EFTA01380000.pdf

KYC Case Representative Deutsche C18 Centre Private Limited - Deutsche Bank Group Wealth Management Bt, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East Mumbal 400063, India Tel M From: Vijay-A Sawant Sent: Monday, September 10, 2018 8:12 PM To: Stewart Oldfield EMI :.; Richard larossi < Cc: Bradley Gillin Mayur Rathod <r Subject: Assistance Required in Resolving Rejection Points - KYC Case#01977698 Importance: High Hello Stewart, We require your assistance in resolving rejection point 8, highlighted in yellow below? We require this info for the following accounts, please see existing comments in case below — Karyna Shuliak- 35267258 -_DDA - Checking account for the doily use of Jennifer and Koryna. Butterfly Trust - 44130552 - MMBA - Deposit account to hold funds for the trust. Neptune LLC - 42953424 - DDA - Checking account used for the doily needs of running Jeffrey Epstein's home in NYC. Your KYC has been rejected. Case #: 01977698 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number: 00000489505 Reason for Rejection:1) Please provide ID for Louella. 2) Please provide full signing authority document for Neptune LLC. 3) Please re-run research for Jeffrey Epstein & Erike Kellerhals with the country as Virgin Islands, US. 4) The google search for Darren Indyke has a few negative articles regarding Jeffrey Epstein's foundation and also has court cases against Jeffrey Epstein. Please address them under section 4D "Please summarize any negative results from the database searches indicated above:" 5) Please indicate where we can locate the IDs for Darren Indyke and Richard D Kahn. 6) Please provide the FinCEN CDD Form. 7) Due to recent DB Force enhancements, all structured country fields (i.e., those converted to drop downs and multi pick lists) must be populated in the KYC Wizard. Please ensure these fields are completed for all KYC parties. 8) Please explain in detail the purpose of each account. You can add this in the "What is the purpose of the account. 9) Please provide SOW verification. Let me know if any queries, thanks. Kind Regards, Vijay Sawant CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0078039 CONFIDENTIAL SDNY_GM_00224223 EFTA01380000