EFTA01569262.pdf

GHISLAINE MAXWELL MIAMI BEACH FL 33139-1331 EFTA01569262 EFTA01569263 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL , New York, NY 10017-2014 ACCT. For the Period 12/1/10 to 12/31/10 Asset Account J.P. Morgan Team Paul Morris Ian Hirschfield Janet Young William Doherty III Banker Investment Specialist Client Service Team Client Service Team Table of Contents Account Summary Holdings Equity Cash and Short Term Fixed Income Convertibles Options Other Assets Portfolio Activity Online access www.MorganOnline.com Page 2 4 7 10 13 14 15 16 0000028366.00.0.20.00003.MAXWE00.20110104 Page 1 of 31 EFTA01569264 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Account Summary Asset Allocation Equity Cash & Short Term Fixed Income Convertibles Options Other Assets Market Value Accruals Market Value with Accruals Beginning Ending Market Value 731,022.81 390,118.24 589,388.45 50,700.00 (4,080.00) 161,474.00 $1,918,623 50 11,077.49 $1,929,700.99 Market Value 632,039.00 520,786.48 582,164.41 54,110.00 0.00 157,179.50 $1,946,279.39 14,142.65 $1,960,422.04 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals (272.87) 1,002,694.98 (996,039.90) EFTA01569265 $6,382.21 2,451.18 18,822.50 $1,946,279.39 14,142.65 $1,960,422.04 Period Value 1,918,623.50 Change In Value (98,983.81) 130,668.24 (7,224.04) 3,410.00 4,080.00 (4,294.50) $27,655.89 3,065.16 $30,721.05 Year-to-Date Value 1,903,840.37 576,819.31 (180,326.64) 10,494,807.04 (14,077,787.96) ($3,186,488.25) 52,470.87 3,176,456.40 $1,946,279.39 14,142.65 $1,960,422.04 Estimated 34,147.50 5,751.60 23,617.56 Current Annual Income Allocation 32% 27% 30% 3% 4,125.00 $67,641.66 8% 100% Cash & Short Term Fixed Income Convertibles EFTA01569266 Other Assets Asset Allocation Equity Page 2 of 31 EFTA01569267 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Currency Gain/Loss Interest Income Accrued Interest Current Year Taxable Income CONTINUED Current Period Value 270.00 1,907.60 273.58 $2,451.18 Year-to-Date Value 8,685.00 3.73 20,172.47 30,702.93 (7,093.26) $52,470.87 Unrealized Gain/Loss ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value 22,842.21 $22,842.21 Year-to-Date Value 1,186.99 1,384.30 $2,571.29 To-Date Value ($1,822.50) Cost Summary Equity Cost Cash & Short Term Fixed Income Convertibles Other Assets Total 613,001.42 515,445.95 593,451.02 EFTA01569268 50,000.00 176,203.50 $1,948,101.89 Page 3 of 31 EFTA01569269 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Equity Summary Asset Categories US Large Cap US Mid Cap/Small Cap Non US Equity Preferred Stocks Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Equity Detail Estimated Quantity US Large Cap AT&T INC 00206R-10-2 T Page 4 of 31 Price Market Value Tax Cost Adjusted Original Unrealized Gain/Loss Annual Income Accrued Dividends Yield Beginning Market Value 246,123.00 5,700.00 55,355.81 423,844.00 $731,022.81 Ending Market Value 79,405.00 15,564.00 100,500.00 436,570.00 $632,039.00 Current Period Value EFTA01569270 632,039.00 613,001.42 19,037.58 34,147.50 1,046.88 5.40% Non US Equity Change In Value (166,718.00) 9,864.00 45,144.19 12,726.00 ($98,983.81) Current Allocation 4% 1% 5% 22% 32% US Mid Cap/Small Cap US Large Cap Preferred Stocks Asset Categories Equity 1,000.000 29.38 29,380.00 26,290.00 3,090.00 1,720.00 5.85% EFTA01569271 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Estimated Quantity US Large Cap PFIZER INC 717081-10-3 PFE PROSHARES ULTRASHORT S&P 500 Total US Large Cap 74347R-88-3 SDS 3,500.000 US Mid Cap/Small Cap GERON CORP 374163-10-3 GERN Non US Equity FIRST MAJESTIC SILVER CORP ISIN CA32076V1031 SEDOL 2833583 32076V-91-3 AG CAD SPDR GOLD TRUST Total Non US Equity 78463V-10-7 GLD 3,500.000 Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 $100,500.00 $74,733.64 $25,766.36 $0.00 0.00% 400.000 138.72 55,488.00 33,482.00 22,006.00 3,100.000 14.52 45,012.00 41,251.64 3,760.36 $79,405.00 $97,559.50 ($18,154.50) $2,920.00 3.68% 1,000.000 23.76 23,760.00 44,809.50 (21,049.50) EFTA01569272 Price Market Value Tax Cost Adjusted Original Unrealized Gain/Loss Annual Income Accrued Dividends Yield 1,500.000 17.51 26,265.00 26,460.00 (195.00) 1,200.00 4.57% 3,000.000 5.19 15,564.00 18,129.32 (2,565.32) 10,000.000 26.94 269,400.00 261,300.00 8,100.00 19,690.00 7.31% Page 5 of 31 EFTA01569273 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Estimated Quantity Preferred Stocks COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total Preferred Stocks 2,500.000 16,700.000 25.54 63,850.00 $436,570.00 62,500.00 $422,578.96 1,350.00 $13,991.04 4,187.50 1,046.88 $31,227.50 $1,046.88 6.56% 7.15% 4,200.000 24.60 103,320.00 98,778.96 4,541.04 7,350.00 7.11% Price Market Value Tax Cost Adjusted Original Unrealized Gain/Loss Annual Income Accrued Dividends Yield Page 6 of 31 EFTA01569274 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Cash & Short Term Summary Beginning Asset Categories Cash Short Term Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY Short Term Less than 3 months 6-12 months Total Value Market Value 206,069.65 47,522.53 $253,592.18 Market Value 148,555.83 241,562.41 $390,118.24 Ending Market Value 267,194.30 253,592.18 $520,786.48 Current Period Value 520,786.48 515,445.95 5,340.53 5,751.60 543.12 16.74% SUMMARY BY TYPE Short Term International Bonds Mutual Funds Total Value Market Value 253,591.18 1.00 EFTA01569275 $253,592.18 % of Bond Portfolio 99% 1% 100% Short Term Change In Value 118,638.47 12,029.77 $130,668.24 Current Allocation 14% 13% 27% Cash Asset Categories Cash & Short Term Page 7 of 31 EFTA01569276 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Short Term Detail Quantity Cash CANADIAN DOLLAR POUND STERLING US DOLLAR Total Cash Short Term JPMORGAN NEW YORK MUNICIPAL MONEY MARKET FUND MORGAN SHARE CLASS FUND 3 7-Day Annualized Yield: .14% 4812A0-81-3 JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3500% DATED 12/30/2010 MATURITY 01/06/2011 HELD BY LONDON TREASURY SERVICES Bearer 2519G9-9H-5 NOK 583,158.96 17.20 100,328.42 101,350.08 (1,021.66) 1,354.43 7.52 1.36% 1.00 1.00 1.00 1.00 0.10% 64,089.11 97.73 202,542.65 1.01 1.57 1.00 64,498.64 153.01 202,542.65 $267,194.30 EFTA01569277 60,690.45 153.54 202,542.65 $263,386.64 $3,807.66 3,808.19 (0.53) 60.76 2.35 $60.76 $2.35 0.03% 0.02% Price Market Value Tax Cost Adjusted Original Estimated Unrealized Gain/Loss Annual Income Accrued Interest Yield Page 8 of 31 EFTA01569278 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Quantity Short Term JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.1500% DATED 12/31/2010 MATURITY 01/07/2011 HELD BY LONDON TREASURY SERVICES Bearer 2519H9-9B-7 NOK INTER AMERICAN DEVEL BANK - IDR 6.7% OCT 31 2011 DTD 10/30/2009 HELD BY EUROCLEAR ISIN:XS0459432679 SEDOL:B5756J3 458183-9K-8 NA /AAA IDR Total Short Term 420,830,885.35 $253,592.18 $252,059.31 $1,532.87 $5,690.84 $540.77 34.35% 419,625,000.00 0.01 47,522.53 48,769.75 (1,247.22) 3,120.40 529.98 1.67% 622,725.39 16.98 12/30/10 105,740.23 101,938.48 3,801.75 1,216.01 3.27 80.35% Price Market Value Tax Cost Adjusted Original Estimated Unrealized Gain/Loss Annual Income EFTA01569279 Accrued Interest Yield Page 9 of 31 EFTA01569280 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Fixed Income Summary Asset Categories US Fixed Income - Taxable Non-US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY Fixed Income Less than 5 years, 5-10 years, Total Value 1 Market Value 440,399.41 141,765.00 $582,164.41 % of Bond Portfolio 76% 24% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Beginning Market Value 99,844.00 489,544.45 $589,388.45 Ending Market Value 98,113.00 484,051.41 $582,164.41 Current Period Value 582,164.41 593,451.02 (11,286.61) 23,617.56 12,552.65 3.45% EFTA01569281 SUMMARY BY TYPE Fixed Income Government and Agency Bonds International Bonds Total Value Market Value 98,113.00 484,051.41 $582,164.41 % of Bond Portfolio 17% 83% 100% US Fixed Income - Taxable Non-US Fixed Income Change In Value (1,731.00) (5,493.04) ($7,224.04) Current Allocation 5% 25% 30% Asset Categories Fixed Income Page 10 of 31 EFTA01569282 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Fixed Income Detail Quantity US Fixed Income - Taxable FHLB MEDIUM TERM NOTE 1 1/4% SEP 29 2015 DTD 09/29/2010 STEP CPN 313371-2G-0 AAA /WR Non-US Fixed Income INTL BK RECON & DEVELOP - BRL 8 3/4% JUN 15 2012 DTD 08/20/2009 HELD BY EUROCLEAR ISIN:XS0446421157 SEDOL:B435Z93 459058-96-1 NA /AAA BRL INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY EUROCLEAR ISIN XS0495010562 SEDOL B5114T3 U45818-9G-5 AAA /AAA INR INTER AMERICAN DEVEL BK - IDR MEDIUM TERM NOTE 6 1/2% JUN 04 2014 DTD 06/04/2010 HELD BY EUROCLEAR ISIN:XS0513770957 SEDOL:944985B 45818W-9K-4 IDR 1,300,000,000.000 0.01 145,366.00 150,112.11 (4,746.11) 9,378.46 5,421.39 1.67% 6,700,000.000 2.13 142,405.89 143,232.17 (826.28) 4,495.13 3,472.94 4.68% 90,000.000 60.57 54,514.52 50,106.74 4,407.78 4,743.97 EFTA01569283 2,599.42 8.27% Price Market Value Tax Cost Adjusted Original Estimated Unrealized Gain/Loss Annual Income Accrued Interest Yield 100,000.000 98.11 98,113.00 100,000.00 (1,887.00) 1,250.00 319.40 1.67% Page 11 of 31 EFTA01569284 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Quantity Non-US Fixed Income BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/20/2010 06740P-VG-8 NA /AA3 Total Non-US Fixed Income 1,306,940,000.000 $484,051.41 $493,451.02 ($9,399.61) $22,367.56 $12,233.25 3.81% Price Market Value Tax Cost Adjusted Original Estimated Unrealized Gain/Loss Annual Income Accrued Interest Yield 150,000.000 94.51 141,765.00 150,000.00 (8,235.00) 3,750.00 739.50 3.41% Page 12 of 31 EFTA01569285 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Convertibles Summary Asset Categories Convertibles - Equity Beginning Market Value 50,700.00 Ending Market Value 54,110.00 Change In Value 3,410.00 Current Allocation 3% Asset Categories Convertibles Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Convertibles Detail Estimated Quantity Convertibles - Equity GENERAL MOTORS CO CV PFD B 37045V-20-9 GM PB Price Market Value Tax Cost Adjusted Original Unrealized Gain/Loss Annual Income Accrued Dividends Yield Period Value 54,110.00 50,000.00 4,110.00 1,000.000 54.11 54,110.00 50,000.00 EFTA01569286 4,110.00 Page 13 of 31 EFTA01569287 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Options Summary Asset Categories Equity Beginning Market Value (4,080.00) Ending Market Value 0.00 Change In Value 4,080.00 Current Allocation Page 14 of 31 EFTA01569288 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Other Assets Summary Asset Categories Other Beginning Estimated Value 161,474.00 Ending Estimated Value 157,179.50 Change In Value (4,294.50) Current Allocation 8% Asset Categories Other Assets Current Market Value/Cost Estimated Value Tax Cost Estimated Gain/Loss Estimated Annual Income Yield Other Assets Detail Cost Quantity Other MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE 2.75% CPN WHERE MAX RATE IS 6% PER ANNUM DD 9/8/10 61745E-60-9 A /A2 PROSHARES ULTRSHORT QQQ Total Other 74347R-87-5 QID 151,000.000 $157,179.50 $176,203.50 ($19,024.00) Page 15 of 31 1,000.000 11.63 11,633.00 26,203.50 (14,570.50) 150,000.000 97.03 EFTA01569289 145,546.50 150,000.00 (4,453.50) Price Estimated Value Adjusted Original Estimated Gain/Loss Accruals Period Value 157,179.50 176,203.50 (19,024.00) 4,125.00 3.02% EFTA01569290 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions Income INFLOWS 270.71 Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 167,982.16 (18,129.32) $149,852.84 $202,542.65 * Year to date information is calculated on a calendar year basis. 457,856.91 (937,181.34) ($479,324.43) -$0.00 $0.00 $0.00 -$0.00 $270.71 20,787.66 576,819.31 502,108.08 $1,099,715.05 (172,628.00) (349,207.29) ($521,835.29) $0.00 $0.00 Period Value 52,419.10 Year-To-Date Value* -INCOME Current EFTA01569291 Period Value 0.00 Year-To-Date Value* -$0.00 $0.00 Page 16 of 31 EFTA01569292 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settlement Date 12/1 12/1 Type Domestic Dividend/Distribution Interest Income Description PFIZER INC @ 0.18 PER SHARE DEPOSIT SWEEP INTEREST FOR NOV. @ .03% RATE ON NET AVG COLLECTED BALANCE OF $28,792.47 AS OF 12/01/10 12/22 Option Assignment GOOGLE INC CALL OPTION DEC 10 @ 560 COVERED CALL ASSIGNED TRADE DATE 12/17/10 Total Inflows & Outflows $270.71 3.000 2,804.95 560.00 0.71 Quantity Cost 1,500.000 Per Unit Amount 0.18 PRINCIPAL Amount 270.00 INCOME Amount Page 17 of 31 EFTA01569293 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 TRADE ACTIVITY Note: L Trade Date 12/17 Settlement Date 12/22 indicates Long Term Realized Gain/Loss Settled transaction was initiated in prior statement period and settled in current statement period Type Settled Sales/Maturities/Redemptions Sale Description GOOGLE INC CL A @ 560.00 BROKERAGE TAX &/OR SEC 168,000.00 15.00 2.84 J.P. MORGAN SECURITIES LLC TRADE DATE 12/17/10 Quantity (300.000) Per Unit Amount 559.941 Proceeds 167,982.16 Tax Cost (147,944.90) Realized Gain/Loss 22,842.21 L Trade Date Settlement Date 12/2 Type Description Settled Securities Purchased 11/29 Purchase EFTA01569294 GERON CORP @ 5.65932 BROKERAGE 12/6 12/9 Purchase GERON CORP @ 6.16 BROKERAGE Total Settled Securities Purchased Quantity 1,000.000 5,659.32 50.00 J.P. MORGAN SECURITIES LLC TRADE DATE 11/29/10 2,000.000 12,320.00 100.00 J.P. MORGAN SECURITIES LLC TRADE DATE 12/06/10 ($18,129.32) 6.21 (12,420.00) Per Unit Amount 5.709 Market Cost (5,709.32) * Page 18 of 31 EFTA01569295 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income $0.00 TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance * Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --(41,251.64) ($41,251.64) -100,000.40 (41,251.64) $58,748.76 -(41,511.52) (41,511.52) 64,089.11 105,600.42 (41,511.52) 64,088.90 -Period Value -Year-To-Date Value* EFTA01569296 -0.20 $0.20 0.00 Local Value Current Period Value 105,600.63 Year-To-Date Value* -0.21 0.21 Page 19 of 31 EFTA01569297 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Portfolio Activity Detail - Canadian Dollar TRADE ACTIVITY - Canadian Dollar Note: Trade Date * Settled transaction was initiated in prior statement period and settled in current statement period Per Unit Settlement Date 12/2 12/9 Type Settled Securities Purchased 11/29 12/6 Purchase Purchase Total Settled Securities Purchased (USD) Description FIRST MAJESTIC SILVER CORP FIRST MAJESTIC SILVER CORP Quantity 100.000 ISIN CA32076V1031 SEDOL 2833583 3,000.000 ISIN CA32076V1031 SEDOL 2833583 Amount USD Local Value 11.237 11.48 13.376 13.42 Market Cost USD Local Value (1,123.73) (1,150.87) (40,127.91) (40,360.65) ($41,251.64) Currency Gain/Loss USD 33.89 * 1,907.60 $1,941.49 Page 20 of 31 EFTA01569298 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Portfolio Activity Summary - Norwegian Krone PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS Total Outflows Withdrawals TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance * Year to date information is calculated on a calendar year basis. $0.00 -100,000.00 (100,429.08) ($429.08) -0.00 0.00 611,000.00 (613,539.04) (2,539.04) -Period Value Beginning Cash Balance -272.87 $272.87 (272.87) ($272.87) Year-To-Date Value* -3,247.51 $3,247.51 (2,818.43) ($2,818.43) Local Value Current Period Value 0.00 1,639.16 1,639.16 (1,639.16) (1,639.16) Year-To-Date EFTA01569299 Value* -19,644.75 19,644.75 (17,105.71) (17,105.71) Page 21 of 31 EFTA01569300 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Portfolio Activity Summary - Norwegian Krone INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Settlement Date 12/2 Type Foreign Interest Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5000% DATED 11/26/2010 MATURITY 12/02/2010 HELD BY LONDON TREASURY SERVICES 12/2 12/2 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - NOK NORWEGIAN KRONE (582,378.800) LONDON TIME DEPOSITS 1.5000% DATED 11/26/2010 MATURITY 12/02/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (145.590) (23.51) (145.59) Quantity 582,378.800 Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Per EFTA01569301 Unit Amount USD Local Value PRINCIPAL Amount USD Local Value 23.51 145.59 INCOME Amount USD Local Value Currency Gain/Loss USD Page 22 of 31 EFTA01569302 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 12/2 Type Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/02/2010 MATURITY 12/09/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/3 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5000% DATED 11/26/2010 MATURITY 12/03/2010 HELD BY LONDON TREASURY SERVICES 12/3 12/3 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - NOK NORWEGIAN KRONE (621,866.390) LONDON TIME DEPOSITS 1.5000% DATED 11/26/2010 MATURITY 12/03/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/3 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/03/2010 MATURITY 12/10/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/9 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/02/2010 MATURITY 12/09/2010 HELD BY LONDON TREASURY SERVICES 12/9 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (158.580) EFTA01569303 (26.26) (158.58) 582,524.390 26.26 158.58 622,047.770 (181.380) (29.76) (181.38) 621,866.390 29.76 181.38 Quantity 582,524.390 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 23 of 31 EFTA01569304 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 12/9 Type Free Delivery Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/02/2010 MATURITY 12/09/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/9 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/09/2010 MATURITY 12/16/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/10 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/03/2010 MATURITY 12/10/2010 HELD BY LONDON TREASURY SERVICES 12/10 12/10 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - NOK NORWEGIAN KRONE (622,047.770) LONDON TIME DEPOSITS 1.4000% DATED 12/03/2010 MATURITY 12/10/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/10 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/10/2010 MATURITY 12/17/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/16 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% EFTA01569305 DATED 12/09/2010 MATURITY 12/16/2010 HELD BY LONDON TREASURY SERVICES Page 24 of 31 582,682.970 26.76 158.62 622,217.110 (169.340) (27.94) (169.34) 622,047.770 27.94 169.34 582,682.970 Quantity (582,524.390) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01569306 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 12/16 12/16 Type Misc. Disbursement Free Delivery Description REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - NOK NORWEGIAN KRONE (582,682.970) LONDON TIME DEPOSITS 1.4000% DATED 12/09/2010 MATURITY 12/16/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/16 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/16/2010 MATURITY 12/23/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/17 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/10/2010 MATURITY 12/17/2010 HELD BY LONDON TREASURY SERVICES 12/17 12/17 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - NOK NORWEGIAN KRONE (622,217.110) LONDON TIME DEPOSITS 1.4000% DATED 12/10/2010 MATURITY 12/17/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/17 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/17/2010 MATURITY 12/23/2010 HELD BY LONDON TREASURY SERVICES EFTA01569307 CLIENT REF FTD 622,386.490 (169.380) (28.36) (169.38) 622,217.110 28.36 169.38 582,841.590 Quantity (158.620) Amount USD Local Value PRINCIPAL Amount USD Local Value (26.76) (158.62) INCOME Amount USD Local Value Currency Gain/Loss USD Page 25 of 31 EFTA01569308 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 12/23 Type Foreign Interest Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/17/2010 MATURITY 12/23/2010 HELD BY LONDON TREASURY SERVICES 12/23 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/16/2010 MATURITY 12/23/2010 HELD BY LONDON TREASURY SERVICES 12/23 12/23 12/23 Misc. Disbursement Misc. Disbursement Receipt of Assets ROLLOVER TO TIME DEPOSIT ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - NOK NORWEGIAN KRONE (145.220) NORWEGIAN KRONE 622,531.710 LONDON TIME DEPOSITS 1.4000% DATED 12/23/2010 MATURITY 12/31/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/23 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/23/2010 MATURITY 12/30/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/23 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/17/2010 MATURITY 12/23/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD EFTA01569309 (622,386.490) 583,000.250 (158.660) (26.46) (158.66) (24.22) (145.22) 582,841.590 26.46 158.66 Quantity 622,386.490 Amount USD Local Value PRINCIPAL Amount USD Local Value 24.22 145.22 INCOME Amount USD Local Value Currency Gain/Loss USD Page 26 of 31 EFTA01569310 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 12/23 Type Free Delivery Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/16/2010 MATURITY 12/23/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/30 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/23/2010 MATURITY 12/30/2010 HELD BY LONDON TREASURY SERVICES 12/30 12/30 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - NOK NORWEGIAN KRONE (583,000.250) LONDON TIME DEPOSITS 1.4000% DATED 12/23/2010 MATURITY 12/30/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/30 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3500% DATED 12/30/2010 MATURITY 01/06/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/31 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/23/2010 MATURITY 12/31/2010 HELD BY LONDON TREASURY SERVICES 12/31 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (193.680) EFTA01569311 (32.89) (193.68) 622,531.710 32.89 193.68 583,158.960 (158.710) (26.71) (158.71) 583,000.250 26.71 158.71 Quantity (582,841.590) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 27 of 31 EFTA01569312 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 12/31 Type Free Delivery Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.4000% DATED 12/23/2010 MATURITY 12/31/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 12/31 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.1500% DATED 12/31/2010 MATURITY 01/07/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD Total Inflows & Outflows $0.00 622,725.390 Quantity (622,531.710) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 28 of 31 EFTA01569313 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 In Case of Errors or Questions About Your Electronic Transfers. Contact your J.P. Morgan Team at one of the telephone numbers on the front of this statement or write us at , 1/OPS, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is in error or why you need more information. (3) tell us the dollar amount of the suspected error. If you contact us orally, you must send us your complaint or question in writing within 10 business days in order to preserve your rights. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 days for purchases using your debit card or for international transactions), we will credit your account for the amount you think is in error, so that you will have the use of money during the time it takes us to complete our investigation. In case of errors or questions about your statement, including your line of credit. If you think that your statement is incorrect or if you need more information about a transaction on your statement including a line of credit transaction, you must write to us on a separate sheet describir the error and send it to: J.P. Morgan's Private Bank, , 1/OPS3, Newark, DE 19713-2107. We must hear from you no later than 60 days after the statement on which the error or problem appeared is sent. You can contact your client service specialist but doing so will not preserve your rights. Please review your account statement and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, and unaccounted cash positions in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement. Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your JPMS Account Representative or JPMS Compliance Department at In your letter, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. Important Information about Pricing and Valuations Certain assets including but not limited to, pooled private investments, non publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of which may have been provided to us by third parties who may not EFTA01569314 be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values. Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein has been obtained from sources that J.P. Morgan believes to be reliable and is furnished for the exclusive use of the client. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The current value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are indicative values as of the Page 29 of 31 EFTA01569315 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 close of business of the date of this statement and, except as otherwise agreed in writing, these valuations do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated as of the date of this statement. We do not warrant their completeness or accuracy. These valuations are derived from proprietary models based upon well-recognized financial principles and we have, when necessary to calculate the present value of future cash flows, made reasonable estimates about relevant future market conditions. Valuations based on other models or different assumptions may yield different results. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Please review your statement promptly and report any discrepancies immediately to an account officer whose name appears on the contact page of this statement. The JPMorgan Funds or The JPMorgan Institutional Funds or The American Century Funds Shares of the funds are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of the Bank. The Bank and its affiliates receive compensation from JPMorgan Funds for providing services. American Century Investment Services, Inc. is the distributor of the American Century Funds. American Century Investment Management Inc. serves as investment advisor to its respective fund family and receives compensation from that fund family for providing investment advisory and other services. This statement is not an official document for income tax reporting purposes. Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; Amounts in such foreign accounts do not have the benefit of any Domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Account (TD F 90-22.1). Important Information Regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, EFTA01569316 weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online.Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. Where J.P. Morgan was unable to obtain a price from an outside service for a particular ARS, the price column on your statement and online will indicate "$0.00" which however should not be relied on as the price at which ARS would trade. Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, the Private Bank of J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. Additional Information About Your Accounts Securities purchased or sold through JPMS (1) other than mutual funds, are cleared through J.P.Morgan Clearing Corp. ("JPMCC"), an affiliate of 3PMS, and (2) other than exchange-listed options, are held in your Asset Account at 3PMorgan Chase Bank, N.A. Positions in exchange-listed options are held by 3.P.Morgan Clearing Corp. and are not delivered to or from your Asset Account. For your convenience, however, positions in exchange-listed options are presented in this Asset Account statement together with other assets held in that account. All pertinent information about your settled and pending purchases and sales effected through your 3PMS account during the period covered by this statement, is summarized in the "Trade Activity" portion of this statement. You should have received separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished to you. Upon written request, 3PMS will promptly supply you with the latest such information. Page 30 of 31 EFTA01569317 GHISLAINE MAXWELL ACCT. For the Period 12/1/10 to 12/31/10 Shareholders of certain JPMorgan Funds are charged a redemption fee equal to 2% of the proceeds if they exchange or redeem shares of such funds within 60 days of purchase, subject to certain exceptions set forth in the prospectus of the applicable Fund. Please consult your J.P. Morgan representative for a list of the JPMorgan Funds that impose redemption fees. .JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMS and JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $100,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMorgan Chase Bank, N.A. (the "Bank") are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at To the extent applicable, please read the following disclosures regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. JPMS, .JPMCB or their affiliates (the "J.P. Morgan Companies") may provide administrative, custodial, sales, distribution or shareholder services to JPMorgan Funds, American Century Funds, or funds established, sponsored, advised, or managed by third parties, and the J.P. Morgan Companies may be compensated for such services. A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request Bank products and services are offered through JPMCB and its affiliates. Securities are offered by JPMS and, to the extent noted above, cleared through JPMCC. If a partial call is made with respect to an issue of securities included in your Account we will allocate the call by a method we deem fair and equitable. You must promptly advise JPMS of material changes in your investment objectives or financial situation. Unless you inform JPMS otherwise, JPMS will consider the information currently in its files to be complete and accurate. JPMS is not a bank and is a separate legal entity from its bank or thrift affiliates, including JPMCB. The securities sold, offered, or recommended by JPMS: (1) Are not insured by the Federal Deposit Insurance Corporation, or any other governmental agency; (2) Are not deposits or other obligations of JPMS's bank or thrift EFTA01569318 affiliates (unless otherwise indicated), and are not guaranteed by or the responsibility of any such affiliates (unless explicitly stated otherwise); and (3) Involve investment risks, including possible loss of the principal invested. JPMS's banking affiliates may be lenders to issuers of securities that JPMS underwrites, in which case proceeds of offerings underwritten by JPMS may be used for the repayment of such loans, and you should refer to the disclosure documents relating to particular securities for discussion of any such lending relationships. The Federal Reserve requires that JPMS obtain your consent before it can obtain certain information from its bank or thrift affiliates, including their credit evaluation of you. We will assume that your continuing to transact business with JPMS will constitute your consent to the sharing of such information by JPMS and its bank or thrift affiliates, to the extent permitted by law. Page 31 of 31 EFTA01569319 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01569320