EFTA00197462.pdf

Statements EFTA00197462  CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. SOMAS SOOANSCH Gar. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York, Nell York 10179 Ono Movoloch Coma North EncItIgn. New York 1120/3859 STEARNS HERITAGE INTERESTS ACCOUNT EXECUTIVE ZICHERMAN.IRA STATEMENT PERIOD December 1.2001 TELEPHONE THROUGH December 31.2001 VISIT OUR WEBSITE eehW.Uea'StearrS.00,11 ACCOUNT NUMBER What's In This Statement II TAXPAYER NUMBER On File LAST STATEMENT November 30.2001 Financial Summary 3 HERITAGE INTERESTS FINANCIAL TRUST CO TTEE Your Portfolio Holdings 4 DTD 7.30-91 Transaction Detail 5 ATTN JEANIE BRENNAN Fund Activity 5 6100 RED HOOK QUARTER STE B-3 Your Messages 7 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio Important Message II any information regarding Cash 8 Eguyalent —IMEMINIMMEMERR 55.466,593 2001interest. dividends. TOTAL VALUE OF SECURITIES THIS PEFUOD 2945.000 $5,456,973 miscellaneous income. NET CREDIT BALANCE 1.368.454 gross proceeds or original Egumes $2.945.000 4,2 1: discount is required MONEY MARKET FUND BALANCE 4.098.139 $4.166.300 : S-I.22 reported to the IRS for this account, a ME Current market value Consolidated Form 1099 NET EQUITY TINS PERIOD $8.411,593 ggig Last statements market value will be mailed to you by Short market value January 31.2002or 1042S NET EQUITY LAST STATEMENT 8.396.973 by March 15,2002. CHANGE SINCE LAST STATEMENT 14.620 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Nona noon Oaf clIforanoo a pontoon< of crocks or stocks. calcalal as daltrona to 'nu. ne. SOT•Tani for nfeemebortal poems orEy Okra Needed as a Dr doomed lo Clem Sonion at 8C0(0.44428: a oO to Clam Seaton M Boa aoomo &comes statemore amid be Maned for yew records See revers* sole fce incorrect IIVOIThatKa On. Co. lArhotat, Coolly North. BrooNri, NY. I I2014050 027 D1.010208:30 001 VS19 EFTA00197463  CLEARED 1NROUON RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, t4,1 COO. Ceol.letsolech Cantot North Broeklln• New Volt 11201.3859 HERITAGE INTERESTS 2 or 7 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 OI0302.v06:34 001 V519 EFTA00197464  CLEARED 1HRWGH ITS ?RIMY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beta. Saen•ns SoPpot: Cop. Bear. Steam & Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 OtoMetsclech Carver North Beccidon. New Tuft 11201.3859 STEARNS HERITAGE INTERESTS 3 STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 ACCOUNT NUMBER Cash Flow Analysis Income Summary TAXPAYER MASER On Ale DC PER® YEAR TO DATE THIS FERICO LAST STATEMENT Noverncer 30.2001 Opening Balance Dividends 8.006.44 193,955.43 $1,366,840.20 Credit Balance Int. 186.55 28,925.93 Money Fund 8,006.44 Total $8,192.99 $222.881.36 Dividends/Interest 1.613.65 Amount Credited $9.620.09 Money Fund -8.006.44 Portfolio Composition Amount Debited 8.8.006.44 CashtCash Equivalent 5.466.593 Net Cash Activity 1.613.65 Equities 2.945.000 Closing Balance $1 368 453.85 Total $8.411.593 Same dos vanity, oe cam tnp”, oncinoTT on Out ISTIOn such Oanstoes at oon ,t 'or invissibro HL ppoa. SCCOM In Testnsnon DEW Your Portfolio Allocation Cash Balance Summary CLOSING Cash 38,614.02 38,800.57 Margo 121,226.30 1,329,652.30 Equities Short 1.206,999.88 0.98 35% Net Cash Balance $1.366.840.20 $1.368.453.85 Cash 6 Equivalent \ 65% ‘. daPaatai STOOnS 00nµ. 0000 Ononos onto* !NH malts vela, Tho olonOrsn seventy, is Sowed from To otnal.te market rat), 01 >TX patiOna 027 01,0102:0B:34 001 V519 EFTA00197465  CLEARED THROUGH ITS AAHCALY OM TAEO SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Szeirns SONAIMI COO. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Ore Metniech Cantet North Beccioon. New Yak 112013859 STEARNS HERITAGE INTERESTS 4 STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Your Portfolio Holdings ACCOUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER WESER On File LAST STATEMENT November 30. 2001 /AARxEl ESTIMATED CURRENT DESCRPTION S'IMBOLCUSIP QUANTITY PRICE OLUE AMU& INCOME Y13.0 CASH BALANCE 1,368,454 DREYFUS CASH MANACZMENT-CL A DICCX 4,098,139.09 1.0000 4,098,139 94,257 2.3000 INSTITUTIONAL SHARES ESL 30 DAY AVG VIEW 2.1000% TOTAL CASH & CASH EQUIVALENTS $5.466.593 $94.257 EQUITIES Equities & Options ACC! MARKET ESTIMATED DJAPEN' DESCRFRON STAIBC4iCUSIP Mt OUANSTT PACE VALLE ARMEN. -IAC0ME YE.° ITO TYCO INTERNATIONAL LTD TYC CASH 50.000 58.9000 2.945.000 2.500 0.0849 Total Equities& Options $2.945.000 $2.500 TOTAL EQUITIES $2.945.000 $2.500 YOUR TOTAL ESTIMATED ANNUAL INCOME $96,757 YOUR PRICED PORTFOLIOHOLDINGS $8.411.592 027 010302:06:34 001 VSI9 EFTA00197466  CLEARED THRWGH ITS wisekLY CAMPO SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT 808f. SZeirns SOC,,PRI OPP. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Ore MetTolech Center North 8ro:idon. New VC* I I201.38S9 STEARNS HERITAGE INTERESTS 5 c, STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Transaction Detail ACCOUNT NUMBER TAXPAYER KAMER On Ede INVESTMENT ACTIVITY LAST STATEMENT November 30.2001 SETTLEMENT TRADE DATE DATE TRANSACTX)TI DESORPTION SIOATOOLCUSTP QUANTITY PRCE DEPT AMOUNT MOT AMOVCr 12/27/01 JOURNAL PNC FINANCIAL SVCSGROUP INC PNC •10,000 JOURNAL FROM TYPE 1 TO 2 12/27/01 JOURNAL PNC FINANCIAL SVCSGROUP INC PNC 10,000 JOURNAL FROM TYPE 1 TO 2 12/28/01 JOURNAL TYCO INTERNATIONAL LTD NC .11.000 JOURNAL FROM TYPE 1 T05 TO CLOSE OUT SHORT POS Valibi Yogi-1XL 13WerfUndltgiiegarieitlitiWit 13NO -10.000 JOURNAL FROM TYPE 2 TO 5 TO CLOSE OUT SHORT POS 1228/01 KRAL 14Inff-DiFidINCIVEgarieitlitiWit 13NC 10.000 JOURNAL FROM TYPE 2 TO 5 TO CLOSE OUT SHORT POS 12/28/01 JOURNAL TYCO INTERNATIONAL LTD 1YC 11.000 JOURNAL FROM TYPE I TO 5 TO CLOSE OUT SHORT POS TOTAL MONEY FUND ACTIVITY DATE LOOM TRANSACTION DIESCRIPTIM SRAM/CUSP OUAATTSY PRICE OMIT AMOUR CREDIT AMOUNT 12/01/01 OPENINGBALANCE 4.090.132.65 12/03/01 DIVIDEND DREYFUS CASH MANAGEMENT-CA. A DICCX 8.006.44 INSTITUT SHARES MONTHLY DIVIDEND 12/03/01 REINVEST DREYFUS CASH MANAGEMENT-CL A DICCX 8,006.44 8,006.44 INSTITUTIONAL SHARES DIVIDEND REINVESTED 027 01,0102:08:34 001 TS19 EFTA00197467  CLEARED THROUGH ITS niCkLY CA1nO0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns SOC,M*1 CRP Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Ore Montech CarrIR North Reccidon. New Year 11201.3859 STEARNS HERITAGE INTERESTS 6 STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Transaction Detail (continued) ACCCUNT NUMBER TAXPAYER MASSER 011Ede MONEY FUND ACTIVITY (continued) LAST STATEMENT November 30.2001 DATE MOAT TRANSACTOR DESCRIPTION STMECtittElIP OVANMY PRCE DEBIT AMOUNT CREDIT AMOUNT 12/31/01 CLOSINGBALANCE 4,098,139.09 TOTAL $8,006.44 $8,006.44 INTEREST DATE DESCRIPTOR STIADCLOUSIP OUANTITY RATE DR DEBIT AMOUNT CREDO AMOUNT 12/21/01 INTEREST ON CREDIT BALANCE 1.2500 55.71 AT 1 1/4% 12111 THRU 12/20 12/21/01 INTEREST ON CREDIT BALANCE 1.5000 130.84 AT I 1/2% 11/21 THRU 12/10 12/21/01 SHT ACCT FEE 11/21-122001 1.427.10 TOTAL $1.613.65 MISCELLANEOUS DATE ODOM TRANSACTOR DESCRIPTOR DEBIT AMOUNT CREDIT AMOUNT 12/03/01 JOURNAL MARK TO MARKET 19.300.00 12/03/01 JOURNAL MARK TO MARKET SHORT P06 19.300.00 12/10/01 JOURNAL MARK TO MARKET 8,940.00 12/10/01 JOURNAL MARK TO MARKET SHORT P06 8.940.00 12/17/01 JOURNAL MARK TO MARKET 72.139.00 12/17/01 JOURNAL MARK TO MARKET SHORT P06 72,139.00 12/24/01 JOURNAL MARK TO MARKET 33,172.00 12/24/01 JOURNAL MARK TO MARKET SHORT P06 33.172.00 027 DI D102:08:34 001 V519 EFTA00197468  CLEARED THROUGH NS niCkLY ONnEO SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Szea•ns SON"Nti GNP. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Ore Momloch Contof North Beano. New Ye* I1201.38S9 STEARNS HERITAGE INTERESTS 7 CI STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Transaction Detail (continued) ACCCUNT NUMBER TAXPAYER AMMER On File MISCELLANEOUS (continued) LAST STATEMENT November 30. 2001 DATE MNDAY TPANSACTCN DESCRIPTION DENT WONT CREPT AMOUNT 12/31/01 JOURNAL MARK TO MARKET 1,197,699.00 12/31/01 JOURNAL MARK TO MARKET SHORT POS 1,197,699.00 TOTAL $-1,331.250.00 $1,331,250.00 Your messages As pail of the National Association of Securities Dealer's (NASD) Investor Education Program, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number (800) 289.9999 or via the intemet address which is www,nasdr,com, In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request, End of Statement 027 DI.D302:08:30 001 V519 EFTA00197469  CLEARED THROUGH nS YRIC.U.Y OWNED SUBSIDIARY OFFICE SERVICING YOUR ACCOLM Seer. Steams SOOrlISCH GO% Bear. Stearns 8. Co. Inc. BEAR 383 Madison Avenue New York, New York 10179 Ono Mottotech Center Noah BrockIgo. New York 1120/3559 STEARNS HERITAGE INTERESTS STATEMENT PERIOD October 27.2001 ACCOUNT EXECUTIVE ZICHERMAN.IRA TELEPHONE THROUGH November 30.2001 VISIT OUR WEBSITE 6'mv.uearstearns.com ACCOUNT NUMBER What's In This Statement 1111,111111111111 II TAXPAYER NUMBER On He LAST STATEMENT October 26.2001 Financial Summary 3 HERITAGE INTERESTS 4 FINANCIAL TRUST CO TTEE Your Portfolio Holdings DTD 7.30-91 Transaction Detail 5 ATTN JEANIE BRENNAN Fund Activity 5 6100 RED HOOK QUARTER STE B-3 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio Cash S fourslent —MINIMINI NNIall $5.456.973 TOTAL VALUE OF SECURITIES THIS PERIOD 2.940.000 ... $5.443.968 NET CREDIT BALANCE 1.366.840 $4.166.300 : 4-1.226.300 Equities ‘‘sssIcy344v.....;54: 6,58.000 : 8-1.133.000 MONEY MARKET FUND BALANCE 4.090.133 lin Current market value NET EQUITY THIS PERIOD $8.396,973 IM Last statements market value C Short market value NET EQUITY LAST STATEMENT 7.968.968 CHANGE SINCE LAST STATEMENT 428.005 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Nona topan oaf dITOCCODO a ranraop of twits or Mocks. oulicolod as dolfrogoa to Icu. Tan sterner,/ arsmisearel passes caly. a kea Mended as a Cu doctored lo Clem Sonion ;a 800044428: a yet lo Clam SONICOS a Bow. Steam SCCUTOS a. Tin itMyna, ORM be Wad for your records. En worm S. Ta owcelact Nianuaton Ca,.. One 1.1floINI, Coolly North. BrooNr., H.V. 1'204859 027 1201.01:10:46 001 VS13 EFTA00197470  CLEARED 1HROUGH RS YiHMV 0"E0 SUBSIDIARY Beer. Szewee Secwititi GOO. Ce4 Meal:tech Cord NOM Beccidon. Hew VC* 11201.3859 HERITAGE INTERESTS 2 01 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 1201.'01:10:44 001 V513 EFTA00197471  CLEARED 1HRWGH ITS vniCtLY OMe.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Best. Staten& SOPA.* COO. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue NOW Y New York 10179 Ore Mettolcch Cantu North Becck/on. New Tuft 11201.3559 STEARNS HERITAGE INTERESTS 3 STATEMENT PERO° October 27.2001 THROUGH Novemter 30.2001 ACCOUNT NUMBER Cash Flow Analysis Cash Balance Summary TAXPAYER NUMBER On Pile THIS PERICO CPENIO CLOSNG LAST STATEMENT OCIOCet 26.2001 Opening Balance $1,363,408.10 Cash 36.747.69 38,614.02 Money Fund 9,573.11 Margin 262.384.30 121,226.30 Funds Deposited 740.00 Short 1,064,276.11 1,206.999.88 Dividends Interest 2,829.60 Net Cash Balance $1,363,408.10 $1,366,840.20 Amount Credited $13,142.71 Money Fund -9.573.11 Dividends/Interest Charged -137.50 Income Summary THM PERIOD YEAR TO DATE Amount Debited $-9.710.61 Dividends 10.335.61 185,948.99 Net Cash Activity 3,432.10 Credit Balance Int. 363.83 28,739.38 Closing Balance $1,366,840.20 Total $10,699.44 $214,688.37 Same ds tanslans ol cosh below accost Itpts ate not included in Na Your Portfolio sedge. such IraneXera as aye as Meals Icy as on. fransockee eta pence. Allocation appece In niettillien Dotal. Portfolio Composition LONG CashiCash Equivalent 5.456,973 Equities 1.226.300 4.166.300 Equities 38% Total $1,226,300 $9,623,273 Cash 8 Equivalent St% — Short Equities 11% Untended croons °ono* Oat Dianne antler shoe male veva, The alumna revenue, to pe•uee horn to etnaLte trarkte rat), el >ev porno" 027 1241(01:10:44 001 V513 EFTA00197472  CLEARED THROUGH ITS Nutty, CAM,E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT BON. SZeirns SON, NO CON. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Ore Monlech Canto North Recocon. New Year 112014859 STEARNS HERITAGE INTERESTS 4 STATEMENT PERM WOW 27.2001 THROUGH November 30.2001 Your Portfolio Holdings ACCCUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER KAMER OR File LAST STATEMENT CtIOCei 26.2001 MARKET ESTIMATED CURRENT DESCRIPTION SillIBOLCUSiP QUANTITY PACE VALUE ANNUAL la& yea ru CASH BALANCE 1.366.840 DREYFUS CASH MANAGEMENT-CL A DICCX 4.090.132.65 1.0000 4.090.133 114,524 2.8000 INSTITUTIONAL SHARES EST, 30 DAY AVG VIEW 2.3800% TOTAL CASH & CASH EQUIVALENTS 55.456.973 $114.524 EQUITIES Equities & Options ACCT MARKET ESTRUM CURFENT DESCRPTION SYMECtICUSIP TOE aumnry PRCE VALLE ANKIAL NC0ME YELDI/O PNC FINANCIAL SYCSGROUP INC PNC CASH 10,000 57