EFTA00168878.pdf

KYC Print Page I of 42 DB PWM GLOBAL KYC/NCA: PART A KYC Case R : 01804531 Stabs : 6. Approved One sheet must be established per relationship - list all accounts Included In the relatlonshi 1. Relationship Details Relations* Name: EPSTEIN, JEFFREY RELATIONSHIP:00030483290 Booking Center New York Relations* Manager Stewart Olelfield O New PWM Relationship 121 Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship costs, provide reason for new profile and attach old profile: "'This KYC IS a periodic review for high risk remediabon"• Odra' KYC1121946 Client Referral O WI Prospect O Intermediary/FIN O Other Source (CIB, etc) 12 How Was the Oent(s) Introduced? How long has the RM perscrially known the Please provide details (e.g. name of referral source, how many years PM personally ha known dent, etc.): Jeffrey Epstein client? reached out to Stew Creed on 3/7/17 to have a new acct evened under Zorro Management LLC and add two new signors to tts new acct only. Does Deutsche Bank pay a O Yes No raccesszon or similar 12 compensation to a third party for the introduction of this (if Yes desalbeA relationship? Ust all dating and new account involved in this relationship Legal Entity Account Name) Number Opefrng Date (intended/actual) Acoaunt(s) 1 2 The Haze Trust - Depost-42967287 2/27/2017 2 a Butterfly Trust - Deposit-44130552 1/24/2014 3 a The 2007 Jeffrey E. Epstein Insurance Trust 03 - Deposit-42953694 1011612013 Who Is the primary contact person for the RM? (Note: This indyke Preferred method of contact Darren person needs to have signatory (indicate phone no., fax no., rights and/or information right e-mail address, etc.): for the amounts.): CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000258 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e...UM92814221 EFIA_00019131 EFTA00168878  KYC Print Page 2 of 42 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: The Haze Trust - Deposit M. Number (Xavat/0/74.): 42967287 Account Manager: stewed oldfeld What as the purpose of the account (e.g. portfeb management, advisory account, custody services, long-term investment, payment/expense account), this is a deposit account to kid cash for the trust Indicate from where the assets are expected to arrive? RI (36 Group: Same Booking Center (indicate account number): 42967287 O DB Group: Otter Booking Center (indicate DB location and acoount details): O Other Institution - (Indicate name & location): O Physical Deposits (speofy cash, securities, cheques. ...): What s the expected size and frequency of regular inflows and outflows for the account (mdicate estimated number and volume per month)?: collecting interest on anent balarce...no inflows/outflows What is the expected volume of assets and currency for the account agora 90 days after 121,063,409.16 ICtrrency I USD opening? vinat is the expected volume of assets and currency for the account approx. one year after I 21,077711.01 ICixrency opening? I USD Does/a the client have Assets Under Management (buM) within DB under Eur. 3M? O Yes 0 No Please list all parties related to the account. For each party: • Check if a source of wealth description s required for the party. • Check the appropriate box to describe the relationship of the party to this accouu (> 1 can be selected). • f none of the check boxes apply, describe the party's relation to the account in the 'Mier colunn. • Always describe the relationship between the parties in the last cairn. • Please drill down to the Stmateturderlying Beneficial Omer( ). _egal Description AccountPIC Settler of Jltimate Signatory Limited Financial Sirdiont _egal Grantor/Senior-minding Entity-of Source Hader Owner rrust / Beneficiakr Ful POA Intermediary Sharehdderleptesentative Donor of Wealth Fourder &Owner POA (MM) (>=25%) Other (please required Foundatlor Non-PIC describe other Panes entity roles and/or 'elated (indicate Indicate Xi this ownership relationship account %) between parties) Jeffrey OTH:teneficiary 1 O El E. • • • El O • ❑ O O O of The Haze Epstein Trust; The 2 2 2 Haze 2 O O O O O O O O O Trust Darren 3 O O Indyke ri I—I ❑ O O O E O O O O O Trustee:; CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB- -0000259 g9 ? 0 2 84222 https://dbforcepb.rny.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U. EFTA_00019132 EFTA00168879  KYC Print Page 3 of 42 2. Account Ownership Summary Account Name: Butterfly Trust - Deposit scot Number (Kayoed*, 44130552 Account Manager: stewed oldfield What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense accotet)? This S a deposit account to hold funds for the trust. Indicate from where the assets are expected to arrive? g DB Group: Same Booking Center (indicate account number): 44130552 O DB Group: Other Booking Center (Indicate DB location and amount details): • Other Institution - (Indicate name & location): O Physical Deposits (specify cash, securities, cheques, ...): What S the expected size and frequency of regular inflows and outflows for the account (Indicate estimated number and volume per month)?: no I flows/outflows What is the expected volume of assets and currency for the account approx. 90 days after 12.99 I Currency opening? I usd What is the expected volume of assets and currency for the account approx. one year after 2.99 'Currency opening? I usd Does/ty■ the client have Assets Under Management (AuM) within DB under Eur. 3M? O yes ®No Please list all parties related to the account. FOr each patty: • Check If a source of wealth description u requeed for the patty. • Cneck the appropriate box to describe the relationship of the patty to this accost (> 1 can be selects). • f none of the check boxes apply, describe the pany's relation to the amount in the 'Other' coltrnn. • Always desalbe the relationship between the parties in the last mkrnn. • Please drill down to the tettnate/undedying Beneficial Owner(s). _egal 'Description Account:51C Settlor of Jitimate iSignaton trots Financial Significant _egal Grantor/SetdorfoundingpOther inbtrof Source Holder OwnerTrust / Beneficialor Full POA InterrnediaryShareteider Representative Donor (please of Wealth Founder of Owner POA (Tim) (>=25%) describe required Foundation ter-PIC other roles entity and/or Panes (indicate indicate related to ownership relationship this il6) between account names) beneficiary (aryna O of the IOU Slhultak O O O O O O • O ID butterfly trust; beneficiary O of the 2 O O M I O O O O O O O O O butterfly trust: beneficiary O O Kahad Rch D. O O O of the O O O O • D • butterfly trust; beneficiary 4 O O O of the O O O O O O O O CI butterfly trust; beneficiary Darren O O O O O O O D O O 5 O O Indyke bu ttem , trust; Beneficia 6 O O O O O O O O O O CI D of Butterfly Trust; Beneficiary 7 O O 1 O O O • O O O ID CI D of Butterfly Trust; Beneficiary 8 O El O LI El O O O O O O O of Butterfly Trust; 9 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a DB-SDNY-0000260 U§192824223 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... EFIA_00019133 EFTA00168880  KYC Print Page 4 of 42 OO i O O O O O O O O O O Beneficiary of Butterfly Trull; Beneficiary 10 O O O O O O O O O O O O of Butterfly trust: Beneficiary 11 O El i O O O O O O O O O O 01 Butterfly rfust: Beneficiary SVetlana 12 O D • O O O O O • O O O of Butteri* Trust: 13 p ri eutiefly n o O O O O • O O O Trust 14 O Ei <ellerhals O O O O e O O O O O Trustee:; 15 O n Br o o o o e o O O O O Trustee:; 16 O LI jetfreY Epste in E. O O 21 21 O OO O O O vantar; CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(0 DB-SONY-0000261 UM92894224 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... EFTA_000I 9134 EFTA00168881  KYC Print Page 5 of 42 2. Account Ownership Summary Account Name: The 2007 Jeffrey E. Epstein Insurance Trust 03 - Deposit Acct. Monter (by avadatbA 42953699 Account Manager: stew °Idled What 6 the purpose of tne account (e g. portfeho management, advisory account, custody services, long-term investment, payment/expense accoint)? Checking account to hold funds for tns trust. Indicate from where the assets are expected to arrive? 9 08 Group: Same Booking Center (indicate account number): 92953694 O DB Group: Other Booking Center (indicate DB location and amount details): O Other Insbtution - (Indicate name B. locaton): O Physical Deposits (specify cash, securities, cheques, ...): Mat is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated number and volume per month)?: no Mom/outflows Mat is the expects volume of assets and currency for the account approx. 90 days 1259.05 I Currency I usd after opening? Mat is the expected volume of assets and currency for the account approx. one year 1259.05 I Currency after opening? I usd Does/wA the client have Assets Under Management (AuM) within Del under Eur. 3M? ❑Oyes O No Please list all parties related to the account. For each party: • Check if a source of wealth description 15 requeed for the party. • Cneck the appropriate box to describe the relationship of the party to this account (> I can be selects). • (none of the check boxes apply, describe the party's relation to the account in the *Other column. • Always desabe the relationship between the parties in the last °knit • Please drill down to the tionote/urdedying Beneficial Owner(s). 'Description AccountoIC Senior of Jitimate iSignaton Lunteo Financial Significant _eget Grantor/Settiorf-oundingpOther :r egal zribtrof Source Holder OwnerTrust / Beneficialer Full POA InterrnediaySharetcader Representative Donor (please of Wealth Founder of Owner POA (ELM) (>=25%) describe required Foundation 4co-PIC other roles entity and/or ?woes (indicate indicate 'elated to ownership relationship this %) between account parties) Beneficiary of The 2007 1 O O a O O O O O 7] E El El O Jeffrey E. Epstein Insurance Trust #3; The 2007 Jeffrey E. 2 9 9 Epstein Ell O O O O O O O O • Insurance Trust 03 3 O 9 Jeffrey E. O O 5 21 D O O D O D grantor; Epstein 4 0 0 Darren 0 0 0 0 12 0 0 0 0 0 Trustee:; lndyke Richard D. O O O S O O O El O O O O O Trustee:; Cahn CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(6) DB-SDNY-0000262 U§192824225 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... EFIA_00019135 EFTA00168882  KYC Print Page 6 of 42 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownershln Summa 3A. Individual Details des all panes) Individual's Name: Date of Birth: County of Residence: USA Country of Citizenship: USA Has dent resided outside of hisMer country of nationality O Yes El No Address of primary residence: for 5 years or more? Professkm/Oo:upattn: Tax ID / SSN: Current Employer: Peration/Title/Rank: Address of employer: Does the person week as senior executive of a De-recognlzed regulated entity in the Mandel ndustry? a an entity rated on a DB-recognised exchange? (Not applicable fa operating ensiles O Yes 10 No Is the individual a Politically Exposed Person (PEP)?(/ Yes, *noe) Oyes 2 No To the best of your knowledge, is the individual related to an emptoyee of the DB group?(d O Family O Friendship El Nebo FamiY or Friendslip, desatbe) To the best of your knowledge, is the irdivklual party to a non-banking relatkinship with w No Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods a services)?O Yes ../ Of Yes,descnbe) Indicate where mid viten the client meebng(s) took pace: If apple able Imitate Midi bankcaws have met the person: Client Private Cent Place of Bank Officer Name(s) Bank Office: Other Location (specify): Date: Domicile: &mess: O • • O O O O O O O Wealth Details for this ineWidal are not filled in, because they are the same as for the fdlovAng person: 3B. Wealth Details (Orly for parties requiring sorra of wealth desaiption as indicated in Section 2) Nature of the Inebeickies Business: Primary Country of source of wealth/source of Fields? Primary Indusby of source of Wealth/SoLne of Funds? Summarize Source of Wealth: O Business Owner OSalarygarnings O Investment O Inheritance/Gifts • Other: Further Desaibe Sauce of Wealth /Detail the history of wealth for each of the sources: (e.g. For truss, how did settler accumulate wealth? For inheritance, how did fan-Sy accumulate wealth?For business owners, how keg in business, how many employees, level of prelitallity? Indicate type of business, countres of major activeks, Important business partners.) Estimated Annual Income($): Estimated amount of investable assers($): Estimated Net Worth(5): Amount of assets planned to invest with PWM(S): Other Known Financial Institutions: Institution: Country: Est. Asses Under Mgt: Institution: Country: Est. Asses Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation c( the trolvklual (marital status, other family members, etc.): CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SDNY-0000263 UM92894226 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... EFIA_00019136 EFTA00168883  KYC Print Page 7 of 42 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-00002M 1 UM9284227 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... EFIA_00019137 EFTA00168884  KYC Print Page 8 of 42 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (fa all parties) Individual's Name: Karyna Sh., at. Date of Birth: County of Residence: USA Country of Citizenship: Slovakia Has dent resided outside of Address of primary residence: lusther country of natenaitty O yes No for S years or more? Professien/Occupatien: 1SC Interiors LLC Tax ID / SSN: Current Employer: JSC Interiors LLC Pea:Ion/Title/Rank: Interior Decorator Address of employer: 575 Lexington Ave 14th Fl New Yak NY United States 10022 Does the person week as senior executive of a DB-recognized regulated entity ii, the (Wendel ndustry? a an entity Isted on a DB-recognised exchange? (Not applicable fa operating entities O Yes 10 No Is the Individual a Politically Exposed Person (PEP)?(/ Yes, tote) Oyes 2 No To the best of your knowledge, is the individual related to an employee of the DB group?(1 O Family O Friendship El Woe FamiY or Friendslip, to te) To the best of your knowledge, is the in:WI:fuel party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods a services)? Yes ../ No Of Yes,descnbe) Indicate where and when the client meelang(s) took place: If applitabk, Indicate Midi bankafters have met the person: ()lent Private Cent Place of Bank Officer Name(s) Bank Office: Other Location (specify): Date: Domicile: Bussness: O • • O O O O O O O Wealth Details for this incividal are not filled in, because they are the same as for the (aloe/mg person: 3B. Wealth Details (Orly for parties requiring soiree of wealth desaiption as indicated in Section 2) Nature of the IncIviduars Cosiness: Primary Country of source of wealth/source of Finds? Primary Industry of source of Wealth/Smrce of Funds? Summarize Source of Wealth: O Business Owner OSalarygarnings O Invesbnent O Inheritance/Gifts • Other: Further Desalbe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusis, how did settler accumulate wealth? For inheritance, how did fanuly accumulate wealth?For business owners, how keg in business, how many employees, level of en:Ability? Indicate type of business, countries of major actiwJes, important business partners.) Estimated Annual Income($): Estimated amount of Investable assers($): Estimated Net Worth(S): Amount of assets planned to invest with PWM(S): Other Known linancal Institutions: Institution: Country: Est. fnseS Under Mgt: Institution: Country: Est. Asses Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the irolvklual (marital status, other family members, etc.): CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000265 U§192824228 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... EFIA_00019138 EFTA00168885  KYC Print Page 9 of 42 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000266 U§192824229 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... EFIA_00019139 EFTA00168886  KYC Print Page 10 of 42 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownershln Summa 3A. Individual Details (fa all parties) Individual's Name: Date of Birth: County of Residence: USA Country of Citizenship: USA Has dent resided outside of his/her country of natenality O Yes El No Address of primary residence: for 5 years or more? Profession/Dean:alien: homemaker Tax ID / SSN: Current Employer: PostionfiltletRank: Address of employer: Does the person work as senior executive of a DB-recognized regulated entry in the financial ndustry? a an entity listed on a DB-recognised exchange? (Not applicable for operating entitles O Yes 62INo Is the individual a Politically Exposed Person (PEP)?(+7 Yes, *tote) Oyes 2 No To the best of your knowledge, is the individual related to an employee of the C6 group?(if O Family O Friendship Ei None FamiY or Friendslip, desatbe) To the best of your knowledge, is the in:WI:fuel party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods a services)?O Yes ../ No Of Yes,descnbe) Indicate where and viten the client meeting(s) took pace: If appleabk, Indicate which bankafters have met the person: Client Private Cent Place of Bank Officer Name(s) Bank Office: Other Location (specify): Date: Domicile: &mess: O • • O O O O O O O Wealth Details for this inelvidal are not filled in, because they are the same as for the (atoning person: 38. Wealth Details (Orly for parties requiring sorra of weaith desaiption as indicated in Section 2) Nature of the IncIviduars Business: Primary Country of source of wealth/source of Finds? Primary Industry of source of Wealth/SoLvce of Funds? Summarize Source of Wealth: O Business Owner OSalarygarnings O Investment O Inheritance/Gifts • Other: Further Desaibe Saute of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusis, how did settler accumulate wealth? For inheritance, how did fan* accumulate wealth?For business owners, how long in business, how many employees, level of prelitabdity? Indicate type of business, countries of major activtles, important business partners.) Estimated Annual Income($): Estimated amount of investable assers($): Estimated Net Worth(S): Amount of assets planned to invest with PWM(S): Other Known Financial Institutions: Institut:Kin: Country: Est. Assets Under Mgt: Institution: Country: Est. Asses Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation d the incIvklual (marital status, other family menders, etc.): CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SDNY-0000267 UM92814230 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... EFIA_00019140 EFTA00168887  KYC Print Page 11 of 42 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 8(a) DB-SONY-0000268 UM92814231 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... EFFA_00019141 EFTA00168888  KYC Print Page 12 of 42 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownershle Summa 3A. Individual Details (fcc all panes) Individual's Name: Date of Birth: County of Residence: USA County of Citizenship: Has dent resided outside of hisfher country of nationality O Yes El No Address of primary residence: for 5 years or more? Professkm/Oo:upattn: Tax ID / SSN: Current Employer: Peration/Title/Rank: Address of employer: Does the person week as senior executive of a DB-recognized regulated entity in the (Kendal ndustry? a an entity trued on a DB-recognised exchange? (Not applicable fa operating entitles O Yes 10 No Is the individual a Politically Exposed Person (PEP)?(/ Yes, *noe) Dyes 2 No To the best of your knowledge, is the individual related to an employee of the DB group?(d O Family O Friendship El None Fame'Y or Friendslip, desatbe) To the best of your knowledge, is the in:WI:fuel party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods a services)? Yes