EFTA01421054.pdf

Subject: RE: Enhanced Ed wire [C] From: Vahe Stepanian Date: Fri, 04 Aug 2017 09:28:26 -0400 To: Richard Kahn c= > Cc: Liam Osullivan Bella Klein Stewart Oldfl!!!IIIIIIIIIIIIIIIIIIIIIIIII Classification: Confidential Our ops team questioned the instructions when received on Thurs 7/27 — those instructions were subsequently confirmed by your team. DB processed wire per those instructions on 7/28 and the funds were returned to DB acct on 8/1, which most likely posted to account on 8/2. The credit of funds back to the DB account noted "invalid account" — referring to the account to which DB was sending the funds. Thank you, Vahe From: Richard Kahn [mailto: Sent: Friday, August 04, 2017 9:22 AM To: Vahe Stepanian < Cc: Liam Osullivan • Bella Klein ; StewartOldfield< > Subject: Re: Enhanced Ed wire [C] out of office til 12pm please reply to my question thank you Richard Kahn EFTA01421054 HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On Aug 4, 2017, at 9:17 AM, Vahe Stepanian < > wrote: Classification: Confidential Just tried calling you to discuss — I'm available @ Thanks, Vahe From: Richard Kahn [mailto: ] EFTA01421055 Sent: Friday, August 04, 2017 9:16 AM To: Vahe Stepanian Cc: Liam Osullivan Bella Klein ; Stewart Oldfield < Subject: Re: Enhanced Ed wire [C] when was this wire rejected by ops team? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 EFTA01421056 On Aug 4, 2017, at 9:10 AM, Vahe Stepanian c > wrote: Classification: Confidential Rich - apologies for that, oversight on our end in terms of recognizing the wire was returned to the account. Worth noting here though that our ops team initially questioned the instructions, which were then confirmed. Will send along that email under separate cover. Regardless, please let us know the correct instructions and we will re-send ASAP. Best, Vahe From: Richard Kahn [mailto: Sent: Friday, August 04, 2017 8:14 AM To: Liam Osullivan Cc: Bella Klein a e Stepanian EFTA01421057  >; Stewart Oldfield ‹ > Subject: Re: Enhanced Ed wire [C] this wire was sent last friday why are we just finding out about this now when asking? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 EFTA01421058 On Aug 4, 2017, at 8:03 AM, Liam Osullivan wrote: Classification: Confidential Bella, The wire was returned. The reason given was Invalid Account. Can you please check with the recipient to confirm their instructions? We apologize for not catching this earlier. Thank you, Liam EFTA01421059 From: Bella Klein [mailto: Sent: Friday, August 04, 2017 7:25 AM To: Vahe Stepanian Cc: Liam Osullivan Richard Kahn Subject: Re: Enhanced Ed wire [C] Vahe, The recipient did not receive wire, please help with fed reference Thank you, Bella Tel: On Jul 28, 2017, at 6:21 PM, Vahe Stepanian e > wrote: EFTA01421060 Thx Liam Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. Mobil Email Original Message From: Bella Klein [ Sent: Friday, July 28, 2017 06:17 PM Eastern Standard Time To: Liam Osullivan Cc: Vahe Stepanian; Darren Indyke; Richard Kahn Subject: Re: Enhanced Ed wire [C] Thank you! Thank you, Bella On Jul 28, 2017, at 5:57 PM, Liam Osullivan wrote: EFTA01421061 Classification: Confidential Bella, The transfer has been processed. There is no fed reference generated for the wire due to the fact the intermediary U.S. Bank (Bank of New York Mellon) is also the processing Bank Thank you, Liam From: Bella Klein [mailto: EFTA01421062 Sent: Friday, July 28, 2017 10:09 AM To: Vahe Stepanian Cc: Darren Indy Liam Osullivan Subject: Re: En Vahe Please email fed reference when available Thank you, Bella Tel: On Jul 28, 2017, at 9:14 AM, Vahe Stepanian a wrote: Classification: Confidential EFTA01421063 Ok — we'll proceed per the below confirmation. Thanks Bella. From: Bella Klein [mailto: Sent: Thursday, July 27, 2017 7:28 PM To: Vahe Stepanian Subject: Re: Enhanced Ed wire [C] This is International wire in USD. IBAN and Swift code should work. I always send wires in this format from DB checking account Thank you, Bella EFTA01421064 On Jul 27, 2017, at 5:32 PM, Vahe Stepanian e > wrote: Classification: Confidential Bella — following up per guidance from our ops folks. Can you please confirm these are USD instructions? If so, there seems to be a US corresponding bank missing. Please let us know so we can confirm with Darren. Best, Vahe From: Darren Indyke [mailto: Sent: Thursday, July 27, 2017 5:13 PM To: Vahe Stepanian Cc: Bella Klein ; Richard Kahn EFTA01421065  >; Liam Osullivan Subject: RE: Enhanced Ed wire [C] Call me on my cell Sent from my Verizon 4G LTE Droid On Jul 27, 2017 4:52 PM, Vahe Stepanian c > wrote: Classification: Confidential Received Bella. I will call Darren to confirm and we will process in the morning. EFTA01421066 From: Bella Klein [mailto: Sent: Thursday, July 27, 2017 4:32 PM To: Vahe Stepanian < Cc: Darren Indyke >; Richard Kahn cc > Subject: Enhanced Ed wire Vahe, Please process the attached wire Thank you, Bella Tel: This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01421067 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. EFTA01421068 Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01421069 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01421070