Stocks Equities Bonds Futures Options-Buy Options-Sell Knowledge of investments Percentage of total investable assets held at UBS Affiliations 7 None None None None None IN None You have indicated you have a good understanding of financial markets and market investments. None Affiliated with securities firms or bro You have indicated that you are not You have indicated that you are not You have indicated that you are not traded corporation. ker/dealer? No an employee of UBS AG, its subsidiary or affiliates. related to an employee of UBS AG, its subsidiary or affiliates. a control person (Policy-maker, director or 10% shareholder) of a publicly U.S. Federal law requires us fa obtain, venly and record information that identifies each person or entity rhar opens an Account with us. When you open an Account, we w0I ask for your name, street address. dare of birth and a tax identification number such as a Soda/ Security number. We may also ask to se a drivers &cerise w other documents that whY allow us to identify you. Please review and verify al of the information that you provided ro us when you opened your Account. If you bare changes corrections or adthrions notify your Financial Advisor as soon as possible. if you share assets with another person, the net north figure here shows your portion o* based upon instructions you provided. InvestinentInformatirvi: This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. U09eWICIJUI ILIOD 4 4 EFTA00024314 U09eWICIJUI ILIOD Jeffrey W. Roberts Personal Information Name Citizenship Gender Date of Birth Marital Status Client Contact Information Jeffrey W. Roberts United States Male Married Residential Address City, State, Zip Code Home Phone E-mail Address Net Worth Information Wenham, MA 01984-1464 You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts Individual Stocks Equities Bonds Futures Options-Buy Options-Sell Knowledge of investments 12 None None None None None None You have indicated you are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. U.S. Federal law requires us fa obtain, vent' and record information that identifies each person or entity rhar opens an Account with us. When you open an Account, we w0I ask for your name, street address. dare of birth and a tax identification number such as a Soda/ Security number. We may also ask to sea drivers cerise w other documents that whY allow us to identify you. Please review and verify al of the information that you provided ro us when you opened your Account. If you bare changes corrections or adthrions, notify your Financial Advisor as soon as possible. if you share assets with another person, the net north figure here shows your portion o* based upon instructions you provided. investinentInformatirvi: This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. 5 5 EFTA00024315 3 O Scott Borgerson Personal Information Name Citizenship Gender Date of Birth Marital Status Client Contact Information Scott Borgerson United States Male Single Residential Address City, State, Zip Code Home Phone E-mail Address Net Worth Information Boston, MA 02108-1433 You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts Individual Stocks Equities Bonds Futures Options-Buy Opt