EFTA00151213.pdf

08/01/2014 22:43 2123848289 C20 PAGE 03/06 Grand Jo Sub na lattitebSt so Pieria daurt SOUTHERN t STRIcT OF NEW YORK TO: JP Morgan Chase Bank N.A. And All Affiliates National Subpoena Processing 7610 West Washing Street Indianapolis, Indiana 46231-1335 Fax Numba GREETINGS: WE COMMAND YOU that all and singular b siness and excuses being laid aside, you appear and attend before the GRAND JURY of the people of e United States for the Southern District ofNew York; at the United States Courthouse, 40 Foley Sq Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of ew York, at the following date, time and place: Appearance Date: September 17, 2019 Appearance Time:. 10 am. to testify and give evidence in regard to alleg violations of federal criminal law, including: 18 U.S.C. §§ 1591, 1594(c), 2422(b), 371 and not to depart the Grand Jury without I e thereof, or of the United States Attorney, and that you bring with you and produce at the above tim and place the following: SEE ATTACHED RIDER. Personal app ranee is not required if the uested records are (1) produced by on or before the return da to Special Agent re , Federal Bureau of Investigation, 26 Federal Plaza, New York, 10278, telephone and (2) accompanied by an exe the attached Declaration of Custodian of emconaease atact ramie Accountant at or Special Agent at with any questions. Failure to attend and produce any items here demanded will constitute contempt of court and will subject you to civil sanctions and criminal p- alties, in addition to other penalties ofthe Law. DATED: New York, New York September 3, 2019 s cr GEOFFREY S. BERMAN United States Attorneyfor the EFTA00151213 utuuliz014 22:43 2123848289 C20 PAGE 04/06 R ER (Grand Jury Subpoena to JP Mor n Chase, dated September 3, 2019) Please provide from account inception to the pr em any and all records pertaining to the following accounts(s)/organization(s)/individuals(s), wh ther held jointly or severally or as trustee or fiduciary as well as custodian, executor, or ardian, to include all open and closed accounts. Please provide all images of documents in A obe PDF files on CDs. A. Please use the following identifiers: B. Records to be produced should include but are not limited to the items listed below: 1. Documents (checks, debit memos, cash in *ckets, wires in, wires out, etc.) reflecting additions and/or subtractions to the t and how the account balances are being satisfied on a monthly basis; 2. Signature cards; 3. Proof of identification (including but not I mited to copies of identification used to open the account); 4. Location of withdrawals 5. Opening accotmt(s) documents with ments, including any and all applications, internal documents generated to open account(s), nd identification information or other documentation provided by Customer; 6. "Know your customer" documentation; 7. Wire transfer records (incoming and outg ing, and any and all applications and instructions); 8. "Quick Pay" transaction detail including ounterparty information; 9. Safe deposit records, including applicatio s, signature cards, and sign-in records; 10. Trust accounts; 11. Monthly statements; 12. Credit card statements; 13. Bank, travelers, or cashier checks drawn n account or purchased with an account check; 14. Prepaid debit cards, certified checks, c ers- checks, money orders, and traveler's checks; EFTA00151214 00/01/2014 22:43 2123848289 C20 PAGE 05/06 15. Loan, lease, and/or mortgage application fil s (whether granted or denied) including credit reports, applications, and payments made o loans; 16. Any and all corporate resolutions, certifica ons of incorporation, business certificates andfor partnership agreements; 17. Online banking information- All infortnaf regarding the electronic use of banking systems to include the following: usemame, registr 'on IP address, online account creation date, online account status and IP logs/history, C addresses and online session times and duration; and 18. Any and all correspondence, electronic or therwise, including memoranda, emails and text messages, that reference or concern items ) through (17), above, and/or any financial interests involving the individuals andlor e titles identified in Section A. N.B.: Personal appearance is not required if he r ested records are (1) produced by on or before the return date to Special Agent ede I urea Investi • ation, 26 Federal Plaza, New York, NY 10278, telep ne ; and (2) accompanied by an executed copy of the ttacbed Declaration of ustodian of Records. PLEASE PROVIDE IN ELECTRONIC F MAT IF POSSIBLE. Please conta t Forensic Accountant at or Special Agent at with an:i question IMPORTANT: RE UE T FOR ON-DRS OS Due to the ongoing nature of the inv tigation, it is requested that you do not disclose any information relating to this Gr ncl Jury subpoena request to any third party. 4 EFTA00151215