EFTA01106675.pdf

Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos. Notes Conrad Undated Nondisclosure Agreement Prospective Investor Banyon Income Fund PRODD Blank Vol. 6 1.3 Conrad 6/3/09 Wire - $8 million Banyon Income Kretschmar PRODD 4 Vol. 6 Conrad 6/3/09 — Banyon Income Fund, LP — ? Banyon PRODD 5 Investment receipt & Vol. 6 9/30/09 Dean Kretschmar Investment confirmation - $8 million. Schedule Conrad 4/30/09 Banyon Income Fund Private Dean Kretschmar Banyon Income Fund PRODD Confidential Offering Vol. 6 Placement Memorandum #1016. 6-58 Memorandum Conrad Undated Subscription Agreement Blank Banyon Income Fund PRODD Appendix B to PPM Vol. 6 59-81 Conrad 4/30/09 Limited Partnership Agreement Limited Partner Banyon Income Fund PRODD Appendix C to PPM Vol. 6 82-118 Conrad Undated Nondisclosure Agreement Prospective Investor Banyon Income Fund PRODD Blank Vol. 6 119-121 Conrad 10/23/09 E-mail re Help Al, Kretsc Rothstein PRODD Money promised to client Vol. 6 122.126; has not appeared, 8m now 135.138; and 16m afterwards. Need the money to avoid a disaster of monumental proportions. At the cusp of losing the entire Epstein case to other lawyers. Client feels he has lied to her. She is ready to go the FL Bar. Kretsc advises Rothstein that AJ isn't getting his emails and Rothstein replies "its all the heroin". Conrad 10/23/09 E-mail re Help Rothstein Kretsc PRODD "Unless we don't get the Vol. 6 127.131 money — I'll be on the prop w the anchor around my neck." Scott replies "with me right next to you." Conrad 10/23/09 E-mail re Help Kretsc Rothstein PRODD Duplicate of 122-126 — Vol. 6 132.134 plus "are you going to your parents party tonight." Conrad 10/22/09 E-mail re Help AJ, Chris, Kretschmar, Rothstein PRODD "- Sh-t just hit the fan. Vol. 6 139 EFTA01106675  Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category I Date I Description To From Bates Nos. 1 Notes Ritchie Client threatened to fire me. She thinks I'm lying about the funding and I can't blame her — can end up losing all the clients — it will literally destroy me and my reputation -." Conrad 10/22/09 E-mail re Show Me The Money AJ, Podaras, Kretsc Rothstein PRODD "- $5m must be here before Vol. 6 140-143; Ipm — this is our last shot 144.145; with this client — I will lose all credibility after that." AJ responds he is working on it and understands everything is at stake. Rothstein responds "if I burn this client I can end up losing all my clients in the Epstein case." Conrad 10/20/09 E-mail re Help AJ, Podaras, Preve, Kretsc Rothstein PRODD No money for client — she Vol. 6 146-155 is in freak mode — needs to raise wires. AJ responds suggesting involving Texas Group; Rothstein responds Texas Group is long out of it. Conrad 10/20/09 E-mail re Help Podaras, Kretsc, AJ, Preve Rothstein PRODD Gave $3m from Related Vol. 6 156-164 Group to client. Where is balance of $18m? Conrad 10/20/09 E-mail re Help Rothstein, Podaras, AJ, Kretsc PRODD Working with Thane and Vol. 6 Preve 165.171 Iroquis to see what they can lend for the deal. Will ask Doug if he can cover any of balance. Rothstein responds: Thanks pal, keep me posted. Conrad 10/20/09 E-mail re Help Rothstein, Podaras, Preve, AJ PRODD $18m is on its way, being Vol. 6 Kretsc 172.177 raised Second 18m should come from Texas Group. Rothstein responds: "no 2 EFTA01106676  Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos. I Notes worries — you are my star — proud to be your partner. Conrad 10/20/09 E-mail re Help AJ, Podaras, Preve, Kretsc Rothstein PRODD Can't do what we can't do Vol. 6 178.181 [re raising funds]. Sees no way to raise the funds. Will deal with the clients. Conrad 10/20/09 E-mail re Help AJ, Podaras, Preve, Kretsc Rothstein PRODD No money for client — she Vol. 6 182-183 is in freak mode — needs to raise wires. Conrad 10/20/09 E-mail re Wires AJ, Podaras, Preve, Kretsc Rothstein PRODD $4m and Sim wires not Vol. 6 184.187 received. Client expecting balance of first 18m today and then to start second 18m for second kid. Conrad 10/20/09 E-mail re Wires AJ, Podaras, Preve, Kretsc Rothstein PRODD Almost Noon and no wires. Vol. 6 188.189 Client will be here at Noon. Send up a flare. Conrad 10/19/09 E-mail re The Client AJ, Preve, VonAllmen, Rothstein PRODD Must have balance of 18m Vol. 6 Kretsc 190-191 for client by tomorrow. has pushed client as far as he can. Stands to lose a lot of clients that are counting on us to fund their project. Must live up to our word. Not doing so will be a disaster for us. Conrad 10/19/09 E-mail re Update AJ, Kretsc; Preve Rothstein PRODD Told client (Mom) of two Vol. 6 192-193 clients will have funds today and balance tomorrow. Client okay but getting psychotic. Conrad 10/16/09 E-mail re Update AJ, Preve, Kretsc Rothstein PRODD Not received any wires. Vol 6 194.196; Close to losing this 197.198 plaintiff, her other daughter and many other plaintiffs. AJ responds $3.5m went out in AM, waiting on $4m from Ross and Perez and two Sims. Rothstein 3 EFTA01106677  Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes responds it is an issue that not a single penny has been received. Conrad 10/16/09 E-mail re Wires AJ, VonAllmen, Kretsc, Rothstein PRODD Needs status of $18m for Vol. 6 Preve 199-201 today. having very rough time with client and mom. Conrad 10/15/09 E-mail re Client Control AJ, VonAllmen; Chris, Rothstein PRODD Just met with group of Vol. 6 Kretsc 202 clients. Our failure to fund has spread through client group. They are afraid of the defendant and have put their faith in us We must fund or the floodgates will open. Conrad 10/15/09 E-mail re From TD Bank AJ, Kretsc, Podaras, Chris Rothstein PRODD Attached TD Bank locking Vol. 6 203.207 letter re funds in RRA-D3 accountflay only be distributed on Rothstein's or Rosenfeldt's instructions to D3 Capital Club, LLC. Conrad 10/14/09 E-mail re New Account Preve Spinosa, Yes Bank PRODD Account that needs to Vol 6 208.210 appear in lock letter — needs new trust account number and exact corporate name. Conrad 10/14/09 E-mail re From ScanFront 220 Preve, AJ, Kretsc Rothstein PRODD Last 4 wire does to VOL 6 211.212 Conrad 10/14/09 E-mail re Update AJ, Kretsc, VonAllmen; Rothstein PRODD Reviewed everything. VOL 6 Preve 213.214 Needs account information for newest account. How much of $18m can we fund tomorrow? Conrad 10/14/09 E-mail re Update AJ, Kretsc, VonAllmen Rothstein PRODD Second part of new sex Vol. 6 215.216 harassment case. promised Clockwork exclusive on all deals. Second part is your if you want it. Wants to offer second part to his 4 EFTA01106678  Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos. I Notes Texas Group. Is a man of his word. Conrad 10/14/09 E-mail re Update AJ, Kretsc, VonAllmen Rothstein PRODD Just finished conference Vol. 6 217 with sex harassment client's mom. All good to go. Fund $18m tomorrow. Okay to fund second $18m over three days. Conrad 10/13/09 E-mail re Update on Sex AJ, Kretsc, VonAllmen Rothstein PRODD Per mother of client, we Vol. 6 Harassment Settlements 218.219 need $36m to take out both settlements. Conrad 10/13/09 E-mail re Update AJ, Kretsc, VonAllmen Rothstein PRODD Sex harassment client's Vol. 6 220-221 mom is on razor's edge mentally. We must fund $18m as promised. As to younger sister's deal, she is willing to give up $2m to get out of town — she's hysterical. These deals do not come along every day. Conrad 9/30/09 Letter re Account Spinosa Rothstein PRODD Irrevocable instruction that Vol. 6 RRA-BUSVI 222.223 funds in the account may only be distributed per his or Rosenfeldt's instruction to Banyan c/o Razorback Funding. Conrad Redacted RRA Authority to Represent — Redacted RRA PRODD Redacted. Vol. 6 Contract of Employment 224.227 Conrad Redacted Letter re case No. RRA S117 Redacted Rothstein PRODD Assignment of settlement — Vol. 6 228 received $1.4 million as payment in full — holding in trust. Conrad Undated Acknowledgment of Redacted Rothstein PRODD Case No. RRA-S117 - Vol. 6 AssignmenVPurchase of 229-232 $800,000.00. Settlement Proceeds Conrad 8/7/09 Sale and Transfer Agreement Redacted RRA PRODD Redacted. Case No. RRA- Vol. 6 (Redacted) 233.240; SI17. 241.248; Conrad 8/77/09 Confidential Settlement Redacted RRA PRODD Redacted. Case No. RRA- 5 EFTA01106679  Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos —.—I Notes Vol. 6 Agreement and General Release 249-258 S117. (Redacted) Conrad 7/29/09 Sublease Agreement Clockwork Capital LLC RBC Capital Markets PRODD Unsigned blank. Vol. 6 Corp. 259-273 Conrad 10/28/09 Limited Liability Company PRODD VOL 6 Operating Agreement of D3 274.305; Capital Club, LLC.' 804.835; Conrad Undated D3 Capital Club, LLC PRODD Vol. 6 Subscription Agreement and 306-344 Investor Questionnaire. Conrad 10/71/09 Securities Purchase Agreement PRODD Blank Vol. 6 by D3 Capital Club I, LLC and 345.363; The Purchaser of Class A 364.382; membership Interests Identified on the Signature Pages Hereto. Conrad 10/20/09 Request for Taxpayer ID # and PRODD VOL 6 Signature pages of Related PR, 383.386 Inc. Conrad Undated Bios of Clockwork Capital PRODD VonAllmen, AJ Discala, Vol. 6 Advisors management, Support 387.403 Podaras, etc. and Third Party Partners Conrad 9/18/09 Dsquared Holdings, LLC PRODD VOL 6 Limited Liability Company 404.567 Operating Agreement Conrad 10/71/09 Security Agreement Mercata Justa, LLC Dean Kretschmar PRODD Blank — Loan Agreement. Vol. 6 568.590 Conrad 10/22/09 Securities Purchase Agreement Mercata Justa, LLC D3 Capital Club, LLC. PRODD Blank - Unsigned Vol. 6 591.608 Conrad 10/77/09 Presentation by/of D3 Capital Investors D3 Capital Club, LLC. PRODD Purpose is to establish a Vol. 6 Club 609-623; limited partnership "Fund" 624.638; to invest in highly confidential structured settlements. Conrad 10/??/09 Securities Purchase Agreement Purchasers D3 Capital Club, LLC. PRODD Blank — Unsigned. Vol. 6 639-729 Conrad Undated Summary of Terms for a Investors D3 Capital Club, LLC. PRODD Vol. 6 Proposed Preferred Equity 730-736; Investment in D3 Capital Club, 795.803; LLC. 6 EFTA01106680  Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date 1 Description To From Bates Nos. Notes Conrad 10/77/09 Securities Purchase Agreement Purchasers D3 Capital Club, LLC. PRODD Blank — Unsigned. Vol. 6 737.755 Conrad Undated Subscription Agreement and Investors D3 Capital Club, LLC. PRODD Vol. 6 Investor Questionnaire 756-794 Conrad 9/8/09 — E-mail string re terms of the LOI Al, Fischer, Kretsc, Ravin, Al, Fischer, Kretsc, PRODD Vol. 6 10/2/09 brb, Mazzeo, Podaras Rovin, brb, Mazzeo, 836-842 Podaras Conrad 10/9/09 - 280-page string of small font All All PRODD When done with index, Vol. 6 10/13/09 e-mails encompassing myriad of 843.1121 ask counsel if they want topics partly relevant to the this set indexed e-mail by issues in this case e-mail — not done now due to time issue to get all indices done - JGA. Conrad 10/2/09 - E-mail string re Money is in Preve, Al; Rothstein Podaras PRODD Vol. 6 11/10/09 your account — wires sent and 1122-1127 received into RRA trust account. Conrad Undated Bios — Management Support & PRODD Douglas Von Allmen, AJ Vol. 6 Third Party Partners 1128-1133 Discala, Christopher Podaras, Alan Kerschner, Jim Parrish, Dean Kretschmar, David Von Allmen, Robert Maze°, Michael Legamaro, et al. Conrad 9/11/09 — E-mail string re trustees of the Von Allmens Von Allmens PRODD David gives himself title Vol. 6 12/11/09 kids trusts — questions and 1134-1141 name of VP of Marketing comments and Investor Relations. Barry states he put Banyon into the fund business and that there is a personal guaranty by Levin. Conrad 10/20/09 — E-mail string re Dean meeting Kretsc Rothstein PRODD Starts with RRA letter to Vol. 6 10/22/09 with investors and Rothstein 1142-1146 RD Bank, Spinosa, re telling him to drink and take locking account. their wallets and run. Conrad 10/15/09 — E-mail string re From TD Bank Al, Kretsc, Podaras Rothstein PRODD Spinosa's letter. Vol. 6 10/20/09 - letter locking new account 1147-1154 Conrad 11/10/09 — 16-page e-mail string re Who put Podaras, Al VonAllmen, Al, Podaras PRODD Discusses various people Vol. 6 11/21/09 the last 4m in D3? Kretsc 1155-1170 and their investment amounts. 7 EFTA01106681  Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Conrad 11/19/09 E-mail re Taxes VonAllmens, Kretsc Dow Accounting Services PRODD Filing returns, amending Vol. 6 1171-1172 them, carryback claims. Conrad 10/2/09 — E-mail re Help Podaras; Rothstein Preve PRODD Wires needed but not Vol. 6 10/3/09 1173-1177 received. frank suggests Chris sign up for Treasury Direct in order the expedite this process next time. Conrad 10/14/09 E-mail re [blank] Dean Jim Parrish PRODD Documents needed to Vol. 6 1178-1179 complete his $400k investment into Razorback. Conrad 10/15/09 E-mail re [blank] AJ, Kretsc, Chris PRODD As discussed, attached is VOL 6 1180-1181 the Operating Agreement for D3 Capital Club. Conrad 10/1/09 — II -page e-mail string re [blank] Preve, AJ, Podaras, Mazzeo PRODD Attached draft Loan Vol. 6 10/5/09 VonAllmen, et al. 1182-1192 Agreement — Clockwork has not reviewed the draft yet. Flow Charts, Summary of Terms, Conrad 10/3/09 - I3-page e-mail string re Update, AJ, Kretsc, VonAllmen Rothstein PRODD Second part of new sex Vol. 6 10/14/09 Final Loan Documents. 1193-1205 harassment case. Promised Clockwork exclusive but wants to give it to the Texas Group. Is a man of his word. Failure to fund news is spreading through clients. Needs to fund as promised. Conrad 8/26/09 E-mail re Clockwork Cap Mgt AJ, Antolik, Dean, Michael Jim Parrish PRODD Projected I" year revenues Vol. 6 Fees Christ, Fisher 1206-1209 for Management Company — charts attached. Conrad 9/26/09 E-mail re Clockwork Documents Abbe, Rapetti, Fisher, Dean, PRODD Information sent at request Vol. 6 for your Review Podaras, Kraftatty, Peters 1210-1211 of A.T. 29 settlements total $40,600,000 purchase price with face value of $66,700,000. Questions answered by Frank and Scott. Conrad 9/23/09 Clockwork Capital Advisors, ? Clockwork PRODD Mostly unintelligible pages Vol. 6 1212-1480 8 EFTA01106682  Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category I Date I Description To From Bates Nos. Notes LLC formed to raise funds to finance acquisition of confidential structured legal settlements — Details equity distribution to Clockwork as D- Squared 60%, Parrish 10%, Podaras 10%, Fisher 4% and Treasury 1%. Conrad 10/9/09 E-mail re Clockwork NDA Form dbelfie; AJ, Dean PRODD Vol. 6 1481 Conrad 8/27/09 E-mail re Clockwork Summary Rovin, AJ, Fisher, Jim, Antolik PRODD AJ asked him to send the Vol. 6 Term Sheet Dean, Christ 1482 summary term sheet. Conrad 10/7/09 E-mail re D3 Presentation Cover AJ, Dean, VonAllmen; PRODD VOL 6 II Friedland 14831484 Conrad 10/2/09 E-mail re [blank] Dean, Al Fisher PRODD Terms for funding— if Vol. 6 1485 agreed, will fund $3m this am. Conrad 10/5/09 E-mail re [blank] AJ, Dean AJ PRODD Wants meeting with Mr. V. Vol. 6 1486 Conrad 10/10/09 E-mail re [blank] AJ PRODD Send Clockwork Vol. 6 Lou, Dean 1487 presentation to Mr. V. Conrad 10/10/09 E-mail re [blank] Rothstein; VonAllmen, AJ PRODD Need to look at office Vol. 6 Podaras, Preve, Dean 1488 space. Need 90-day capital need visibility chart. Conrad 10/11/09 E-mail re [blank] VonAllmen; Dean AJ PRODD Structure next 3 Vol. 6 1489; transactions the same so 2242; the can do a rollin close. Conrad 10/5/09 E-mail re [blank] AJ PRODD Fonvard pdf of binder to Vol. 6 cc: rabbe, mazzeo, jackson, 1490 all cc's. craftatty, podaras, liz, dean Conrad 10/7/09 E-mail re [blank] VonAllmen; Rothstein, Al PRODD Mr. V to join a phone call Vol. 6 Podaras 1491 with Ted's people. Conrad 10/8/09 E-mail re [blank] Dean M PRODD Commerce Bank for credit Vol. 6