EFTA00616992.pdf

BLACK FAMILY GROUP LOOK THROUGH - ALL ENTITIES GLOBAL BALANCE SHEET Apr 30, 2014 Assets NOTE CASH U.S. TRUST 97.907.293 JP MORGAN 30.393.126 128300,419 AOG RELATED BRH HOLDINGS. LP (APO) - $27.13 2.515.688.014 RECEIVABLE FROM APOLLO AFFILIATE 347.514.472 2.863.202.486 FINANCIAL INVESTMENTS MARKETABLE SECURITIES 11.366.001 APOLLO RELATED INVESTMENTS 170.517.825 OTHER PRIVATE EQUITY) DEBT & RESTRICTED STOCK 153.590.522 INVESTMENT PARTNERSHIPS 107.867.830 443.3421 78 FINE ART AND TANGIBLE INVESTMENTS ART - FINE (1) 2.198.117.147 ART - BRONZES - CHINESE 330.474.000 ART - RARE BOOKS & MANUSCRIPTS 76.483.850 JEWELRY 46.622.879 ART - BRONZES - SOUTHEAST ASIA 23.850.000 2,675547,876 REAL ESTATE RESIDENCE - 730/ 715/ 766 MEADOW LANE. SH 58.300.000 RESIDENCE - 190/200 NARROWS. BEDFORD 30.000.000 RESIDENCE - 760 PARK AVE. NYC 29.000.000 RESIDENCE - FL CONDO 16.500.000 REFUNDABLE DEPOSIT - UK 4.229.000 RESIDENCE - 101 WARREN STREET. NYC 3.500.000 RESIDENCE - PARADISE VALLEY. AZ 2.000.000 RESIDENCE - 750 PARK AVE. NYC 1.000.000 144,529,000 PLANE, BOAT, AUTOS AVIONETA HOLDINGS LLC (PLANE ) 22.100.000 BJAV MARINE LTD. (STARFIRE) 26.000.000 AUTOMOBILES (2) 404.197 48.504,197 TANGIBLE PERSONAL PROPERTY HOUSEHOLD PROPERTY (3) 23.124.425 OTHER PERSONAL ITEMS (4) 536.000 21660,425 OTHER ASSETS LIFE INSURANCE - CSV (5) 18.901.825 HERITAGE PAYMENT RECEIVABLE 2.476.944 DRB PRODUCTIONS. INC. (6) 1.580.007 22.958.776 TOTAL ASSETS 6,350,045,357 LIABILITIES LOAN PAYABLE-BOFA (ART) (7) (470.000.000) LOAN PAYABLE-BOFA (AVIONETA) (8) (22.100.000) LOAN PAYABLE-BOFA (BJAV) (9) (17.896.667) BALANCE PAYABLE -FL CONDO (8.250.000) ACCOUNTS PAYABLE (136.821) (518,383.488) TOTAL LIABILITIES (518,383,488) NET WORTH 5 831 661 869 COMMITMENTS - CHARITABLE (10) 28.429.428 COMMITMENTS - PRIVATE EQUITY FUNDS (11) 98,206244 EFTA00616992 BLACK FAMILY GROUP ENTITY LOOK THRU INVESTMENT DETAIL Apr 30. 2014 FINANCIAL INVESTMENTS MARKETABLE SECURITIES VECTOR GROUP LTD 4,125.591 Closing price UNITED RENTALS INC 1,827,152 Closing price KROGER CO 1,044,371 Closing price US TREASURY NOTE 0.25% 9/30/14 900,940 Closing price REPUBLIC SERVICES INC. 795.069 Closing price WYNDHAM WORLDWIDE CORP 699.042 Closing price UNITED TECHNOLOGIES CORP 473.320 Closing price REGIS CORPORATION 417,221 Closing price AVIS BUDGET GROUP INC 257,691 Closing price BP PLC SPONSERED ADR 254.720 Closing price LADENBURG THALMANN FINL SVCS 106.895 Closing price INTERNATIONAL BUSINESS 62.870 Closing price SYMANTEC CORPORATION 61.043 Closing price PHH CORP 58.237 Closing price ALCATEL-LUCENT 37.877 Closing price EXXON MOBIL CORP 32.771 Closing price IMAX CORP 31,558 Closing price HERSHEY COMPANY 30,797 Closing price WALT DISNEY CO 28.562 Closing price BOEING CO 20$43 Closing price PHILIP MORRIS INTERNATIONAL 20503 Closing price COCA COLA COMPANY 19.579 Closing price MICROSEMI CORP 15.406 Closing price TWENTY FIRST CENTURY FOX CL B 10,022 Closing price ALTRIA GROUP INC. 9.626 Closing price TWENTY FIRST CENTURY FOX CL A 6.404 Closing price MONDELEZ INTERNATIONAL INC 5547 Closing price SOLIGENIX INC 4,792 Closing price KRAFT FOODS GROUP INC 3,070 Closing price MAGMETEK INC. 1,713 Closing price NEW CORPORATION CL B 1,323 Closing price NEW CORPORATION CL A 851 Closing price AFP IMAGING CORP 486 Closing price CELL THERAPEUTICS INC 9 Closing price SIRIUS - OPTIONS 0 Closing price TOTAL MARKETABLE SECURITIES 11 366,001 APOLLO RELATED INVESTMENTS APOLLO - APOLLO VIF CO-INVESTORS LLC 8,107.624 4/30/14 Capital Account a/. cash APOLLO - APOLLO SOMA CO-INVESTORS LLC 3.086.474 4/30/14 Capital Account a/. cash SUBTOTAL HEDGE FUNDS Th 319 AP ALTERNATIVE ASSETS LP (MAAS) - $33 75 23,171,502 Oozing price APOLLO - APOLLO INVESTMENT CORP (AINV) - $7.99 10,607,365 Closing price SUBTOTAL PUBLIC 33,778.867 APOLLO - APOLLO CREDIT OPP. I LP 41,730,603 3/31/14 Capital Account a/. cash APOLLO - APOLLO CO-INVESTORS VI (A) LLC 36,908.179 3/31/14 Capital Account a/. cash APOLLO .FCI CO-INVESTORS I (A) 19,215.867 3/31/14 Capital Account a/-cash APOLLO .FCI CO-INVESTORS 11(A) 12,040,975 3/31/14 Capital Account a/-cash ATHENE HOLDING LTD 10,400,000 Initial funding APOLLO - APOLLO CO-INVESTORS V, LLC 4,053.508 3/31/14 Capital Account a/-cash APOLLO - APOLLO ADVISORS II 706.214 2012 K-1 (Tax) a/. cash APOLLO - APOLLO CO-INVESTORS IV, LLC 469,040 3/31/14 Capital Account +/-cash APOLLO - APOLLO ADVISORS LP 10,579 2012 K-1 (Tax) a/. cash APOLLO - APOLLO INVESTMENT FUND 9,670 Financial Statements 12/31/13 APOLLO -APOLLO INVESTMENT FUND 225 Financial Statements 12/31/13 APOLLO - AIF II 0 Zero net assets per 2013 F/S SUBTOTAL OTHER INVESTMENT/ PE FUNDS 125.544.860 TOTAL APOLLO RELATED INVESTMENTS 170.517.825 EFTA00616993 BLACK FAMILY GROUP ENTITY LOOK THRU INVESTMENT DETAIL Apr 30. 2014 FINANCIAL INVESTMENTS OTHER PRIVATE EQUITY(DEBT & RESTRICTED STOCK PRIVATE EQUITY - NON APOLLO SUSTAINABLE WOODLANDS FUND II 19.054,697 3/31/14 Capital Account ♦1- cash HAO CAPITAL FUND LP 3.141,428 12/31/13 Capital Account ♦1- cash QUADRANGLE (OFFSHORE) CAPITAL PARTNERS II 1.269,752 12/31/13 Capital Account +1- cash QUADRANGLE CAPITAL PARTNERS II 968,064 12/31/13 Capital Account +1- cash QUADRANGLE (AIV) CAPITAL PARTNERS II 468,635 12/31/13 Capital Account +1- cash QUADRANGLE (AIV2) CAP PARTNERS II 76,959 12/31/13 Capital Account ♦1- cash WOLFENSOHN CAPITAL PARTNERS LP 2.069,751 3/31/14 Capital Account ♦1- cash WCP AIV. LP 7 3/31/14 Capital Account ♦1- cash SEARCHLIGHT CAPITAL LP 801,115 3/31/14 Capital Account ♦1- cash SEARCHLIGHT CAPITAL AIV I LP 170,251 3/31/14 Capital Account ♦1- cash QUADRANGLE CAPITAL PARTNERS 322,317 12/31/13 Capital Account ♦1- cash QUADRANGLE (OFFSHORE) CAPITAL PARTNERS 154.673 12/31/13 Capital Account ♦1- cash QUADRANGLE (ACCESS) CAPITAL PARTNERS 187.068 12/31/13 Capital Account ♦1- cash TENFORE HOLDINGS FUND I LP 482.232 3/31/14 Capital Account ♦1- cash SUBTOTAL PE FUNDS 29.166,949 KNOWLEDGE UNIVERSE EDUCATION. LP 33.770,566 2012 K-1 (Tax) a/. cash ICRETE LLC 1.500,726 2013 K-1 •/-cash 976 MADISON RESTAURANT LLC 250,000 Cost of Funding RALLY LABS LLC 188,015 2013 K-1 •/-cash EXCELSIOR CO-INVEST ADVISORS 48,931 2012 K-1 •/-cash 107 PORTFOLIO LP 0 2012 K-1 (Tax) +/- cash • HAMLET HOLDINGS LLC 0 2012 K-1 (Tax) a/-cash • M-RELATED LLC 0 2012 K-1(Tax) a/-cash • RESTAURANT ADVISORS LLC 0 2012 K-1(Tax) a/-cash • SUBTOTAL OTHER PE 35.758.238 SUBTOTAL 64.925.187 PRIVATE EQUITY - FORMER APOLLO AP CAPITAL PROP CO 913.654 2012 K-1 (Tax) a/. cash APOLLO INTL RE ADVISORS LP 870,225 2012 K-1 •/-cash APOLLO POLAND RE ADVISORS LLC 770,740 2012 K-1 •/-cash AREIF V CO-INVESTORS LLC 731,330 2012 K-1 •/-cash AREIF IV CO-INVESTORS 616,713 2012 K-1 •/-cash APOLLO INTL RE CO-INVESTORS LLC 311,887 2012 K-1 •/-cash APOLLO RE ADVISORS IV 57,942 2012 K-1 •/-cash APOLLO RE MEZZANINE ADVISORS 54,619 2012 K-1 •/-cash AREIF III CO-INVESTORS 51,074 2012 K-1 •/-cash APOLLO RE ADVISORS III 34,331 2012 K-1 •/-cash AREMF CO-INVESTORS LLC 27,669 2012 K-1 (Tax) a/. cash AREIF III TRANSFER MEMBERS LLC 1,479 2012 K-1 •/-cash APOLLO CORP EU II CO-INVESTORS 0 2012 K-1 (Tax) *cash • APOLLO RE INVESTMENT FUND 0 2012 K-1 (Tax) a/-cash • APOLLO RE CAP PARTNERS 0 2012 K-1 (Tax) a/-cash • APOLLO RE ADVISORS LP 0 2012 K-1 (Tax) a/-cash • APOLLO RE CAPITAL INC. 0 No capital section on k-1 APOLLO RE MANAGEMENT INC. 0 No capital section on k-1 SUBTOTAL REAL ESTATE 4.441.663 AP AR HOLDCO 636.853 2012 K-1 •/-cash APOLLO CAPITAL MANAGEMENT INC. 0 No capital section on k-1 SUBTOTAL OTHER PE 636.853 SUBTOTAL 5.078.516 EFTA00616994 BLACK FAMILY GROUP ENTITY LOOK THRU INVESTMENT DETAIL Apr 30. 2014 FINANCIAL INVESTMENTS PRIVATE EQUITY/ DEBT & RESTRICTED STOCK ENVIRONMENTAL SOLUTIONS WORLDWIDE (ESWW) - $75.00 2 075 700 Closing price SUBTOTAL - PUBLIC 2,075.700 PLB LLC 66.458.586 Equity DUE FROM PHAIDON (BFP LP) 8.704.429 Draws plus interest DUE FROM PLB LLC (BFP LP) 3.207,008 Note plus interest ENVIRONMENTAL SOLUTIONS WORLDWIDE CONVERTIBLE NOTE 2,941.093 Cost plus interest T-INK. INC. 100.003 Cost of funding RGENIX CONVERTIBLE NOTE 100.000 Cost of funding SUBTOTAL OTHER 81.511.119 SUBTOTAL 83.586.819 TOTAL OTHER PRIVATE EQUITY/DEBT & RESTRICTED STOCK 153.590.522 INVESTMENT PARTNERSHIPS LONE CASCADE LP 35.074.951 12/31/13 Capital Account +/- cash MILLENNIUM GROUP USA LP 23.567.120 12/31/13 Capital Account +/- cash CANYON VALUE REALM FUND LP 18,603.443 3/31/14 Capital Account *cash ANCHORAGE CAPITAL PARTNERS 17,393.690 3/31/14 Capital Account +/-cash KING STREET CAPITAL LP 38.150 12/31/13 Capital Account +/- cash SUBTOTAL HEDGE FUNDS 104,698.912 DUNE REAL ESTATE FUND LP 1,761.891 2013 K-1 (Tax) +/- cash BHM INVESTORS 292.63 2012 K-1 (Tax) +/- cash MICROBES INVESTORS LLC 142.91 2012 K-1 (Tax) +/- cash BLUE STAR I LLC 102.76 2012 K-1(Tax) +1-cash AP TECHNOLOGY PARTNERS LLC 88.17 2012 K-1(Tax) +1-cash AP SHL INVESTORS LLC 40.86 2012 K-1(Tax) +1-cash AP ENERGY PARTNERS 2012 K-1(Tax) +/-cash • BLUE SUNSHINE, LLC 2012 K-1(Tax) +/-cash • JERUSALEM VENTURE PARTNERS LLC 2012 K-1+/-cash •• PAM CENTRE LP 2012 K-1(Tax) +/-cash • PROQUEST INVESTMENTS. LP 2012 K-1+/- cash •• SUBTOTAL OTHER FUNDS 3.16&91 TOTAL INVESTMENT PARTNERSHIPS 107.867,63 • Allocated debt in excess of negative tax basis •• Distrlb in excess of tax basis EFTA00616995  BLACK FAMILY GROUP ENTITY LOOK THRU Apr 30. 2014 NOTES TO FINANCIALS (1) Included in total are several items of rare books and bronzes (2) Automobile Detail 2/312014 Make & Model Model Date of Purchase 4.302014 Kelly Blue Sched of of Vehicle Type of Vehicle Year Purchase Price MM. Value Book Value Insurance Chevrolet Si!vaned° LS 1500 pickup Pick Up Truck 2011 2010 32,005 11.167 16,244 14,053 Chevrolet Silvered° 2500 Pickup Pick Up Truck 2012 2012 44.502 26,180 17.194 45.270 Mercedes Benz S 600 Luxury Sedan 2004 2004 122,900 11,475 9.918 13.337 Mercedes Benz 560 SL 2dr Luxury Sports Car 1989 1989 64.230 4,250 • 15,950 15,950 Chevrolet Tahoe 4dr LT Sports Utility Vehicle 2012 2012 50.327 29.410 31.836 55.677 Mercedes 5600 Sedan 2013 2013 180,268 137,905 120,592 180,000 Mercedes 8350 Sports Utility Vehicle 2012 2011 58.314 39.647 36198 63.000 Honda Pilot Sports Utility Vehicle 2009 2009 32.117 17.577 16.363 19.945 Bentley Continental GT Luxury Sedan 2007 2007 228,450 93,286 • 108,575 108,575 Jeep Patriot 4WD 4dr Sports Utility Vehicle 2008 2008 24.048 8,905 9.187 I4.807 Honda Pilot Sports Utility Vehicle 2013 2013 33,272 24.395 24.876 33.472 TOTAL: 8404.197 3406.923 3564.086 All autos held in name of LDB. ' Agreed value per Schedule of Insurance 213114 No data in Kelly Blue Book Assumptions: 10.000 miles per year (3) Values per Sothebys Appraisal less 40% discount Traded in to dealer No Household Property for 715 Meadow Lane. FL Condo. Paradise Valley AZ and 101 Warren Street properties (4) Rem represents Walking Sticks (5) Second-to-Die death benefit $100.010.000 (6) Represents cash held by DRB Productions. Inc. (7) Terms - IM LIBOR. due May 31.2015 (8) Terms - 1M LIBOR . 1.72%, due September 5, 2016 (9) Terms LIBOR Daily Floating Rate .1.85%. due December 1. 2018 (10) Charitable PledgesiReserves Leon Black Dartmouth Visual Arts Center 18,929,428 Museum of Modem Art 5,000,000 Princeton (tentative} 1,500,000 Harvard Business School 800,000 Dartmouth Presidents House Renovation 200,000 Wodd Jewish Congress 200,009 Norge Shore UJ 200,00D Dartmouth College Fund 100,000 Melanoma Research Alliance Unconfirmed Subtotal 26,929,428 Leon Black Family Foundation. Inc. Harlem Village Academies 1.000,000 Tony Blair Foundation 500,000 Subtotal 1.500.000 Total 28.429.428 (11) See folbwing page EFTA00616996 BLACK FAMILY GROUP COMMITMENTS - PRIVATE EQUITY FUNDS APR 30. 2014 NOTE (11) Remaining Expected Future Source of Remaining Investor Investment Commitment Commitment Call Amount commitment NON-APOLLO Black Family Partners HAO Capital Fund II LP. 6,000,000 1.020.000 1,020,000 3/31/14 Capital Account Black Family 1997 Trust Markstone Capital Partners LP 500,000 91,778 91,778 3131/14 Capital Account Black Family 1997 Trust Quadrangle Capital Partners II LP 5,000,000 541,880 541,880 12/31/13 Capital Account LDB 2011 LW Quadrangle Capital Partners LP 5,000,000 122,989 122,989 12/31/13 Capital Account LDB 2011 LW Searchlight Capital. LP 2,000,000 1,187,177 1,187,177 3/31/14 Capital Account Black Family Partners Sustainable Woodlands II Fund. LP 20,000,000 0 0 12/31/13 Financial Stmt Black Family Partners Tenfore Holdings 1,500,000 1,084,503 1,084,503 3/31/14 Capital Account Black Family Partners Wolfensohn Capital Partners. L.P. 5,000,000 737.398 737.398 3/31/14 Capital Account 4,785,725 4,785,725 APOLLO Black Family Partners Apollo Go•Investors IV, LLC 26,099,000 127,203 127,203 12/31/13 Capital Account Black Family Partners Apollo Go•Investors V, LLC 23,647,680 1,487,047 1,487,047 3/31/14 Capital Account Black Family Partners Apollo Co-Investors VI (A), LLC 45,949,072 1,774,549 1,774,549 3/31/14 Capital Account LBF Holdings LLC Apollo Credit Opportunity Fund I, LP 125,000,000 22,777,663 0 3/31/14 Capital Account Black Family Partners Athene Holding Ltd 52,000,000 41,600,000 41,600,000 Initial Funding Notice Black Family Partners FCI Go-Investors II (A) 25,000,000 13,551,893 10,000,000 3/31/14 Capital Account LDB 2011 LLC FCI Go-Investors I (A), LP 25,000,000 12.102.164 2.000.000 3/31/14 Capital Account 93,420,519 56,988,799 TOTAL 98,206,244 61,774424 EFTA00616997