EFTA00622078.pdf

Valuations 4/30/13 EFTA00622078  Investment Sanma'Y 4/30/13 oath 8 Equivilants S0LASsem Financial ILO- (see note below) 14.387.623 J Epstein 1.804.265 HAZE Taal 28.355 FT Real Estate Southern Trust Company 8,189,466 Jeerers 11.853438 .3 Epetem VI Foudaton 4,565.460 Total Cash 8 Egusalenes 40.828.607 Less Cash n Operating Account& (1,156,197) Cash in Foundabons (4 565 MO) (5.761,657) Total Available Cash ft Equrea'ents 35,066.950 JP Morgan Treeing AOCOunt (cash. secutee Deflvalvet). SFLLC See Note A 70,797,344 JP Morgan Treeing Account (cash. securities. Densitmes)- HAZE 27.077,457 JP Morgan Traong ACO3unt (CaSh.SeCuteS. Oerentires). STC 6.136,918 marketable Sec-unties -(fm) 12.294.528 Investment American Yacht Harbor (per JEE) 11;00000 Settlements Receivable -C62 59.646,770 Partnennip to 103,967,164 (see attached schedule) Total • 31',CC7 '31 Value Above 311.007,131 Adjustments Operating Cash 1,196,197 Loans Receivable 1.865,415 Two per attached vOlualco SchesIMI. 314 069 743 • Investmerd partnerships are subect to various restrictions on withdrawals, and therefore, 314,068,743 the timing of arSatiety of funds will be so Ironed NOTE A: The JPM trading account was funded With $75 Won Curvy July 2011 we withdraw S 32.478.520 Co 2/11/12 the *nun was mated by $501,930 for the purchase of 16,535 Mad Pharmaceuticals 8 7,095 Bogen ICEC on 5/22/12 me e00Wlt was reducad by $1,330,000 for the purchase of 35.603 Wares of Facebook In Augur/ 2012 the account recerwel 5349,402 from the sales proceeds od 17.500 sh of Facetook On 9/12/12 the accourt was reduced by S10mm Ice the transfer to Mod Inc On 11/9/12 there was a Wenger to JEE of 51.000,000 EFTA00622079  J. EPSTEIN I =LAND EMI= VALUATIONS CASHLIABILMESAINESTMENTS 40W13 0laC 03/31/13 0400113 01/01t13 VTD 41141 ACCOUNTS VALUATION PERFORMANCE J P MORGAN- Cash 14339948 14,360,678 JP Masan Tradirop ACCOUN 49629787 70.797.344 J P Morgan- Strout:es 9,264.361 16774199 Other Bank Accost 26,945 26,945 INVESTMENTS TUDOR FUTURES 13,693,889 13,100.259 12,579990 4.14% -433% HIGHBRIDGE CAPITAL 18,952.160 18,919,941 18.624.993 1.58% -017% BEAR STEARNS Asa Baud Securities (7/31/09 vak 331,882 331,882 Southern Trust Copal= J P MORGAN- Cash 8,591,532 9092,702 JP Morgan Daft Account 6.125418 9136918 Other Bank Accounts 180,554 96.784 Adan Solutions (at cat) 500,000 Settlements Jason DB Z1NIRN SPECIAL OPPURTUNMES FUND 76,000000 76,000,000 see foctrcte less parbal ynthdraval payment receNed (6,541,292) (19353220) J P MORGAN- Cash 4,041,393 11.853,438 JP Morgan Trading Aocount 1,511,347 1,520.329 Essata INVESTMENT American Yacht Harbor 1,000,000 1600.000 FT Real Estate - Investment In ptshp al cast 1,508,433 1,508.833 CHECKING/SAVINGS ACODUNTS 1,290.729 1,072.488 LOANS DUE FROM INDNIDUALS 1,745,415 1.765415 CORE CLUB NOTE 100,000 100,000 BROKERAGE ACCOUNTS JPM (Bear Steams) 666,892 666.913 J P MORGAN 56,605 56,820 Mort Mc MOM= (at cost basis) 10000,000 10,000600 (1,280333 there, of common and 895,301 snares of Sr 5 Pfd) Butterfly Trutt 8,044 8,044 HAZE That HIGHBRIDGE CAPITAL 35,005308 35635646 34,404,356 1.83% -0.17% KING STREET (starlets) 24,219266 24.590.603 23.276,473 5.65% 1.56% JP Mown - Cash 28,354 28,355 JP Morpan-manaped account 22,282,645 22.077.457 TOTAL 314,146,255 314,068,743 THESE AMOUNTS CO NOT INCLUDE HOUSES, AIRPLANEFC(TUFTES S OTHER ASSETS EFTA00622080  Reconciliation of large Items Value 3/31/13 314,146,255 Partnerships (310,174) see below JPM Trading account- SFLLC (FTC) 1,167,557 JPM Trading account- HAZE (205,228) JPM Trading account- STC 11,500 Securities 1,512,840 DNIdendsAnterest 9,796 Apollo Distribution Change In loan account 20,O30 cash spent : JEE (2,212,237) STC (83,790) cash received BSABS 12,224 miscellaneous total 314,068,743 Value 4/30/13 314,068,743 Partnerships SFLLC TUDOR FUTURES (593,630) SFLLC HIGHBRIDGE CAPITAL (32,219) Haze HIGHBRIDGE CAPITAL (59,662) Haze KING STREET 375,337 (310,174) EFTA00622081  .:EE and Related Entibes Cash Summary 4,30f13 SR_LC PM 14.360.678 Bank accounts 26945 14,387,623 JEE Bank amounts 1,072A86 1.196.197 JPM (Bear Steams) 666.913 JPM 56820 Butterfly Trust (Bear Steams) 8 044 1,804,265 JEEPERS JP Morgan 11,853 436 11.853 438 HAZE Test JPM 28.355 28.355 Southern trust Company JPM 8 092 702 Bank accounts 56764 8.189 466 Enhanced Education 4,565460 4 565460 Total Cash 40 828 607 40.828.807 Ns does not mauls cash in JP Morgan trading account EFTA00622082  -RE and Rested Enna. Pa/abbe Ecuitv for investments 4432/13 Securetlea Long a Fair Market Value Purchena 4733913 301/13 panba) 70.503 Nara Read SFLLC 1,324250 1,327775 (5S25) 20,000 Eiornbanbor SFLLC 79,535 70335 202 21,753 JP Morgan SFLLC 1.003115 1,032397 33.718 283157 Apollo Gkabai Management SFLLC 7,054,126 5004,717 1,309,4410 17500 Facetmin <purchase] 5422/12) SFLLC 4455975 4471550 38.325 10,555 ModPleentwesegelle SFLLC 24450 205953 (3.473) 2.005 Megan CEC SFLLC 453058 403,534 55.124 140,490 JPM FltRale 4141E Jericen 5,950 1.520,320 1,511,347 3,002 12294 525 10 775200 1 512840 SALLCOastory Pecialkis FTC) acal Triong (sae attadad) unnoticed 7,7/9,728 NM Pal 2010 (1.519593) nakned-2010 (5,992209) Net PM 2011 (741,052) ~ad -2011 1,541,540 Not PL 2012 11.034.502 reakno0.2012 0105574 Net Pal 2015 1.364343 real:012013 (8002470 Toed P&L areas batten 10 758 320 10755 303 Investments allo 40013 al Fair meat ~to SFLLC TUDOR FUTURES 13,100250 SFLLC HIGNBRIDGE CAPITAL 10919,941 SFLLC ABS Tame Oast valuate 7731.09 FTC recur es rntneary cartoons) 331,542 HATE HIGH8R1CCE CAPITAL 35,035,648 HAZE KING STREET 24.593,003 FT Real East* 21 Era 2051344e (et carel2 920,503 FT Real egabe Coliontia Poldngtt co«) 559333 STC Mean Soil:ions (et oaa)(1,142,557 w 54.« A Pld fj 4375 per ah) 500,000 Mort Inc Alleecom (one bra) (1250333 ah onermen. 895,301 la Set 5 pre 22.221.222_ sistujp_ EFTA00622083  Southern financial Lit Analysis of Investment investmer8 FMV unrealized 4/30/13 Gain(loss) ML Hertz 12/15/05 5,100,000 distributions 8/11/06 (2,160.021) distributions 12/11/06 (502006) distreilions 7/26437 (2.440906) clestributions 42011 (1,297.352) dstributions 12/12/12 308 976) (2,667,261) 3,873.688 6 340249 final castnoution BS ABS 1129/06 10200000 distribikans (3,907 753) 6,092,247 331,882 (5260365) Holbridge Capital Corp 111/01 25,030030 distnbations 228/06 (25 030 0001 18.919 941 18219,941 This represents the total of H.ghtedgc Centel Corp. and 1103 Multi-Seated/ Holdings Ltd Tudor 1/304)1 5,000,036 1/14113 cistntxtion (4193.309) 806,700 13,100 259 12 293 559 JEFFERS DBZwvn 4/29/02 'Tweeted 10.003.0X) IY30/02 Invested 10,000,000 12/2/02 fleeted 30,003,030 82.03 Mieqed 10,000,030 1/3105 irwristed 20.000,000 12/21/12 cistributlon (6,541292) 4112/13 distritxtion (9 811 938) 63,646 770 Galena receivable from Fortress $63,8413,770 DBZ- satrent Tim. eased on the f000w fl OSSurretens the hind will recognize a withdrawal amount paya tie to Jeerers totaling $70 :Mien 70,000,000 ,;eepers will receive an interest of G Cutrins ptshp interest valued at approx $3.8 mllion with a 5,0110,030 backstop payment from G. Dubin equal to the excess of $5 mil on over to aggregate value of all deflower% made with reaped to Pis investment JEE will pay $1 neon lor Zwirris interest n Commn. JEE will rercleve all diaibutions t.cto $2 million 1,000,000 and tre remaining detnbutiore will be divided 5050 between JEE and Zwim 76 003 COO EFTA00622084  Hue Trust Analysis of Investment Irwestment FMV unrealized 4/30/13 Gain(loss) Hight:of-tripe Capital 4/20/99 10O41866 35O35,646 24,993,980 This represents the total of Highbridge Capital Corp. and HB Muth-Strategy Holdings Ltd. King Street 11/1/99 10,0O3,000 728,10 50% redemption (2O06O,787) (10090,787) 24,590,933 34,681,390 EFTA00622085  ENHANCED EDUCATION 4/30/13 PARTNERSHIPS 6 TOTAL CASH SECURITIES JP Morgan (Forrrerly Bear Steams) 4,522,308 4,522.308 BANK 43,152 43,152 TOTAL 4.565.460 4.565.460 EFTA00622086  Beet Spero Pant Mcled Secede DetributIons Received FTC Taal Partnerse'D & Tait Partnerthip That 1)9/06 1.047.29100 1p17,291.00 3/12925 31015.00 431,01500 4/14/230 47,707.00 147,707.00 5/14/0. 47,707.00 147,70700 6/16/06 35,37100 135,377W 7/16/08 1471100 110112.03 8/21/08 24615.00 110,62500 9/23/08 20,57600 110,578.03 10/21/08 92327.0) 92127.0) 11/25/08 235,953.60 84953.00 12/22/08 73,67040 73,67000 1/23/09 71670.00 73,670.05 2/20/09 73.614.00 73,61420 3112,009 67,0440 67,43400 4/30/09 66,44300 66,44.2.00 5/29/09 57,916.03 57,8610 7/2489 NO6 A 64,312740 84187.00 8/26/09 47,911.00 47,911.00 9/21/09 35,71100 34711.00 12/2/09 87,166.00 8799400 1/8/10 25.08.30 23,07310 2/8/10 31,07344 31,07344 3/8/10 3314:643 33,60183 4/6/10 22.613.71 2291311 5/10/10 2611318 26,315.18 6/8/10 73,24311 25.243.91 7/8/10 /9,96145 39961.45 8/10/10 22,012.06 22,0848 9/8.60 2410941 2418341 108380 20.52731 20,52731 11/8/10 23,336.55 73,33635 12.01/10 25,234.17 25,234.17 1/10/11 2497331 24,62311 1/32/11 Noei 6 25,793.17 23,793.17 2/8/11 2616612 26,94692 3/8/11 26.31300 26,31300 48/ 11 21,112.23 21.11223 5/9/11 21,55736 2115736 6/9/11 8.678.74 8.67674 7/6/11 16,69035 16,690.35 8/8/11 15,596.19 13,59639 9/8/11 16,810.22 16,81022 10/12/11 15,8/9.76 15419.76 11/8/11 17,377.32 17,377.32 12/ 8/11 17,132.49 1743249 1/9/12 18,088.73 28.01673 2/8/12 16611.56 18.611.56 3/9/12 19,76140 19,767.40 4/9/12 17,62223 17,62223 5/1/12 16400.79 16,80279 6/882 17,40130 17,40130 7/9/12 16.16530 16,16530 8/9/12 16,60296 16,60296 9/11/12 14,87240 14472.40 10/9/12 154441 15,64511 21/8/12 33038.04 15,031104 17/202 14,20121 14.20621 1/9/13 14,594.00 14,594.00 2/W13 13,897.23 1187.23 3/8/23 13,251.21 13.25121 4/15/13 12 22345 12,22365 Tots 3,907,753.04 3313,595.17 794,15747 FTC Inwood $10000000 In her Steams /sat MAW Walt* on 12/79/06 Destributbre In WS on MOWN Web MOTE A: (reprotents 2 months par Dorothy Orketky) NOTE 5: (audit KI)ustanent In parbsenNp) EFTA00622087  5' 0 .-"411.4 (f.) rf (1 0,C, .4-C— aienVe Win SIMAYeat11, Account Position and MTM Summary (Open Positions) I levinresat Chastbrinattin Prepared lor Sourn•rn Financlal LLC as ol April 30. 2013 Conan< FR e Commeety rune USOM>04 12.1378 XAuuSD 1476.89 GI3PuSD 1.5533 USD/PY 97.440 USDARS 5.1875 USOKRW 1101.28 FURUSD 1.3167 uSD1DU. 2.0013 USOCHE 0.9295 USOCAD 1.0072 US011t`if 1.792 USDNOK 5.7694 • Intrade Pn n sia Sloom Trad" Dato Doodend Frory Curnmt Prot. Symbol Share, Comuyny Cuormy Inclustry Cour 8.00 (S) Slokr.t SidlLP. IS) 'ATM Ytold (Lucy') Oom%) 11 • 11 0,500) Telefonica Sa-Spon Adr USO Cornimmications WIM% 000 20.05 14.57 6.225 15-Mn-12 TU (39) Telefonica 5e-Spon Mr USO Communkations 0.00% 1488 (3568) 12.52 14.57 (580) 24-lan-13 ARIA 9,000 Mad FharrnmeRkals Inc USD maner. Non<ydic 0.00% (1171400) $160.630 19.60 17.87 (115.570) 14-Feb-I2 ARIA 7.535 Mad Phannikeuticals Inc USO insumer. Non-cydk 0.00% (1114.600) 5134.650 15.21 17.87 $20.051 24-00.12 OF 25.000 Deen Forse Co USD snsunser, Non<ydi 0.00% (1470.450) 5471500 1912 19.14 38.050 12.91-10 DAG 50.000 nerts Ob Agri Double Long USD Funds 0.00% (1352.550) $499.450 7.05 9.99 3146,900 17.149-12 FE 17.500 Facebook 1r0.4 USO Communkatons 0.00% (1665,000) 1485.958 38.00 27.77 (3179.043) 14-Feb-12 SIM 2,095 @logen Mee Int USO insmeer. Non-cydk 0.00% (1250.455) 1458.658 119.55 218.93 3208.203 23-Apr-13 GE 23100 Genera! Merk Co USO inductrial 3.41% (1495.190) 1512.670 21.53 22.29 517,480 win 152.494.077) 52.70%2 5214.21 Sbvctured Nota* • ManWI PrK MMor n Ineen:ment Bank as of Intoomt Trad* Dato Matunty lort Amount tong Deoription Con Baso (S), ?Aarket Valuti IS) Hors Pro" (Si Curumt Pm. ‘5) MMS ReCtived 22-Nor-13 1,000.000 Gs Note 11/22/13 tnkd To Men Vs Usd 85%Itamar. 5% AVn Cpn-2 .9%M.inm (31.001000) 31.137.180 10 110100 1113.72 3137.180 9-14913 24-Jan -14 1,004000 list< Ren Ulked To Cith Vs Usd 5Xkv. 500%Mazdzo 01/09/13 wem Strike:6.199S (31.000.000) 31.010,800 30 1100.00 1101.08 510.800 1444913 20.Aug-14 "000 MS Mark« Plus PARK 08/20/14 80% EKO Barder- 3.5% CPN. Uncapped MMO level Z ($1.000.000) 51.120.350 30 1100.00 1112.04 1120.350 5.4pr-12 16-Apr.15 1-0 Mentor CLN 6.200% CPN 0406/2015 Dtd 04/16/2012 (51,500.000) 11.573,800 $69,888 1100.00 3104.92 $143.688 US. Reed loomte • Intrada Pria Na eloombe IrSde 03t0 Total Int Maturity Tare Amnunt Iqunr SBP Rating Nest Call Date Coupon Prostipal Cost Market Value 'Weid to Worst &dry Pro• Current Wow NOTA Accrued 22 feb.12 15.1ar.-2018 1.000.000 Nrg Fnergy lot 1111. WA 7625% IS i.00i.S001 11.158.760 190.653 3.89% 5'00 15 5115.84 $247.913 22-Oct 12 01-Apr-2019 1,000.000 Headwaten Inc aa 4/14015 7.625% 01.035.000) 11.087.500 139,819 4.71% $103.50 $108.75 392.319 22.0ct-12 15444y-2019 400.000 Eardslink Int 5/15/2015 8.875% 0414.009 5425.300 518.539 7.04% 1103.50 5106.33 329.839 23-Oct-12 15499-2019 601000 Fartblink e- 5/15/2015 8.875% ($619.500) 1437,950 327.660 7.04% 1103.25 5106.33 544.110 1.0ct-12 01-Mn-2019 1.000.000 Kirdred Nealdscant Int 6/1/2014 8.250% (1996.250) 11.037,500 147.196 6.96% 199.63 1103.75 $89,146 8-Nov-12 01.9n-2019 1000.000 Kindred Healdware Inc e. 6/1/2014 8.250% (5970.000) 11.037.500 139.417 6.96% 197.00 3103.75 1106.917 24-9n-13 15-1•920310 1.500.000 Senntemaster Comparry 8. 2/15/2015 LOM% 01.595.625) 51.616,250 531000 6.10% 1106.38 1107.75 552.625 25-Feb-13 15-Feb-2020 Or) Senrkemaster Camper" 2/15/2015 8.000% (91.070.000) 51.077.970 $14.444 6.10% 1107.00 1107.75 321.944 3.49.13 10.494023 300.000 tardayt tank Pk afilk 4/192018 7.750% (3300.000) 3304550 11.7M 7.05% 1100.00 3102.55 110,294 15ijun-11 Prpritual 2.500.000 kamorgan ChetoCo s's camel 8 7.900% (52,702.425) 32.910.500 5370.313 4.22% 110610 3116.42 $574319 15-kin.11 Perpetua) 2.500.000 »morgen aam 4 Co 585 4/30/2018 7.900% (32.707.425) 32.910.500 3371313 4.22% 1108.10 1116.42 1578346 10-lan-11 Perpetue 2.000.000 (bink Of America Corp BN 5/15/2018 8.125% 02.081,189 52.250,030 3374.653 4.95% 110406 3114.00 1573.473 30-lan-12 PerPetud 3.000.000 Soutbern Cal Edkoo Pt- 2/1/2022 6.250% 152.999.970) 33,383,370 3234,375 4.47% 1100.00 3112.71 5417,775 27-Jun-12 Perpotial 2.001000 Genera] EI« Cap Corp AA- 6/15/2022 7.125% (12.172.920) 12.313,000 1119,938 4.97% 1106.15 5115.65 1310018 EFTA00622088  sena von serums. •I•Or GI <nein, lereatwet OneericesioNa Account Position and NUM Summary (Open Positions) Prepared for Soothe, n Financial LIC as of April 30, 2013 Current Fit • Commodity rates USIDIAXN 12.1378 RAUUSO 1476.89 GBPUSO 1.5533 USD/r1 97440 USDARS 5.1875 USDKRW 110128 EURUSO 1.3167 US06111. 2.0013 USDCHF 0.9295 USDCAD 1.0072 USDTRY 1.792 USONOK 5.7694 International Fixed income • Intrada MO via Blembe lob,: mt Entry Price Current lance Trade Dote Matur Iv Face Amount Issue SAP Rating Currency yr..mi Cott (SI Market Oak,. IC) Yield to VVentt /AIM Accrued IST (tocal) (Loran 9.0O.1 02-Nov-201 500.000 Peteoleos 1 Venezuela • U (5440,250) ett 123,729 88.05 96.75 67, 29 11.0ct.12 02-Nov-2017 1.000.000 Pe-trot:a Ot Venezuela II+ 1.150 8300% (1897.500) 1967.500 146.986 9.40% 89.75 96.75 1116.986 10-May-12 16-Dec-2021 1,500.000 Uoyd, Tsb Bank Mc 1186- USD 9.675% (11.627.500) 11.815.000 1144410 3.57% 108.50 121.00 1331.510 26-lan-12 15-Dec-2035 7.500.000 Republic 01Argentina N/A USD 0.000% (51038.7 50) 1404200 1469.920 13.65 5.42 (5162.630) 13-00-10 15-Dec-2035 10,000,000 Republic Of Argentine WA ARS 0.000% (5318,000) $15.455 1326.246 12.56 0.80 123,701 wed Amet Bodged • Manual Poo • via .IPMor. n Investment Bank 505.11 Pram -MI kntry Pr de Current Price Trade Date Maturgy Or,glnal Farr Issue S&P Rang Nest Call Date Coupon princ.pui Cott (5) Woke. iS NOM na) (Local) (Loran 4-14.1 25.Aug.2029 9.551,, •"' IMP` •••• I IMI CCC '"viol 1.100% (5567.273) 1555.653 ••• 56.25 5625 57.780 6-Arb-13 20-Dec-2032 5.701.000 Semt 11 81 CCC WA 1.654% ($781.919) 1800.102 117.394 73.75 76.55 136.276 5-Nov-12 25-Nov-2032 1.750.000 Grad 2004-A 03 ccc WA 5.250% (1581601) 1531.434 182.116 80.50 80.90 534 349 23-Aug-12 25-Aug-2033 3.325.000 CAN 2003.26 81 5/25/2013 5.337% (31.231.222) 11467.279 1201.167 77.00 73.82 137.224 14-Nov-12 25-Apr.2035 10.000.000 Imm 21:05.2 1M1 CCC 5/25/2013 0845% (11,165.8901 $1,211.671 166401 70.00 75.48 1112.068 211-tiov-12 25-Feb-2037 11.18(1.000 Chan 2007-Al 2M CCC 8/25/2024 2.990% (12.042.809) 12,016.660 1209428 8/1.50 95.62 1163.679 16-Apr-13 25-Mar.2033 4.500.000 Cvehl 2003-1 81 512512013 5.750% (11,444603) 11321.144 170.100 9530 91.12 ($57,559) 30-Apr-13 25.Apr.2933 2.726.000 Sac 2003-1012 CCC 12/25/2013 6.000% (11,074713) $1.076.783 (1359) 100.00 100.00 ($359) EFTA00622089  GI (aloha mateermehe cionortos i.e Account Position and MTM Summary (Open Positions) Prepared for Southern Financial tic as of April 30. 2013 Current FX • COMMOdIty rotes VSDMX/1 12.1378 XAUtISO 1476.89 GONAD 1.5533 USDPer 97.440 I/SOARS 5.1875 LISDKAW 1101.28 (VIWSD 1.3167 USDIIRt 10013 VSOC-111 0.9295 USOCAD 1.0072 USOTAY 1.792 VSDNOK 5.7694 Usted Peerfeneds Trade Date Maturity Shares Company S&P Ratan) Divociends Entry Price Current Price Par Amount Cantor. Principal Cat IS) Market Value (SI Yield to Worm teiTM Rec•iv•d (S) (Loral) (Local) 18-Nov-10 12/1/2013 4000 General Motors Co WA 150 00 475% (4100.000/ 5371.840 545,494 19.21% 50.00 46.48 $17.334 9-Dec-10 12/1/2013 63000 General Motors Co WA $50.00 4.75% (33.185.973) 12128140 $349,541 19.21% 50.57 46.48 191608 15-Feb.13 2/1/2016 6,000 Otte Natural Resources WA $25.00 7.00% 0150.000) 1122.120 51.021 15.27% 25.00 20.47 316.1591 22-Feb-12 2/15/2040 80.000 Gmat Capital That I CCC. $25.00 6.13% (31.682.800) $2.191,200 $166,111 5.07% 23.54 27.39 $474511 15-ian.13 1/15/2073 25,000 Nesters Energy Capital III $25.00 5.00% (1625.000) 5619,750 15.122 5.04% 25.00 24.79 ($128) 340-12 Perpetual 44600 Ally Financial Mr CCC. $25.00 6.50% (31.002.226) 11.247,482 1117.730 5.86% 21.51 26.77 $342.906 94,012 Perpetual 84000 Ally Financial kw CCC. $25.00 8.50% (51.780.000) 12.141.600 3199.278 5.86% 2125 26.77 $560.878 1744M-13 Perpetual 27.000 Votnacto Realty Trust BBB- $25.00 5.40% ($675.000) 1672.570 13.443 5.45% 25.00 24.91 11.013 24-Oct-12 Perpetual 40.000 Royal BR ScotInd Grp Plc BB 325.00 7.25% ($951.600) 11.006.800 124.569 540% 23.79 2577 $79.769 7-Jan -13 Perpetual 40.000 Royal Ilk ScatInd Grp Plc BB $25.00 7.25% (5977.600) 11006.100 19.861 140% 24.44 25.17 $31068 14-ian-13 Perpetual 40,000 Royal Bit Scodnd Grp Plc BB $25.00 715% (4995.200) 51.006.800 16.451 5.40% 24-88 25.17 120.058 2-Aprl3 Perpetual 35.000 Digital Realty That nc elk $25.00 5.88% ($875.000) 1874.300 SO 5.90% 15.00 24.96 (1703) 16-Apt-13 Perpetual 11000 lint Republic Ilank/Sf N/A $25.00 5.50% (1300.000) 1298.320 SO 25.00 2486 $1.6601 Mutual Funds and Market Oath) Dat. Symbol Units Company Curremy Initial Cost (5) Drv.dends Entry NAV Current NAV Market Value (5) MTM