EFTA01255064.pdf

NAME SEARCHED: Butterfly Trust PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name( s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC No Hit • Not Required I. RDC Results No RDC alert (Please sec attached) ■ Ilit PCR No Hit 0 Not Required II: PCR No PCR alert (Please sec attached) Results CI Hit 0 Yes 0 No III. Negative Media Result Found(please see attached) BlS a Not Required IV. Non-Negative Media There was no information found V. Other Language Media Not Required Results? 0 Yes No VI. an There was no information found D&B M Not Required Smartlinx Results? 0 Yes ri No There was no information found 0 Not Required VII. Smartlinx 0 Review by Legal May There was no information found Court Cases be Requiml 0 No Results VIII. Cowl Cases 0 Search not required Prepared by: Urvashi Lavania Date:02/09/2015 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindak-Hubbellhttp://svww.martindalacom/sp/Martindak/home.iml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only SDNY_GM_00053779 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0016603 EFTA_00164349 EFTA01255064  OFAC RESULTS RDC: 11566822 No Match Found Gcis 00000486426 Butterfly Trust Country:Virgin Islands, U.s. PCR: C20150225427137 Butterfly Trust 9164860 NCA customised Closed - No Hit 10/02/2015 BIS RESULTS Negative Media: Aberdeen Evening Express January 10, 2015 Saturday Refusal to publish oil forecasts BYLINE: Kirstie Ross SECTION: NEWS; PEOPLE; Charities; Pg. 26 LENGTH: 108 words THE Scottish Government has refused to resume publishing regular oil forecasts until "the UK Government improves its stewardship of the industry'. Scottish Conservative finance spokesman Gavin Brown called it a "feeble" excuse. Lorry and quad bikes stolen A LORRY and several quad bikes have been stolen from an industrial estate. The vehicles - valued in the mid five-figures - were taken from a site near Stonehaven overnight on Monday. Charity seeking city volunteers A CHARITY helping people affected by cystic fibrosis is seeking volunteers in the Aberdeen area. The Butterfly Trust wants people to act as mentors. Contact laura@butterflytrust.org.uk For internal use only SDNY_GM_00053780 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0016604 EFTA_00164350 EFTA01255065  Page 2 Refusal to publish oil forecasts Aberdeen Evening Express January 10, 2015 Saturday LOAD-DATE: January 10, 2015 LANGUAGE: ENGLISH PUBLICATION-TYPE: Newspaper JOURNAL-CODE: EE Copyright 2015 Aberdeen Journals Ltd All Rights Reserved States News Service December 22, 2014 Monday CHARITIES RECEIVE 14.7 MILLION FUNDING BYLINE: States News Service LENGTH: 1543 words DATELINE: EDINBURGH, United Kingdom The following information was released by the Scottish Government: Support for children and families organisations confirmed for 2015-16 Children and families across Scotland are set to benefit from funding awards totalling almost 15 million, announced by the Acting Children's Minister today. The funding has been awarded to 132 voluntary organisations which aim to improve outcomes and reduce inequalities for children and young people across Scotland and their families and communities that support them. Confirming the funding allocations for 2015-16, Acting Minister for Children and Young People Fiona McLeod said: "The Scottish Government is committed to creating a fairer Scotland and reducing inequalities, and supporting families is key to achieving that aim. I'm pleased we can invest For internal use only SDNY_GM_00053781 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0016605 EFTA_00164351 EFTA01255066  Page 3 CHARITIES RECEIVE 14.7 MILLION FUNDING States News Service December 22, 2014 Monday further funding in these organisations to continue their fantastic work supporting children and families across Scotland. "From vital childcare and youth work projects, to counselling and learning support, the work of these organisations is wide ranging, helping ensure our children get the best start in life. I've visited the Yard Adventure Centre in Edinburgh and have seen first hand the excellent work they do to support families." The funding is allocated through both the Third Sector Early Intervention Fund (TSEIF) and Strategic Funding Partnerships which began in 2013. In the first year of the TSEIF alone, more than 3,500 families facing challenges were supported through project work. The Yard Adventure Centre in Edinburgh is one organisation which has received funding through the TSEIF. It provides supported play and recreational activities for children with multiple and complex additional support needs. Since the TSEIF grant began, there has been an increase in the number of new families using the centre and the funding has enabled them to increase their opening hours at the weekend. Celine Sinclair, Chief Executive of Scotland Yard Adventure Centre said: 'We are delighted to receive funding from the Third Sector Early Intervention Fund for a further year. The funds will support our weekend and holiday family sessions which provide both emotional and practical support to families with children with additional support needs. The sessions run every weekend and throughout the school holidays and give children and young people a safe and dynamic play space that meets their needs. "Our parents often refer to our family sessions as a real lifeline, and we are very grateful for this support." The Daisy Chain Early Years Project run by Crossreach in Govanhill works with children from disadvantaged backgrounds to develop core play and parenting services, linking families together and breaking down barriers associated with race, language and isolation. Viv Dickenson, Director of Children and Family Services at Crossreach said: "We are delighted to hear the news of continued TSEIF funding for our Daisy Chain Project. The project offers a range of supports to hundreds of families with young children in the Govanhill Community including play, parenting, literacy and healthy living. The staff and volunteers work alongside other faith and community groups to alleviate the impacts of poverty in the area and to help families from a diverse range of backgrounds to connect with each other and feel less isolated. "The funding will also allow us to build on the positive relationships established with Roma families in the area and to better understand their particular challenges so that we can help them work together on solutions. Recently one Mum told us "Daisy Chain inspires me and shows me new ways of spending time with my child', and we know that today's announcement will be warmly welcomed by all of our families." Earlier in 2014 the Scottish Government established a short-term working group to advise it on how the current funding arrangements supporting the Third Sector could be refined in the future. For internal use only SDNY_GM_00053782 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0016606 EFTA_00164352 EFTA01255067  Page 4 CHARITIES RECEIVE 14.7 MILLION FUNDING States News Service December 22, 2014 Monday Notes to editors The Third Sector Early Intervention Fund was launched in December 2012 with awards beginning from May 2013. It was originally intended to operate for two years, but has been extended to March 2016. A Strategic Funding Partnership is an agreement between the Scottish Government and a third sector organisation. The agreement is focused on the delivery of one or more Scottish Government outcomes, where the organisation is uniquely placed to assist with delivery and improve outcomes for children, young people, adults, families and communities. SFPs were also extended until March 2016 earlier this year. Organisations receiving funding under the SFPs are: Birthlink British Association for Adoption and Fostering, Scotland The Mentor Foundation UK (Mentor) Genetic Alliance UK Hearts and Minds Article 12 in Scotland Capability Scotland The Alliance Scotland Sense Scotland Sleep Scotland Scottish Youth Parliament Federation of City Farms and Community Gardens Dyslexia Scotland Scottish Trades Union Congress (STUC) Lead Scotland Learning Link Scotland Scotland's Learning Partnership Scottish Community Development Centre (SCDC) Scottish Community Development Network Workers' Educational Association Girlguiding Scotland John Muir Trust LGBT Youth Scotland Scottish Association of Young Farmers Clubs For internal use only SDNY_GM_00053783 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016607 EFTA_00I 64353 EFTA01255068  Page 5 CHARITIES RECEIVE 14.7 MILLION FUNDING States News Service December 22, 2014 Monday Scottish Environmental and Outdoor Education Centres Association The Boys' Brigade The Girls Brigade in Scotland The lona Community The Princes Trust The Scout Association Woodcraft Folk YWCA Scotland Care and Learning Alliance (CALA) National Day Nurseries Association Comann nam P rant (N iseanta) Cruse Bereavement Care Scotland Families Need Fathers Scotland Fathers Network Scotland (FNS) Parent Network Scotland Working On Wheels Family Service Unit Scotland (Circle) Relationships Scotland The Spark (Previously Scottish Marriage Care) Asthma UK Scotland Partners in Advocacy Organisations receiving funding under the TSEIF are: Action for Sick Children Scotland Adoption UK in Scotland Afasic Scotland Befriending Networks Black and Ethnic Minority Infrastructure in Scotland - BEMIS Scotland Child Bereavement UK Child Poverty Action Group (CPAG) in Scotland Children in Scotland - Working for Children and their Families (CiS) Community Care Providers Scotland - Coalition Of Care And Support Providers In Scotland For internal use only SDNY_GM_00053784 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016608 EFTA 00164354 EFTA01255069  Page 6 CHARITIES RECEIVE 14.7 MILLION FUNDING States News Service December 22, 2014 Monday Community Law Advice Network Contact a Family Scotland Down's Syndrome Scotland Edinburgh Cyrenians Enable Scotland Families Outside Fast Forward Govan Law Centre (Education Law Unit) Home-Start UK Mellow Parenting - Fathers and Parents with Learning disabilities Mellow Parenting Very Early Intervention Project for Parents to Be NSPCC One Parent Families Scotland (OPFS) Parents Early Education Partnership (PEEP) Play Scotland Quarriers Rape Crisis Scotland Re-Solv Royal Scottish Society for Prevention of Cruelty to Children (Children 1st) Royal Scottish Society for Prevention of Cruelty to Children RSSPCC - Parenting across Scotland (Children 1st) Save the Children Scottish Child Law Centre Scottish Childminding Association Scottish Families Affected by Drugs- Strand 1 Scottish Mentoring Network Scottish Out of School Care Network Scottish Pre-School Play Association Scottish Throughcare and Aftercare Forum (STAF) Scottish Women's Aid Smart Play Network Stepping Stones for Families For internal use only SDNY_GM_00053785 CONFIDENTIAL — PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0016609 EFTA (H)164355 EFTA01255070  Page 7 CHARITIES RECEIVE 14.7 MILLION FUNDING States News Service December 22, 2014 Monday The Breastfeeding Network (BfN) The Children's Parliament The Church Of Scotland CrossReach - Children, Young People and Families Directorate The Duke of Edinburgh Award The Fostering Network (Fosterline Scotland: Early Intervention through Advice, Advocacy and Mediation) The Fostering Network Scotland The National Autistic Society The Scottish Independent Advocacy Alliance Together (Scottish Alliance for Children's Rights) Who Cares? Scotland YMCA Scotland Youth Scotland YouthLink Scotland 3D Drumchapel Aberlour and Quarriers: Growing2gether - Early Years/Early Intervention Service Aberlour Child Care Trust (Aberlour Bridges Glasgow: evidence-based early-intervention model) Action for Children (Family support volunteering project) Action for Sick Children Scotland Argyll and Bute Rape Crisis Barnardo's Scotland - You First Care and Learning Alliance (CALA) Childcare First Limited - Ready, Steady, Restore Drugs Action - Families First Edinburgh Young Carers Project Families Outside - Addiewell Prison Visitors' Centre Kindred Advocacy Midlothian Sure Start MindMosaic Counselling and Therapy - Providing Therapeutic support for children and young people. One Parent Families Scotland (Supporting Scotland's Children and Fathers) Open Secret For internal use only SDNY_GM_00053786 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016610 EFTA_00164356 EFTA01255071  Page 8 CHARITIES RECEIVE 14.7 MILLION FUNDING States News Service December 22, 2014 Monday Play Alloa: STEP UP Project Positive Help-Children and Young people's (CandYP) Services Quarriers (Opt-In Early Years Project) Rape and Sexual Abuse Centre Perth and Kinross Saheliya Scotland Yard Adventure Centre (The Yard - Families Project) Scottish Childminding Association Scottish Spina Bifida Association ("Be All You Can Be" Project) Sense Scotland (Early Years Advisory Service) St Andrew's Children's Society (SACS) - SafeBase Parenting Programme The Butterfly Trust - Social Support for people affected by Cystic Fibrosis The Church of Scotland Social Care Council - Daisy Chain Early Years Project The Church of Scotland Social Care Council - Postnatal Depression Services, Lothian The Moira Anderson Foundation The National Deaf Children's Society (Your Child Your Choices) Tourette Scotland Waverley Care (African Health Project Children and Families) LOAD-DATE: December 22, 2014 LANGUAGE: ENGLISH PUBLICATION-TYPE: Newswire Copyright 2014 States News Service Non-Negative Media: There was no information found Other Language Media: Not Required Public Records: There was no information found For internal use only SDNY_GM_00053787 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016611 EFTA (H)164357 EFTA01255072  Page 1 D&B: There was no information found LEGAL RESULTS: Court Cases: There was no information found For internal use only SDNY_GM_00053788 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016612 EFTA_00164358 EFTA01255073