EFTA01519398.pdf

GMBLAINE MAXWELL - OAP ILID ACCT. For die Period 2/1114 to 2/28/14 Notes: • Transaction Market Value is representative of the poor trading days market value This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value • Securities Transferred Out 2/26 Free Delivery TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS (830.000) (14,624.60) ADR TRANSFER TO UBS FINANCIAL SERVICES INC. 14,793.04 TRADE DATE 02/25/14 (ID: 874039-10-0) 2/26 Free Delivery TESCO PLC SPONS ADR TRANSFER TO UBS FINANCIAL (1,520.000) (25,513.20) SERVICES INC. TRADE DATE 02/25/14 25,456.73 (ID: 881575-30-2) 2/26 Free Delivery TOTAL SA SPONS ADR TRANSFER TO UBS FINANCIAL (1.070.000) (67,731.00) SERVICES INC. TRADE DATE 02125/14 54,046.70 (ID: 89151E-10-9) 223 Free Delivery UNILEVER N V TRANSFER TO UBS FINANCIAL SERVICES (1,630.000) (64,499.10) INC. TRADE DATE 02/25/14 (ID: 904784-70-9) 66,467.39 2/26 Free Delivery UNITED OVERSEAS BANK LTD SPONS ADR TRANSFER TO (1,250.000) (41,156.25) UBS FINANCIAL SERVICES INC. TRADE DATE 02125/14 39,130.24 (ID: 911271-30-2) 2/26 Free Delivery ZURICH INSURANCE GROUP-ADR TRANSFER TO UBS (2.025.000) (61,306.88) FINANCIAL SERVICES INC. TRADE DATE 0225/14 55,830.28 (ID: N9625-10-4) 2/27 Exchange VODAFONE GROUP PLC SPONS AOR REVERSE SPLIT- (1,905.000) (74,295.00) HOLDERS RECEIVE 6 NEW SPONSORED ADRS OF 53,061.37 VODAFONE GROUP PLC. CUSIP: 92857W306 FOR EVERY 11 OLD SPONSORED ADRS HELD. (ID: 92857W-20-9) Total Securities Transferred Out ($1,822,778.63) J.P.Morgan Page 13 of 15 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046684 Chase CONFIDENTIAL SDNY_GM_00315882 EFTA01519398