EFTA00197856.pdf

Statements EFTA00197856  CLEARED THROUGH ITS YiHOU.Y 01WED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT BON. SOMAS SBOu•itkl Ca0 Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Cbetlevotech Cooler HORN StCCidel. NC* rex 11201.3859 STEARNS INSTITUTIONAL INTERESTS ACCOUNT EXECUTIVE CHERMAN.IRA STATEMENT PER100 December 1.2001 TELEPHONE THROUGH December 3t. 2001 VISIT OUR WEBSITE ono nearstearns.com ACCCUYT NUMBER What's In This Statement IIIIIIIIII1111111 II TAXPAYER NUMBER LAST STATEMENT November 30.200: Financial Summary 3 INSTITUTIONAL INTERESTS 4 FINANCIAL TRUST CO TTEE Your Portfolio Holdings ATTN JEANIE BRENNEN Transaction Detail 5 6100 RED HOOK QUARTER Fund Activity 5 SUITE B-3 Trades Not Yet Settled 6 ST THOMAS VI 00802 Your Messages 7 Your Portfolio at a Glance Market Value of Your Portfolio Important Message II any information regarding Cash 8 Eguvalent 535.401.742 2001interest. dividends. TOTAL VALUE OF SECURITIES THIS PEFUOD 72.600 $35.339.494 miscellaneous income. NET CREDIT BALANCE 599.295 gross proceeds or original Equities 1 972.600 issue discount is required MONEY MARKET FUND BALANCE 34,802.447 971.200 to be reported to the IRS for this account, a MO Current market value Consolidated Form 1099 NET EQUITY This PERIOD $35.474.342 Last statement's market value will be mailed to you by January 31.2002or 1042S NET EQUITY LAST STATEMENT 35,410.694 by March 15.2002. CHANGE SINCE LAST STATEMENT 63.648 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Piro mad oaf CIITOCCODO a rooroon% of &Cal or Mocks. owcauci as doltraoti to 1/...LOTOYani 10, elleclearesel wpm, ally t k ra liallded as a lit downed to Dom Somas of 800404-14211: a ono to Clom SONIC.. a Bow. Steam Saumos Des statemere allow pa retaned for your records Set reverse ode far irrpcclott rearms.= Coup.. One Mee/lab Cool., North. Swaim., NY 1'204859 027 [M020203:34 001 v519 EFTA00197857  CLEARED 1HRCO3H nS WHOLLY OWNED SUBSIDIARY 1308i. SOMAS Soowntlef COO Ono Llevotech Center Hann BreaIgn. Hew Vatic 11201.3859 INSTITUTIONAL INTERESTS 2 al 7 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 131.0102:08:34 001 V519 EFTA00197858  CLEARED THROUGH ITS ?RIMY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saee•ns SOC,rititi Cop. Bear. Steams 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Cc* Metselech Conte North Beccidon. New Volt 11201.3859 STEARNS INSTITUTIONAL INTERESTS 3 STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCOUNT NUMBER Cash Flow Analysis Income Summary TAXPAYER WESER DC REMO YEAR TO DATE THIS PERIOD LAST STATEMENT November 30.2001 Opening Balance $9,587,957.27 Dividends 50,909.62 565,744.58 Credit Balance Int. 9,387.90 54,951.02 Money Fund 50,909.62 Total $60,297.52 $620,695.60 Dividends/Interest 11,338.00 Margin Int Paid 0.00 -1,558.64 Amount Credited $62.247.62 Money Fund -9.050.909.62 Amount Debited 9-9.050.909.62 Portfolio Composition Net Cash Activity -8.988.662.00 Cashtash Equivalent 35.401.742 Equities 72.600 Closing Balance $599,295.27 Same dui vanity, cl cam tnp... &e nal inchx1"0 in Pe Total $35.474.342 20:110n Sur., Imnnitts a‘ ‘rill ... Jt'rif transsiNew am wed. .1(404t In Learn4a.x. DE41 Your Portfolio Allocation Cash Balance Summary CLOSING Cash 1,381,989.85 599,295.27 Margo 8,205,966.50 0.10 Short 0.92 -0.10 Net Cash Balance $9,587,957.27 $599.295.27 Cash 8 Equivalent- 99% Untoded morons denote oat Difence *nee 'Mo•1 inane vei‘Aiti The plecom ;event'', is clewed kern to obsol.te market rat), al >vv palkno 027 01,0102:0B:34 001 V519 EFTA00197859  CLEARED THROUGH ITS niCkLY CAM,E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns S0N, t4,1 Cory. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue Ore Momloch Contm North Brock/on. New Ye* 112013559 STEARNS New York New York 10179 INSTITUTIONAL INTERESTS 4 ci STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 Your Portfolio Holdings ACCCUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER WESER LAST STATEMENT Naomi:et 30.2001 MARXE7 ESTIMATED CURPINT DESCRPRON SYMBOLCUSIP QUANTITY PRICE VALUE ANNUAL INCOME YELD 1%) CASH BALANCE 599,295 DREYFUS CASH MANAGEMENT-CL A 34.802.447.11 1.0000 34.802,447 800.456 2.3000 INSTITUTIONAL SHARES EST, 30 DAY AVG VIEW 2,1000% TOTAL CASH & CASH EQUIVALENTS $35,401,742 $800.456 EQUITIES Equities & Options ACC! MARKET ESTEMTED CURRENT DESCRFRON VhiSOMSIP PPE DUANSTY PRICE VALUE ANIMAL INCOIAE YEW PH BANK PLUS CORP MI CASH 10.000 7.2600 72,600 Total Equities& Options $72.600 $0 TOTAL EQUITIES $72.600 SO YOUR TOTAL ESTIMATED ANNUAL INCOME $800.456 YOUR PRICED PORTFOLIOHOLDINGS $35.474.342 027 OID3.02:06:34 001 VSI9 EFTA00197860  CLEARED THROUGH ITS witem.Y CA1h.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirhs SOC,r44,1 Cory. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 0-41km:tech Cella NOM Beccidon. New Teitt 11201.3919 STEARNS INSTITUTIONAL INTERESTS 5 STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 Transaction Detail ACCOUNT NUMBER TAXPAYER PAIUMER MONEY FUND ACTIVITY LAST STATEMENT November 30.2001 DATE MODAY TRANS:410N DESCRIPTION SYMEWCUSIP oueerrny PRICE DEBIT AMOUNT CREDIT AMOUNT 12/01/01 OPENINGBALANCE 25,751,537.49 12/03/01 DIVIDEND paYrfilf&SMGEMENT-CA. A IME 50.909.62 MONTHLY DIVIDEND 12/03/01 REINVEST DREYFUS CASH MANAGEMENT-CA. A 50.909.62 50.909.62 INSTITUTIONAL SHARES DIVIDEND REINVESTED 12/31/01 BOUGHT DREYFUS CASH MANAGEMENT-CA. A INSTITUTIONAL SHARES INN 9.000.000 1.0000 9.000.000.00 12/31/01 CLOSINGBALANCE 34.802.447.11 TOTAL 59.050.909.62 $50.909.62 INTEREST DATE DESCRIPTION STMEICIAVSIP OVANTRY RATE I%I DENT AMOUNT CREDIT AMOUNT 12/21/01 INTEREST ON CREDIT BALANCE 1.2500 3,329.15 AT 1 1/4% 12/11 THRU 12/20 12/21/01 INTEREST ON CREDIT BALANCE 1.5000 6,058.75 AT 1 1/2% 11/19 THRU 12110 12/21/01 SHT ACCT FEE 11/21-122001 1,950.10 TOTAL $11,338.00 MISCELLANEOUS DATE MOAT TBANSACTCN DESCRIPTION DEBT AMOUNT CREPT ATICVNT 12/03/01 JOURNAL MARK TO MARKET 0.92 027 DI 03.02:06:34 001 VS19 EFTA00197861  CLEARED THROUGH ITS ?RIMY CAM•E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SON, M1 COrP Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New York New York 10179 OtoLlevelech Cella HMO Beccidon. New Yak 11201.3859 STEARNS INSTITUTIONAL INTERESTS 6 o STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 Transaction Detail (continued) ACCOUNT NUMBER TAXPAYER MASER MISCELLANEOUS (continued) LAST STATEMENT MOMS( 30.2001 DATE MaDAY TRANSACTCN DESCRIPTOR DEBIT AMOUNT CREW ATAOUNT 12/03/01 JOURNAL MARK TO MARKET SHORT POS 0.92 12/24/01 JOURNAL MARK TO MARKET 1.950.00 12/24/01 JOURNAL MARK TO MARKET SHORT P06 1,950.00 12/31/01 JOURNAL JOURNAL FROM TYPE 5 TO 1 0.10 12/31/01 JOURNAL JOURNAL FROM TYPE 2 TO 1 8,207,917.42 1781761"""'artingt JBuAfvALYIiZ5iTI'ilinto iitivei ANAL YOMANREI 0.10 i Mit] .K5MIAL FAAAg•YOMANREt tritgArPot 0.10 12/31/01 JOURNAL JOURNAL FROM TYPE 5 TO 1 0.10 TOTAL $-8.209.868.54 $8,209.868.54 Trades Executed Pending Settlement SETTLEMENT TRADE DATE DATE TRANSACTION DESORPTION ST1ABOUCUSIP DUMMY ercE DEW AMOUNT CREDIT AMOUNT 01/03/02 12/28/01 SOLD BANK PLUS CORP •10.000.00 7.1400 71.398.92 TOTAL $0.00 $71,398.92 The abet* WOODS et nee appear In any 011w sothow PI Mt Raiment 027 01,0102:0B:34 001 V519 EFTA00197862  CLEARED THROUGH ITS ?RIMY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beet Szeaws Sec.r.ter Core. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 CcoMetiotech Center North Beccidon. New Ye* 11201.3859 STEARNS INSTITUTIONAL INTERESTS 7 CI STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCCUNT NUMBER TAXPAYER AMBER Your messages LAST STATEMENT NOYER992, 30.2001 As part of the National Association of Securities Dealer's (NASD) Investor Education Program, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number (800) 289.9999 or via the intemet address which is wmv,nasdr,com, In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request, End of Statement 027 Ou03/02,08:34 001 V519 EFTA00197863  CLEARED THROUGH ITS WHOLLY 01WED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT seer. ROAMS SOOtribtf Ca0 Bear. Stearns 8. Co. Inc. BEAR 383 Madison Avenue New York, Nevi York 10179 hen Maratch Cooler North Elecck/on. Ne* rot 11201.3859 STEARNS INSTITUTIONAL INTERESTS STATEMENT PERQ0 October 27.2001 ACCOUNT EXECUTIVE ZI3HEHMAN.IRA TELEPHONE THROUGH November 30.2001 VISIT OUR WEBSITE omweiexeteares.com ACCOUNT NUMBER What's In This Statement 1111,111111111111 II TAXPAYER NUMBER LAST STATEMENT October 26.2001 Financial Summary 3 INSTITUTIONAL INTERESTS FINANCIAL TRUST CO TTEE Your Portfolio Holdings 4 ATTN JEANIE BRENNEN Transaction Detail 5 6100 RED HOOK QUARTER Fund Activity 6 SUITE B-3 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio Cash 8 Equvalent — 535.339.494 TOTAL VALUE OF SECURITIES THIS PEFUOD 71.200 $35.246.222 NET CREDIT 8AULiCE 9.587.957 $71 200 Egoles l ogratac MONEY MARKET FUND BALANCE 25.751.537 $9.205.875 : 6-9.135.175 Current market value NET EQUITY This PERIOD $35.410.694 IM Last statement's market value I=1 Short market value NET EQUITY LAST STATEMENT 35.316.922 CHANGE SINCE LAST STATEMENT 93.772 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Plo.va mood oaf Wham* a rooroctia of ctocks or mocks, ndicolod as doltraott to p5u. nes simnel it kw Wormarrel pawns ally It k not doomed lo Oeni SoMon of 800041428: a yet lo CNN Sank.. a Boot Steam Saunas Cap.. One lAoYokKB Coolly North. BrooN>n, NY. I i2obsese Sic Du INOrldod AS a Um outworn ORM be Wand for your recent Sn may S. for onocrlort rearms.= 027 1201.01:10:46 001 Y513 EFTA00197864  CLEARED THROUGH RS YiHMV 0"E0 SUBSIDIARY Beer. Szewee Secwititi GOO. Ce4 Meal:tech Cord 1100.11 acedCon. Hew Year 11201.3859 INSTITUTIONAL INTERESTS 2 PI STATEMENT BACKER IS PRINTED ON THIS PAGE 027 1201.'01:10:44 001 V513 EFTA00197865  CLEARED 1HRWGH ITS vniCkLY CMO.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Stearn Socv, hia Cap. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Ore Mevolech Contet North Beccidon. New Year 11201.3559 STEARNS INSTITUTIONAL INTERESTS 3 STATEMENT PERIOD 0C1009! 27.2001 THROUGH November 30.2001 ACCOUNT NUMBER Cash Flow Analysis Cash Balance Summary TAXPAYER KINSER THIS PERIOD C.ENN3 CLOSNO LAST STATEMENT °CMOS( 26.2001 Opening Balance $9,082.051.19 Cash 889.554.39 1,381,989.85 Money Fund 537.366.49 Margin -681,119.49 8,205,966.50 Funds Deposited 16,595.94 Shod 8,873,616.29 0.92 Dividends Interest 18186.86 Net Cash Balance $9,082,051.19 $9,587,957.27 Amount Credited $569,149.29 Money Fund -62.366.49 Dividends/Interest Charged -876.72 Income Summary TIC PERIOD YEAR TO DATE Amount Debited $-63.243.21 Dividends 63.053.99 514,834.96 Net Cash Activity 505.906.08 Credit Balance Int. 152.02 45,563.12 Closing Balance 39.587.957.27 Total $63,206.01 $560,398.08 Same deo tanslem c4 cash below scowl byes am not mcluded in the Margin Int. Paid 414.99 -1,558.64 Your Portfolio sedge. such Inmetero as well as details Iv as o'er Iransachceo Ins penod. Allocation appoot in TnanSaCIICO Dotal. Portfolio Composition Cash/Cash Equivalent 35,339,494 Equities 71,200 Total $35,410,694 Cash & Equivalent- 99% Unshaded potions denote Oat Dino, *nee !NH market yak!, Tho elocahm ;event'', is clewed learn IN 00191.te market rat), el >tn., pane» 027 1241(01:10:44 001 V513 EFTA00197866  CLEARED THROUGH ns vniotty CMNE0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns SON, t4,1 Cot.. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Cr.* IAevoIeca Cant et North Beano. New Ye* 11201.3359 STEARNS INSTITUTIONAL INTERESTS 4 c, STATEMENT PERIOD WOOD 27.2001 THROUGH Nosenter 30.2001 Your Portfolio Holdings ACCCUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER MAWR LAST STATEMENT WOW 26.2001 MONET ESTIMATED CURPENT DESCRCTION SrAIBCLCUSIP QUANTITY PRICE VALUE AANUAL INCOME YEW i%) CASH BALANCE 9,587,957 DREYFUS CASH MANAGEMENT-CL A 25,751,537.49 1.0000 25.751,537 721,043 2.8000 INSTITUTIONAL SHARES ESL 30 DAY AVG YIELD 2.3800% TOTAL CASH & CASH EQUIVALENTS $35.339.494 $721,043 EQUITIES Equities & Options ACC! TAARKET ESTMATEO CURRENT DESCRPRON SWECCCAJSIP PPE OUANBTY PRCE VALLE ANNUAL INCOIAE YEW I141 BANK PLUS CORP CASH 10.000 7.1200 71,200 Total Equities& Options $71,200 $0 TOTAL EQUITIES $71.200 SO YOUR TOTAL ESTIMATED ANNUAL INCOME $721,043 YOUR PRICED PORTFOLIOHOLDINGS $35.410.694 027 1201l01:10:46 001 VS13 EFTA00197867  CLEARED THRWGH ITS witekLY 0%M.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirhs S0C,r44,1 Cory. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Ore Metsclech Centec NOM Beccidon. New VC* 112013859 STEARNS INSTITUTIONAL INTERESTS 5 STATEMENT PERK* Date! 27.2001 THROUGH Nosenter 30.2001 Transaction Detail ACCOUNT NUMBER TAXPAYER AILIUSER INVESTMENT ACTIVITY LAST STATEMENT °Stet 26.2001 SETTLEMENT DATE 11/21/01 TMDE PATE TRANSACTION JOURNAL DESORPTION MEDTRONIC INC