EFTA01374949.pdf

Southern Financial LLC (account holds EUR 2.5mm face of COFP 4.407 08/06/19: MARKET POSITION F)( PRICE VALUE RATE POSITION TRADE DATE (POSITION (POSITION (TO VALUE QUANTITY DESCRIPTION CUSIP CCY) CCY) USDE) (USDE) TYPE CASINO, GUICHARD-PERRACHON SA ISIN OFR0011301480 4.407% 2,500,000.0000 08/06/19 REG DTD 08/03/12 N/C 99.6200 2,490.500 (X) 1.14070 2,840,91335 CORPORATE We executed a EURUSD forward (v/d 06 Aug 19) that is still on the books. MtM is $87k in favor of client, per latest valuation statement: <image004.jpg> Southern Financial LLC (account holds 100k shares of AAPL and some cash from dividends as collateral for OTC trades: MARKET POSITION PRICE VALUE FX RATE POSITION TRADE DATE (POSITION (POSITION (TO VALUE QUANTITY SYMBOL DESCRIPTION CUSIP CCY) CCY) USDE) (USDE) 100000.0000 AAPL APPLE INC COM 175.4600 I 1,546 CO) 00 1.00000 17.546 (xX) 00 INSURED DEPOSITS 73,091.3300 DADA PROGRAM ■ 1.0000 /3,1/91 3i 1.00000 /3.09133 Client would need to unwind the FX hedge, at which point we could consolidate the Southern Financial LLC assets (i.e. move assets from the collateral account to the main trading account). Regards. Davide <image001 gif> Davide Sferruza Associate Investments lt Trading Institutional Wealth Partners Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue. 24th Floor '. 1015 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069920 CONFIDENTIAL SDNY_GM_00216104 EFTA01374949